Transforming REDD+
Lessons and new direction
COP, 1-2 December 2018, Bonn Germany
1
Arild Angelsen
Professor, School of Economics and Business,
Norwegian University of Life Sciences (NMBU), Ås, Norway
& Senior Associate, CIFOR , Bogor, Indonesia
arild.angelsen@nmbu.no
• 10 years of CGS-REDD+ research
• CIFOR and partners
• Almost 500 publications
2008
2009
2012 2018
Our approach:
Constructive critique
A critical, evidence-based analysis of REDD+ implementation
…. without losing sight of the urgent need to reduce forest-based
emissions to prevent catastrophic climate change
REDD+ objective vs. framework
(1) the objective of reducing emissions and increasing removals from forests in
developing countries;
(2) an umbrella term for actions at all levels, aimed at forest-based mitigation
(i) activities relying on results-based payments (PES)
(ii) mechanisms within the UNFCCC framework
Transforming REDD+
to be transformational
• A new global climate change architecture
• Paris: NDCs take centre stage
• Domestic and aid funding dominate
• Perhaps carbon markets in the future
• A changing global political climate
• Strong warnings from IPCC
• But, climate deniers in high offices
• Increasing gap between political will and climate necessity
• An evolving REDD+
• Lessons learned
• Expectations management
Book overview
1. Building blocks, including finance
2. National politics and coordination
problems
3. Assessing impacts
4. Evolving initiatives
• Explaining (s)low progress
Summarising REDD+:
1. FINANCE AND BUILDING
BLOCKS
• International funding (public & private) remains scarce, and demand
through carbon markets is lacking
• USD 1.1 – 2.7 billion/year in international REDD+ funding
• Much cost covering by REDD+ governments and communities not counted
• Results-based payment, REDD+’s key feature, largely untested at scale
• Funding
• Complex
• Anecdotal evidence on the impacts of REDD+ finance on national policies
… summarising:
2. POSITIVE INTERMEDIATE
OUTPUTS & OUTCOMES
• REDD+ helped forests gain prominence on the
international and some national policy agendas
• 50+ countries put REDD+ in NDCs and have national REDD+ strategies,
but major coordination and implementation issues remain
• National REDD+ initiatives improved countries’ monitoring capacities
and understanding of drivers
• Increased stakeholder involvement, and platforms to secure indigenous
and community land rights
• Jurisdictional approaches, covering 28% of tropical forests
• 350 REDD+ projects, covering 43 million ha
…. summarising:
3. MODEST IMPACTS
• National REDD+ policies:
• most show some statistically significant reductions, but small effect size
• Local REDD+ initiatives:
• modest but positive outcomes for forests
• Well-being impacts limited and mixed
• more likely positive when incentive components are included
• Similar to the micro-macro paradox of development aid
• crowding out, leakage, too small
How can REDD+ become more effective?
1. Big and bold initiatives
needed
• International finance nudges ….
• … but domestic incentives decide
• Redesigning economics incentives for a triple win:
• conserve forests
• increase economic efficiency
• improve government budget balance
• Examples
• Brazil’s drastic deforestation reduction post-2004
• India’s ecological fiscal transfers (USD 7-12 billion annually)
• Ethiopia restoration plans
• How can avoid project-ification, and make REDD+ support these reforms?
2. A positive, exciting
narrative on forests
• The iron law of climate policy:
• If a conflict climate – economic development, climate loses
• Make forests part of a green/sustainable economic development
strategy
• Examples:
• 1/5 of local income from forests (PEN study)
• Forests as bio-pumps and ‘aerial rivers’
3. Be brave and assess
impacts
• Few studies
• Impact assessment is not
story-telling by donors,
proponents or beneficiaries
• … but a set of rigorous approaches;
the main problem being to estimate the counterfactual
• Impact Assessment is not an afterthought; design and collect data from
day 1
• Risky for proponents: no control of the verdict
• We simply need to know more about what works and what doesn’t
Why not more
impact assessments?
3 hypotheses
H1: LOW (PERCEIVED) BENEFITS
• Proponents with strong faith in own approach & success
• “One can easily see if it works or not”
H2: HIGH COSTS AND COMPLEX
• Data collection: baselines, controls
• Hire experts
• Randomisation of treatments ethically problematic
H3: HIGH RISKS
• No control of the verdict
• Negative assessment may jeopardize future funding
10 years of REDD+,
what have we learned?
• Not as much as hoped
• Confirmation bias; are we afraid of learning?
