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Surface Modification of Nanoparticles
     for Biomedical Applications


           Cristina Resetco
     Polymer and Materials Science
         University of Toronto

                                        1
Functions of Surface Ligands on Nanoparticles




                                                2
Biomedical Applications of Nanoparticles



Gold            Optical           Thiol       Biomolecular
                absorption,       disulfide   recognition
                stability         amine       sensing
CdSe            Luminescence      Thiol       Imaging
quantum         photo-stability   phosphine    sensing
dots                              pyridine
Fe2O3           Magnetic          Diol        MR imaging,
nanoparticles                     amine       biomolecule
                                              purification




                                                             3
Phase Transfer of Nanoparticles


(1) Ligand exchange    (2) Additional ligand layer   (3) Amphiphilic polymer




                                                                       4
PEG-Modified Nanoparticles




Solubility in organic solvents and
water where PEG is heavily hydrated,
forming random coils
Less non-specific binding in cells by
PEG-modified nanoparticles
Introduction of new functional
groups on nanoparticles by bifunctional
PEG
Separation by gel electrophoresis of      Nanoparticles modified with NH2-PEG-
nanoparticles with a defined number of    NH2 yield nanoparticles with exactly one or
chemical groups with PEG with             two amino groups, separated by gel
molecular weight above 5000 g/mol,        electrophoresis (Sperling et al. 2006).
which forms discrete bands
                                                                             5
Requirements for Solubilization
and Bioconjugation of Nanoparticles




                                      6
Quantum Dot Properties

High quantum yield compared to common fluorescent dyes
Broadband absorption: light that has a shorter wavelength than
the emission maximum wavelength can be absorbed, peak
emission wavelength is independent of excitation source
Tunable and narrow emission, dependent on composition and
size
High resistance to photo bleaching: inorganic particles are more
photostable than organic molecules and can survive longer
irradiation times
Long fluorescence lifetime: fluorescent of quantum dots are 15
to 20 ns, which is higher than typical organic dye lifetimes.
Improved detection sensitivity: inorganic semiconductor
nanoparticles can be characterized with electron microscopes
                                                                   7
Quantum dots conjugated with folate–PEG–
         PMAM for targeting tumor cells



Folate–poly(ethylene glycol)–polyamidoamine ligands encapsulate and solubilize
CdSe/ZnS quantum dots and target folate receptors in tumor cells.
Dendrimer ligands with multivalent amino groups can react with Zn2+ on the surface
of CdSe/ZnS QDs based on direct ligand-exchange reactions with ODA ligands




                   Y. Zhao et al. Journal of Colloid and Interface Science 350 (2010) 44–50. 8
Poly(amidoamine) (PAMAM) Dendrimer
    Ligands




More dense than linear ligands, which improves stability
More anchoring groups, which generate strong interactions between QDs and PAMAM
Terminal groups (amine, carboxyl, and hydroxyl) of polyamidoamine (PAMAM)
dendrimers can be modified with different functionalities to link with various biomolecules
                                                                                                    9
                         Y. Zhao et al. Journal of Colloid and Interface Science 350 (2010) 44–50
Quantum Dots for Imaging of Tumor Cells




                                    Figure 2. Phase contrast images (top row) and
                                    fluorescence image NIH-3T3 cells incubated with QDs2;
                                    (c) SKOV3 cells were incubated with QDs2

FPP-QDs specifically bind to tumor cells via the
membrane expression of FA receptors on cell surface
            Y. Zhao et al. Journal of Colloid and Interface Science 350 (2010) 44–50.10
Surface Density of Ligands on Nanoparticles




                                          11
Monofunctionalized Nanoparticles
          by a Solid Phase Exchange Reaction




 Bifunctional alkanethiol ligands with a carboxylic acid group are immobilized
  on a solid support such as polymeric Wang resin at a low density.

 Exchange reaction of resin-bound thiol ligands with gold nanoparticles results
  in one resin-bound thiol ligand on each nanoparticle.

