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1.Silicon crystal structure and defects.
2. Czochralski single crystal growth.
3.Growth rate and dopant incorporation for
CZ method.
4.Silicon shaping.
5.Wafer preparation.
Crystal growth, wafer fabrication and basic
properties of silicon wafers
1
Why Silicon
• Silicon is the most important semiconductor for the
microelectronics industry. When compared to
germanium, silicon excels for the following reasons:
(1) Si has a larger bandgap (1.1 eV for Si versus 0.66 eV
for Ge).
(2) Si devices can operate at a higher temperature (150oC
vs 100oC).
(3) Intrinsic resistivity is higher (2.3 x 105 Ω-cm vs 47 Ω-
cm).
(4) SiO2 is more stable than GeO2 which is also water
soluble.
(5) Si is less costly.
2
Sand to Silicon
• The sand that is used to produce silicon wafers is
compose of mainly silicon dioxide. This can be made
to react with carbon at very high temperatures.
• The silicon oxygen bond is very strong so a very high
temperature process is needed for this carbon
reducing reaction.
• The carbon replaces silicon to form silicon and
carbon monoxide and carbon dioxide.
• This process is carried out in sub-merged electrode
arc furnace.
3
Single crystal silicon
• Three types of solids - amorphous, polycrystalline, mono-crystalline (single-crystal).
• Semiconductor devices and VLSI (very large scale integrated) circuits require high-
purity single-crystal semiconductors. Because:
o Difficult to control properties of amorphous or poly-crystals.
o By doping, electronic properties (carrier density, mobility, conductivity, carrier
lifetime) of a single crystal can be controlled more precisely.
• Amorphous silicon is used in photovoltaic cells, electronic displays (large-area).
• Polycrystalline silicon is used as a gate contact in MOSFETs (VLSI circuits).
Single crystal Si wafers
Diameters: currently up to 300mm (500mm)
Wafer thickness: 650μm
Wafer purity: 150 parts/trillion
Impurities: 99.99999999% Si
4
Microstructure of electronic materials
SiO2
gate oxide
Polycrystalline
materials
5
Raw material preparation
6
Economical value
7
Metallurgical Grade Silicon
8
• This process generates polycrystalline silicon with about 98% to
99% purity and is called “crude silicon” or “metallurgical grade
silicon” (MGS).
• Crude silicon has a very high impurity concentration and so needs
further refining for use in the semiconductor industry.
CO
Si
C
SiO Heat
2
2
2 




Production of MGS Silicon
9
• Submerged electrode arc furnace is a power intensive process
13kWh/kg.
• Used to produce metal alloys.
• Purity 98%.
MGS-major impurities
are B and C
10
Production of EGS Silicon
-Requires doping element ~ppb, C< 2ppm
11
• Purification of silicon has several steps. First the crude silicon is ground into a
fine powder. The powder is then fed into a reactor along with HCL vapour. At
~300ºC trichlorosilane (TCS, SiHCL3) is produced.
• This TCS vapour is then put through a series of filters, condensers and purifiers
to produce ultra high purity TCS liquid.
• At high temperature TCS can react with hydrogen to produce high purity
polysilicon.
• This high purity polysilicon is called Electronics Grade Silicon (EGS)
and is ready for processing into a single crystal ingot.
2
3
)
300
(
3 H
SiHCL
HCL
Si C
Heat




 

 
HCL
Si
H
SiHCL C
Heat
3
)
1100
(
2
3 



 