• Made good progress on the intermediate outcomes
• They are important, and a key foundation to build on
• Addressing the underlying drivers and fundamental economic
incentives is next
• A political question (conflicting interests), and political solution

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Transforming REDD+ Lessons and new direction

  • 1. Transforming REDD+ Lessons and new direction COP, 1-2 December 2018, Bonn Germany 1 Arild Angelsen Professor, School of Economics and Business, Norwegian University of Life Sciences (NMBU), Ås, Norway & Senior Associate, CIFOR , Bogor, Indonesia arild.angelsen@nmbu.no
  • 2. • 10 years of CGS-REDD+ research • CIFOR and partners • Almost 500 publications 2008 2009 2012 2018
  • 3. Our approach: Constructive critique A critical, evidence-based analysis of REDD+ implementation …. without losing sight of the urgent need to reduce forest-based emissions to prevent catastrophic climate change REDD+ objective vs. framework (1) the objective of reducing emissions and increasing removals from forests in developing countries; (2) an umbrella term for actions at all levels, aimed at forest-based mitigation (i) activities relying on results-based payments (PES) (ii) mechanisms within the UNFCCC framework
  • 4. Transforming REDD+ to be transformational • A new global climate change architecture • Paris: NDCs take centre stage • Domestic and aid funding dominate • Perhaps carbon markets in the future • A changing global political climate • Strong warnings from IPCC • But, climate deniers in high offices • Increasing gap between political will and climate necessity • An evolving REDD+ • Lessons learned • Expectations management
  • 5. Book overview 1. Building blocks, including finance 2. National politics and coordination problems 3. Assessing impacts 4. Evolving initiatives • Explaining (s)low progress
  • 6. Summarising REDD+: 1. FINANCE AND BUILDING BLOCKS • International funding (public & private) remains scarce, and demand through carbon markets is lacking • USD 1.1 – 2.7 billion/year in international REDD+ funding • Much cost covering by REDD+ governments and communities not counted • Results-based payment, REDD+’s key feature, largely untested at scale • Funding • Complex • Anecdotal evidence on the impacts of REDD+ finance on national policies
  • 7. … summarising: 2. POSITIVE INTERMEDIATE OUTPUTS & OUTCOMES • REDD+ helped forests gain prominence on the international and some national policy agendas • 50+ countries put REDD+ in NDCs and have national REDD+ strategies, but major coordination and implementation issues remain • National REDD+ initiatives improved countries’ monitoring capacities and understanding of drivers • Increased stakeholder involvement, and platforms to secure indigenous and community land rights • Jurisdictional approaches, covering 28% of tropical forests • 350 REDD+ projects, covering 43 million ha
  • 8. …. summarising: 3. MODEST IMPACTS • National REDD+ policies: • most show some statistically significant reductions, but small effect size • Local REDD+ initiatives: • modest but positive outcomes for forests • Well-being impacts limited and mixed • more likely positive when incentive components are included • Similar to the micro-macro paradox of development aid • crowding out, leakage, too small
  • 9. How can REDD+ become more effective? 1. Big and bold initiatives needed • International finance nudges …. • … but domestic incentives decide • Redesigning economics incentives for a triple win: • conserve forests • increase economic efficiency • improve government budget balance • Examples • Brazil’s drastic deforestation reduction post-2004 • India’s ecological fiscal transfers (USD 7-12 billion annually) • Ethiopia restoration plans • How can avoid project-ification, and make REDD+ support these reforms?
  • 10. 2. A positive, exciting narrative on forests • The iron law of climate policy: • If a conflict climate – economic development, climate loses • Make forests part of a green/sustainable economic development strategy • Examples: • 1/5 of local income from forests (PEN study) • Forests as bio-pumps and ‘aerial rivers’
  • 11. 3. Be brave and assess impacts • Few studies • Impact assessment is not story-telling by donors, proponents or beneficiaries • … but a set of rigorous approaches; the main problem being to estimate the counterfactual • Impact Assessment is not an afterthought; design and collect data from day 1 • Risky for proponents: no control of the verdict • We simply need to know more about what works and what doesn’t
  • 12. Why not more impact assessments? 3 hypotheses H1: LOW (PERCEIVED) BENEFITS • Proponents with strong faith in own approach & success • “One can easily see if it works or not” H2: HIGH COSTS AND COMPLEX • Data collection: baselines, controls • Hire experts • Randomisation of treatments ethically problematic H3: HIGH RISKS • No control of the verdict • Negative assessment may jeopardize future funding
  • 13. 10 years of REDD+, what have we learned? • Not as much as hoped • Confirmation bias; are we afraid of learning? • Made good progress on the intermediate outcomes • They are important, and a key foundation to build on • Addressing the underlying drivers and fundamental economic incentives is next • A political question (conflicting interests), and political solution