 Cleavage from the resin yields nanoparticles with a single carboxylic acid
  functional group.                                                                            12
                                           Schaffer, et al. Langmuir, Vol. 20, No. 19, 2004.
Monofunctionalized Gold Nanoparticles




For solid phase exchange product there is     Figure 1. TEM image of gold nanoparticle
minimal hydrogen bonding since C=O            dimers formed by coupling reaction of
stretching vibration band appears at higher   carboxylic group modified gold
wavenumbers.                                  nanoparticles with bifunctional 1,2-
                                              ethylenediamine.
                                                                                                  13
                                              Schaffer, et al. Langmuir, Vol. 20, No. 19, 2004.
Bioconjugation of Nanoparticles
    Covalent             Non-Covalent
    Binding               Interactions


Bifunctional linkers   Hydrophobic forces
mercaptoacetic acid    used to link modified
is used to link        acrylic acid polymer
quantum dots with      to TOPO capped
biomolecules           quantum dots


Silanization           Electrostatic
alkosiloxane           interactions
molecules form         high affinity of
covalent Si-O-Si       cationic
bonds                  biomolecules for
                       negatively charged
                       backbone of DNA         14
Gold Nanocages
       Precise tuning of LSPR
       Potential to trap drug molecules or enzymes in
       pores and release them through an externally
       controlled mechanism
       Photothermal effect for cancer therapeutics




(1) PEG with N-hydroxysuccinimide (NHS) group at one end and an
    orthopyridyl disulfide (OPSS) group at the other is attached to the
    surface of the nanocages by breaking the disulfide bond of the OPSS
    group and forming a gold-thiolate bond
(2) Primary amine on antibody reacts with the NHS group of PEG molecule
                                                                          15
Gold nanocages covered
 by smart polymers for
 controlled release with
 NIR light
 Au nanocages are synthesized by
 galvanic replacement reaction
 between Ag nanocubes and HAuCl4 in
 water.
                                                        Figure 1. Drug release from gold nanocages
 Temperature-sensitive polymer
 based on poly(N-isopropylacrylamide)
 (pNIPAAm) changes conformation due to
 variations in temperature.
 Photothermal effect induced by laser
 beam with a wavelength matching the
 absorption peak of Au nanocage, causes
 light to be absorbed and converted into
 heat
 Drug release due to temperature
 increase that causes polymer chains to
                                                         Figure 2. TEM images of Au nanocages covered
 collapse exposing nanocage pores
                                                         by a pNIPAAm-co-pAAm copolymer                 16
Yavuz, et al. Nature Materials. Vol 8, December 2009.
Polymer Synthesis by ATRP




Atom-transfer radical polymerization of N-isopropylacrylamide (NIPAAm)
and acrylamide (Aam) initiated by a disulphide initiator forming polymer
with tunable low critical solution temperature (LCST) between 32-50 C.

                                                                           17
Controlled Drug Release from Nanocages




Figure 1. Controlled release of alizarin dye   Figure 2. Cell viability for samples (C-1) cells
from the Au nanocages covered by a             irradiated with a pulsed near-infrared laser for 2 min
copolymer with an LCST at 39 C Absorption      without Au nanocages (C-2) cells irradiated with the
spectra of alizarin-PEG released from the      laser for 2 min in the presence of Au nanocages; and
copolymer-covered Au nanocages                 (2/5 min) cells irradiated with the laser for 2 and 5
                                               min in the presence of doxorubicin (Dox)-loaded Au
                                               nanocages.
                                                                                               18
Multifunctional Nanoparticles




Nanoparticles for imaging: quantum dots
Targeting agent: antibody or peptide
Cell-penetrating agent: peptide
Stimulus-sensitive element for drug release
                                                                       19
Stabilising polymer to ensure biocompatibility: polyethylene glycol
Multifunctional Magnetic Nanoparticles