 
CVD Reactor for EGS
12
Temp-1100˚C
Si reactor chlorosilane chemistry:
• SiCl4(gas)+H2(gas)  SiHCl3(gas)+HCl(gas)
• SiHCl3(gas)+H2(gas)  SiH2Cl2(gas)+HCl(gas)
• SiH2Cl2(gas)  SiCl2(gas)+H2(gas)
• SiHCl3(gas)  SiCl2(gas)+HCl(gas)
• SiCl2(gas)+H2(gas)  Si(solid)+2HCl(gas)
For silane it is not reversible:
• SiH4Si(solid)+2H2(gas)
13
Crystals are characterized
by a unit cell which
repeats in the x, y, z
directions.
Crystallography - introduction
Planes and directions are
defined using an x, y, z
coordinate system.
[111] direction is defined by
a vector having components
of 1 unit in x, y and z.
Planes are defined by Miller
indices - reciprocals of the
intercepts of the plane with
the x, y and z axes.
For the (110) plane, it has intercepts with x, y, z-axis of 1, 1,  (i.e. no intercept with z-axis).
So its Miller indices are (1/1, 1/1, 1/)=(1,1,0).
For any plane (l, m, n), it is always perpendicular to the direction [l, m, n].
E.g. [111] direction is perpendicular to (111) plane. 14
Body-Centered Cubic (BCC) structure
•
e.g. iron, chromium, tungsten, niobium
Face-Centered Cubic (FCC) structure
•
e.g.: aluminum, copper, gold, silver
Diamond Cubic (FCC) structure
•
Zincblende structure
• Diamond structure, Zincblende structure
e.g.: aluminum, GaAs
e.g.: Si, Ge
Diamond Structure of Si
Silicon has the basic diamond crystal structure:
Two merged FCC cells offset by a/4 in x, y and z.
19
Point defects: vacancy, interstitial, substitutional, Frenkel defects
Linear defects: edge and screw dislocations
Planar defects: stacking fault, grain boundaries, surfaces
Bulk defects: cracks and pores, precipitate
Defect in crystals
20
A Frenkel defect is a type of
point defect in crystalline
solids named after its
discoverer Yakov Frenkel. The
defect forms when an atom
or smaller ion leaves its place
in the lattice, creating a
vacancy, and becomes an
interstitial by lodging in a
nearby location.
Point defects
Point defects.
a) Substitutional.
b) Interstitial.
c) Vacancy (Schottky defect).
d) Frenkel-type defect
(interstitial - vacancy pair).
Point defects dictate most dopant
diffusion mechanisms, and thus
determine the impurity profile.
21
The number of neutral vacancies is
thermodynamically determined by,
where No is the density of atoms/cm3 and Ea is the
activation energy for the formation of the vacancy
(in silicon, No=5.021022/cm3 and Ea=2.6 eV)
Point defects: vacancies and substitutional
Substitutional can be foreign unwanted
impurities, or intentionally introduced
impurities.
You may want a dopant impurity to be on a
substitutional site, but you may not want a
heavy metal atom or other unwanted
impurity to be on a substitutional site
(harder to remove).
22
Interstitials can be foreign unwanted impurities,
intentionally introduced impurities, or “misplaced”
host atoms (an intrinsic defect, the self-interstitial).
Dopant atoms diffuse through the semiconductor
faster as interstitials, but we need to place them in
substitutional sites to make use of them (i.e. they
act as dopants only when in substitutional sites).
Point defects: interstitial
Energies involved for the atomic
diffusion of interstitial impurities
23
A missing line or additional line of atoms is called a dislocation.
Dislocations are either pure edge, pure screw or a combination of both types.
Line defects: dislocation
Screw dislocations
give a helical
structure to the
planes, often show
up in crystal growth
24
Dislocation affects deformation properties - to slide upper block over lower now only
requires a line of bonds to break at a time, not a whole plane process of slip.
It causes low yield strength of solids.
Dislocation sources: by stress due to temperature gradient, due to agglomeration.