•   Magnetic nanocrystals as ultrasensitive MR contrast agents: MnFe2O4
•   Anticancer drugs as chemotherapeutic agents: doxorubicin, DOX
•   Amphiphilic block copolymers as stabilizers: PLGA-PEG
•   Antibodies to target cancer cells: anti-HER antibody (HER, herceptin)
    conjugated by carboxyl group on the surface of the MMPNs
                                                                              20
                                  Yang, etal. Angew. Chem. 2007, 119, 8992 –8995.
Targeted Drug Delivery and Inhibition of Tumor Growth




   Figure 1. Multifunctional magneto-
   polymeric nanohybrids (MMPNs)
   containing manganese ferrite
   (MnFe2O4) nanocrystals prepared by       Figure 2. MR signal intensity and colour maps of NIH3T6.7
   nanoemulsion with anticancer drug        and MDA-MB-231 cells treated with IRR-MMPNs; black,
   (doxorubicin, DOX) and PLGA-PEG          HER-MMPNs; white.


Human epidermal growth factor receptor (HER2) -- tumor-targeting marker for breast
cancer
Fibroblast NIH3T6.7 cells -- highly express the HER2/neu cancer markers
MDA-MB-231 cells -- express low levels of the cancer markers                              21
                                                Yang, etal. Angew. Chem. 2007, 119, 8992 –8995.
Inhibition of Tumor Growth by Magnetic Nanoparticles




                HER-MMPNs had the greatest
                tumor growth inhibition than since
                HER-MMPNs were target-
                delivered to HER2/neu receptors
                of NIH3T6.7 cells and DOX was
                released                               22
Nanoparticle Toxicity
Nanoparticles affect biological behaviour at cellular, subcellular, protein,
and gene levels by formation reactive oxygen species (ROS).




                                                                               23
Characterization of Nanoparticles and Surface Ligands


 1H NMR spectroscopy
 Fourier Transform Infrared Sectroscopy (FTIR)
 UV/VIS Spectrophotometry
 transmission electron microscopy (TEM)
 dynamic light scattering
 gel electrophoresis
 size exclusion chromatography
 analytical ultracentrifugation
 fluorescence correlation spectroscopy                 24
Acknowledgements

Professor Eugenia Kumacheva

   Siyon (Lucy) Chung
   Dr. Jemma Vickery
   Dr. Kun Liu
   Ariella Lukash
   Anna Lee
   Dan Voicu
   Ethan Tumarkin
   Dr. Jesse Greener
   Jai Il Park
   Dr. Ziliang Wu
   Dr. Dinesh Jagadeesan

                              25

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Surface Modification of Nanoparticles for Biomedical Applications

  • 1. Surface Modification of Nanoparticles for Biomedical Applications Cristina Resetco Polymer and Materials Science University of Toronto 1
  • 2. Functions of Surface Ligands on Nanoparticles 2
  • 3. Biomedical Applications of Nanoparticles Gold Optical Thiol Biomolecular absorption, disulfide recognition stability amine sensing CdSe Luminescence Thiol Imaging quantum photo-stability phosphine sensing dots pyridine Fe2O3 Magnetic Diol MR imaging, nanoparticles amine biomolecule purification 3
  • 4. Phase Transfer of Nanoparticles (1) Ligand exchange (2) Additional ligand layer (3) Amphiphilic polymer 4
  • 5. PEG-Modified Nanoparticles Solubility in organic solvents and water where PEG is heavily hydrated, forming random coils Less non-specific binding in cells by PEG-modified nanoparticles Introduction of new functional groups on nanoparticles by bifunctional PEG Separation by gel electrophoresis of Nanoparticles modified with NH2-PEG- nanoparticles with a defined number of NH2 yield nanoparticles with exactly one or chemical groups with PEG with two amino groups, separated by gel molecular weight above 5000 g/mol, electrophoresis (Sperling et al. 2006). which forms discrete bands 5
  • 6. Requirements for Solubilization and Bioconjugation of Nanoparticles 6
  • 7. Quantum Dot Properties High quantum yield compared to common fluorescent dyes Broadband absorption: light that has a shorter wavelength than the emission maximum wavelength can be absorbed, peak emission wavelength is independent of excitation source Tunable and narrow emission, dependent on composition and size High resistance to photo bleaching: inorganic particles are more photostable than organic molecules and can survive longer irradiation times Long fluorescence lifetime: fluorescent of quantum dots are 15 to 20 ns, which is higher than typical organic dye lifetimes. Improved detection sensitivity: inorganic semiconductor nanoparticles can be characterized with electron microscopes 7
  • 8. Quantum dots conjugated with folate–PEG– PMAM for targeting tumor cells Folate–poly(ethylene glycol)–polyamidoamine ligands encapsulate and solubilize CdSe/ZnS quantum dots and target folate receptors in tumor cells. Dendrimer ligands with multivalent amino groups can react with Zn2+ on the surface of CdSe/ZnS QDs based on direct ligand-exchange reactions with ODA ligands Y. Zhao et al. Journal of Colloid and Interface Science 350 (2010) 44–50. 8
  • 9. Poly(amidoamine) (PAMAM) Dendrimer Ligands More dense than linear ligands, which improves stability More anchoring groups, which generate strong interactions between QDs and PAMAM Terminal groups (amine, carboxyl, and hydroxyl) of polyamidoamine (PAMAM) dendrimers can be modified with different functionalities to link with various biomolecules 9 Y. Zhao et al. Journal of Colloid and Interface Science 350 (2010) 44–50
  • 10. Quantum Dots for Imaging of Tumor Cells Figure 2. Phase contrast images (top row) and fluorescence image NIH-3T3 cells incubated with QDs2; (c) SKOV3 cells were incubated with QDs2 FPP-QDs specifically bind to tumor cells via the membrane expression of FA receptors on cell surface Y. Zhao et al. Journal of Colloid and Interface Science 350 (2010) 44–50.10
  • 11. Surface Density of Ligands on Nanoparticles 11
  • 12. Monofunctionalized Nanoparticles by a Solid Phase Exchange Reaction  Bifunctional alkanethiol ligands with a carboxylic acid group are immobilized on a solid support such as polymeric Wang resin at a low density.  Exchange reaction of resin-bound thiol ligands with gold nanoparticles results in one resin-bound thiol ligand on each nanoparticle.  Cleavage from the resin yields nanoparticles with a single carboxylic acid functional group. 12 Schaffer, et al. Langmuir, Vol. 20, No. 19, 2004.
  • 13. Monofunctionalized Gold Nanoparticles For solid phase exchange product there is Figure 1. TEM image of gold nanoparticle minimal hydrogen bonding since C=O dimers formed by coupling reaction of stretching vibration band appears at higher carboxylic group modified gold wavenumbers. nanoparticles with bifunctional 1,2- ethylenediamine. 13 Schaffer, et al. Langmuir, Vol. 20, No. 19, 2004.
  • 14. Bioconjugation of Nanoparticles Covalent Non-Covalent Binding Interactions Bifunctional linkers Hydrophobic forces mercaptoacetic acid used to link modified is used to link acrylic acid polymer quantum dots with to TOPO capped biomolecules quantum dots Silanization Electrostatic alkosiloxane interactions molecules form high affinity of covalent Si-O-Si cationic bonds biomolecules for negatively charged backbone of DNA 14