Dislocation move
25
A stacking fault is a disruption in the stacking of layers in the crystal.
It is terminated by dislocation.
Planar defects: stacking faults Volume defects: precipitates
Precipitates are three dimensional defects that have a different chemical makeup from
the host lattice.
They can result from an impurity exceeding the maximum solubility of the crystal (much
like super-saturation of sugar in water).
26
Crystal Growth
27
• Two things are necessary to turn the EGS into a single crystal
ingot, these are:
1. High Temperature
2. Single Crystal Silicon Seed
• With these two items, molten silicon is produced that can be
made to condense with the same crystal structure as the seed
silicon.
• There are two methods commonly used to produce single crystal
silicon:
1. The Czochralski Method (CZ)
2. The Floating Zone method (FZ)
• Since only the CZ method can be used to make wafers with
diameter greater than 200mm and it is a relatively low cost
process, it is the most popular production method.
Jan Czochralski (cho-HRAL-skee) (1885 - 1953) was a
Polish chemist who invented the Czochralski process,
which is used to grow single crystals and is used in the
production of semiconductor wafers.
He discovered the Czochralski method in 1916 when he
accidentally dipped his pen into a crucible of molten tin
rather than his inkwell. He immediately pulled his pen out
to discover that a thin thread of solidified metal was
hanging from the nib. The nib was replaced by a capillary,
and Czochralski verified that the crystallized metal was a
single crystal.
Si single crystal growth
Two methods used: Czochralski (CZ) and float zone (FZ).
28
Czochralski method (CZ)
• It is widely employed for Si, GaAs, and InP.
• The EGS is broken into small pieces and placed in an SiO2 crucible.
• In an argon ambient, the crucible is heated to just above 1417oC.
• Dopant is added to the melt to intentionally dope the resulting crystal.
• A single crystal seed is then lowered into the melt (crystal orientation and wafer
diameter determined by seed orientation and pull rate), and withdrawn slowly.
• Melt flows up the seed and cools as crystal begins to grow.
• Seed rotated about its axis to produce a circular cross-section crystal. The rotation
inhibits the natural tendency of the crystal to grow along certain orientations to
produce a faceted crystal.
• Long ingots (boules) 100 kg, with very good circular cross-section are produced.
• The oxygen and carbon (from graphite furnace components), contribute about 1017-
1018/cm3 contaminants.
29
Czochralski method (CZ)
30
Czochralski (CZ) crystal growing
31
• Here the high purity EGS is melted in a slowly rotating quartz
crucible at 1415ºC (just above the melting point of silicon 1414ºC).
• A single crystal silicon seed rod is then mounted on a slowly
rotating chuck and lowered into the molten silicon.
• The surface of the crystal begins to melt when it is submerged,
however the seed crystal temperature is precisely controlled to be
just below that of molten silicon.
• When the system reaches thermal stability the seed crystal is
withdrawn very slowly, dragging some molten silicon to recondense
around it (with the same crystal orientation).
• The surface tension between the seed and the molten silicon
causes a small amount of the liquid to rise with the seed and cool
into a single crystalline ingot with the same orientation as the
seed.
• The ingot diameter is determined by a combination of temperature
and extraction speed.
32
A commercial CZ puller Early in the growth process Later in the growth process
Czochralski growth of silicon
33
Silicon Ingot Grown by CZ Method
34

L
dm
dt
 kL
dT
dx1
A1  kS
dT
dx2
A2
L latent heat of fusion
dm
dt
 amount of freezing per unit time
kL  thermal conductivity of liquid
dT
dx1
 thermal gradient at isotherm x1
kS  thermal conductivity of solid
dT
dx2
 thermal gradient at x 2
(1)
Czochralski process - crystal growth rate
Freezing occurs between isotherms X1 and X2.
latent heat of fusion
(i.e. crystalization) +
heat conducted from
melt to crystal
(A)
heat
radiated
away
(C).
heat
conducted
through the
crystal
(B)
= =
(A) (B)
We wish to find a relationship between pull rate and crystal diameter.
Heat balance:
A1,2 = Cross-sectional area
35
The rate of growth of the crystal is
where vP is the pull rate and N is the density.
Neglecting the middle term in Eqn. (1) we have:

dm
dt
 vP AN (2)

vPMAX 
kS
LN
dT
dx2
(3)
In order to replace dT/dx2, we need to consider the heat transfer processes.
Heat radiation from the crystal (C)
is given by the Stefan-Boltzmann law*:
Heat conduction up the crystal is
given by
  
4
2 T
rdx
dQ 

 (4)

Q  kS r2
 dT
dx
(5)
Czochralski process - crystal growth rate
2πrdx = radiation surface.
σ = Boltzman constant
kS = thermal conductivity of the solid.
=1 for perfect blackbody.
<1 for “grey-body”. 36
• Differentiating (5), we have

dQ
dx
 kS r2
 d2
T
dx2
 r2
 dT
dx
dk S
dx
 kS r2
 d2
T
dx2
(6)
• Substituting (6) into (4), we have

d2
T
dx2

2
kSr
T4
 0 (7)
• kS varies roughly as 1/T, so if kM is the
thermal conductivity at the melting point,

kS  kM
TM
T
(8)


d2
T
dx2

2
kM rT
M
T5
 0 (9)
• Solving this differential equation, evaluating it at x = 0 and substituting the
result into (3), we obtain (see text):

vPMAX 
1
LN
2kM TM
5
3r
(10)
Czochralski process - crystal growth rate
Vpmax = maximum pull rate, inversely proportional to the square root of crystal
radius. 37
Dopant incorporation during crystal growth
• Dopants are added to the melt to provide a controlled N or P doping level in the wafers.
• However, the dopant incorporation process is complicated by dopant segregation.
• Generally, impurities “prefer to stay in the liquid” as opposed to being incorporated into
the solid.
• This process is known as segregation. The degree of segregation is characterized by the
segregation coefficient, ko, for the impurity.
CS
CL

kO 
CS
CL
CS and CL are the impurity
concentration just on the either side
of the solid/liquid interface.
38

kO 
CS
CL
Most k0 values are <1 which means the impurity prefers to stay in the liquid.
Thus as the crystal is pulled, dopant concentration will increase.
In other words, the distribution of dopant along the ingot will be graded.
Dopant behavior during crystal growth
39
Steps for wafer preparation
40
Ingot Grinding / Flats making
41
• The ingot is then ground down to the correct diameter to ensure a
uniform surface and notched along one side. This notch will be
used to determine the wafer orientation when it is being
processed later on in the fab.
Flat grind
Diameter
grind
Notched grind
Traditional method of slicing Wire saw for large wafers
Wafer slicing
The saw blade itself is about 400m thick, together
with the loss at the seed and tail end of the crystal,
only 50% of the boule ends up in wafer form.
After slicing, mechanical lapping and wet chemical
etching is performed before final chemical
mechanical polishing. The wet etching is typically:
3Si + 4HNO3 + 18HF  3H2SiF6 + 4NO + 8H2O
42
Wafer Lapping
43
• After the sawing processing the wafer edges are ground in a
mechanical process to round the sharp edges created through
the slicing process.
• The round edges prevent chipping of the wafers in later
processes.
• After edge rounding the wafers are then rough polished to
remove most of the damage caused by the wafer sawing process.
• This is known as lapping and is a double sided process performed
under pressure using a glycerine slurry with alumina (Al2O3)
particles suspended in it.
• The lapping process removes about 50μm of silicon from both
sides of the wafers but gives a flatness of ~2μm across the wafer.
Wafer Etch/Clean
44
• After Sawing and Lapping the wafers are etched in a solution of
nitric, hydrofluoric and acetic acid.
• The nitric acid oxides the silicon to form silicon dioxide on the
surface of the wafer, which the HF then dissolves and removes.
• The acetic acid helps to control the reaction rate.
• This etch of the wafer surface removes about 10μm of silicon
from both sides of the wafer, but it helps to further smooth the
surface of the wafer while removing particles and defects from
the wafers.
O
H
NO
SiF
H
HF
HNO
Si 2
6
2
3 8
4
3
6
4
3 




Wafer Polishing
45
• A process called chemical mechanical polishing (CMP) is performed on the
wafers to improve their planarity and ensure that all the wafers are of the
same thickness.
• Here the wafer is held in a rotating holder and pressed onto a rotating
polishing pad. Slurry and water are added to create an abrasive medium which
slowly and evenly grinds and smoothes down the surface of the wafer.
• The slurry used is typically silica particles in a sodium hydroxide solution
(NaOH).
• The particles have diameters of less than 100Å so that scratches and gouges
are not an issue.
• After polishing the wafers are cleaned using a mixture of HCL, H2O2 and H2SO4
to ensure the surface is contaminant free.
Chemical mechanical polishing
The rotation and
pressure generates
heat that drives a
chemical reaction in
which OH- radicals
from the NaOH oxidize
the silicon. The SiO2
particles abrade the
oxide away.
Slurry consists
of nano-
particles
(10nm SiO2 or
Al2O3) and
chemicals
(NaOH).
46
Common (not always) wafer surface orientation
{100} wafer usually breaks along {110} plane (actually Si cleaves naturally along {111}
plane, which meet the surface at an angle of 54.7o, the angle between <001> and <111>).
Sometimes (not often) {100} wafers break along {100} plane. ({100} = (100)+(010)+(001))
Another flat configuration
for {100} n-type wafer
Should
be {110}
plane
47
Wafer Cleaning
• Most wafer manufacturers use a 3-step process which starts with
an SC1 solution (ammonia, hydrogen peroxide and RO/DI water )
to remove organic impurities and particles from the wafer surface.
• Next, natural oxides and metal impurities are removed with
hydrofluoric acid.
• Finally, the SC2 solution, (hydrofluoric acid and hydrogen
peroxide), causes super clean new natural oxides to grow on the
surface.
48
Reduction of Impurities that Effect Device Performance:
49
1. Reduce Contamination from environment
2. Wafer Cleaning
3. Gettering:
-try to trap impurities away from device layers – process
by which metal impurities in the device region are
reduced by localizing them in predetermined, passive
regions of the silicon wafer. (phosphosilicate glass)
Gettering Strategies
50