  • 15. Gold Nanocages Precise tuning of LSPR Potential to trap drug molecules or enzymes in pores and release them through an externally controlled mechanism Photothermal effect for cancer therapeutics (1) PEG with N-hydroxysuccinimide (NHS) group at one end and an orthopyridyl disulfide (OPSS) group at the other is attached to the surface of the nanocages by breaking the disulfide bond of the OPSS group and forming a gold-thiolate bond (2) Primary amine on antibody reacts with the NHS group of PEG molecule 15
  • 16. Gold nanocages covered by smart polymers for controlled release with NIR light Au nanocages are synthesized by galvanic replacement reaction between Ag nanocubes and HAuCl4 in water. Figure 1. Drug release from gold nanocages Temperature-sensitive polymer based on poly(N-isopropylacrylamide) (pNIPAAm) changes conformation due to variations in temperature. Photothermal effect induced by laser beam with a wavelength matching the absorption peak of Au nanocage, causes light to be absorbed and converted into heat Drug release due to temperature increase that causes polymer chains to Figure 2. TEM images of Au nanocages covered collapse exposing nanocage pores by a pNIPAAm-co-pAAm copolymer 16 Yavuz, et al. Nature Materials. Vol 8, December 2009.
  • 17. Polymer Synthesis by ATRP Atom-transfer radical polymerization of N-isopropylacrylamide (NIPAAm) and acrylamide (Aam) initiated by a disulphide initiator forming polymer with tunable low critical solution temperature (LCST) between 32-50 C. 17
  • 18. Controlled Drug Release from Nanocages Figure 1. Controlled release of alizarin dye Figure 2. Cell viability for samples (C-1) cells from the Au nanocages covered by a irradiated with a pulsed near-infrared laser for 2 min copolymer with an LCST at 39 C Absorption without Au nanocages (C-2) cells irradiated with the spectra of alizarin-PEG released from the laser for 2 min in the presence of Au nanocages; and copolymer-covered Au nanocages (2/5 min) cells irradiated with the laser for 2 and 5 min in the presence of doxorubicin (Dox)-loaded Au nanocages. 18
  • 19. Multifunctional Nanoparticles Nanoparticles for imaging: quantum dots Targeting agent: antibody or peptide Cell-penetrating agent: peptide Stimulus-sensitive element for drug release 19 Stabilising polymer to ensure biocompatibility: polyethylene glycol
  • 20. Multifunctional Magnetic Nanoparticles • Magnetic nanocrystals as ultrasensitive MR contrast agents: MnFe2O4 • Anticancer drugs as chemotherapeutic agents: doxorubicin, DOX • Amphiphilic block copolymers as stabilizers: PLGA-PEG • Antibodies to target cancer cells: anti-HER antibody (HER, herceptin) conjugated by carboxyl group on the surface of the MMPNs 20 Yang, etal. Angew. Chem. 2007, 119, 8992 –8995.
  • 21. Targeted Drug Delivery and Inhibition of Tumor Growth Figure 1. Multifunctional magneto- polymeric nanohybrids (MMPNs) containing manganese ferrite (MnFe2O4) nanocrystals prepared by Figure 2. MR signal intensity and colour maps of NIH3T6.7 nanoemulsion with anticancer drug and MDA-MB-231 cells treated with IRR-MMPNs; black, (doxorubicin, DOX) and PLGA-PEG HER-MMPNs; white. Human epidermal growth factor receptor (HER2) -- tumor-targeting marker for breast cancer Fibroblast NIH3T6.7 cells -- highly express the HER2/neu cancer markers MDA-MB-231 cells -- express low levels of the cancer markers 21 Yang, etal. Angew. Chem. 2007, 119, 8992 –8995.
  • 22. Inhibition of Tumor Growth by Magnetic Nanoparticles HER-MMPNs had the greatest tumor growth inhibition than since HER-MMPNs were target- delivered to HER2/neu receptors of NIH3T6.7 cells and DOX was released 22
  • 23. Nanoparticle Toxicity Nanoparticles affect biological behaviour at cellular, subcellular, protein, and gene levels by formation reactive oxygen species (ROS). 23
  • 24. Characterization of Nanoparticles and Surface Ligands  1H NMR spectroscopy  Fourier Transform Infrared Sectroscopy (FTIR)  UV/VIS Spectrophotometry  transmission electron microscopy (TEM)  dynamic light scattering  gel electrophoresis  size exclusion chromatography  analytical ultracentrifugation  fluorescence correlation spectroscopy 24
  • 25. Acknowledgements Professor Eugenia Kumacheva Siyon (Lucy) Chung Dr. Jemma Vickery Dr. Kun Liu Ariella Lukash Anna Lee Dan Voicu Ethan Tumarkin Dr. Jesse Greener Jai Il Park Dr. Ziliang Wu Dr. Dinesh Jagadeesan 25