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WAFER FABRICATION INTRODUCTION FOR PG STUDENTS

  • 1. 1.Silicon crystal structure and defects. 2. Czochralski single crystal growth. 3.Growth rate and dopant incorporation for CZ method. 4.Silicon shaping. 5.Wafer preparation. Crystal growth, wafer fabrication and basic properties of silicon wafers 1
  • 2. Why Silicon • Silicon is the most important semiconductor for the microelectronics industry. When compared to germanium, silicon excels for the following reasons: (1) Si has a larger bandgap (1.1 eV for Si versus 0.66 eV for Ge). (2) Si devices can operate at a higher temperature (150oC vs 100oC). (3) Intrinsic resistivity is higher (2.3 x 105 Ω-cm vs 47 Ω- cm). (4) SiO2 is more stable than GeO2 which is also water soluble. (5) Si is less costly. 2
  • 3. Sand to Silicon • The sand that is used to produce silicon wafers is compose of mainly silicon dioxide. This can be made to react with carbon at very high temperatures. • The silicon oxygen bond is very strong so a very high temperature process is needed for this carbon reducing reaction. • The carbon replaces silicon to form silicon and carbon monoxide and carbon dioxide. • This process is carried out in sub-merged electrode arc furnace. 3
  • 4. Single crystal silicon • Three types of solids - amorphous, polycrystalline, mono-crystalline (single-crystal). • Semiconductor devices and VLSI (very large scale integrated) circuits require high- purity single-crystal semiconductors. Because: o Difficult to control properties of amorphous or poly-crystals. o By doping, electronic properties (carrier density, mobility, conductivity, carrier lifetime) of a single crystal can be controlled more precisely. • Amorphous silicon is used in photovoltaic cells, electronic displays (large-area). • Polycrystalline silicon is used as a gate contact in MOSFETs (VLSI circuits). Single crystal Si wafers Diameters: currently up to 300mm (500mm) Wafer thickness: 650μm Wafer purity: 150 parts/trillion Impurities: 99.99999999% Si 4
  • 5. Microstructure of electronic materials SiO2 gate oxide Polycrystalline materials 5
  • 8. Metallurgical Grade Silicon 8 • This process generates polycrystalline silicon with about 98% to 99% purity and is called “crude silicon” or “metallurgical grade silicon” (MGS). • Crude silicon has a very high impurity concentration and so needs further refining for use in the semiconductor industry. CO Si C SiO Heat 2 2 2     
  • 9. Production of MGS Silicon 9 • Submerged electrode arc furnace is a power intensive process 13kWh/kg. • Used to produce metal alloys. • Purity 98%. MGS-major impurities are B and C
  • 10. 10
  • 11. Production of EGS Silicon -Requires doping element ~ppb, C< 2ppm 11 • Purification of silicon has several steps. First the crude silicon is ground into a fine powder. The powder is then fed into a reactor along with HCL vapour. At ~300ºC trichlorosilane (TCS, SiHCL3) is produced. • This TCS vapour is then put through a series of filters, condensers and purifiers to produce ultra high purity TCS liquid. • At high temperature TCS can react with hydrogen to produce high purity polysilicon. • This high purity polysilicon is called Electronics Grade Silicon (EGS) and is ready for processing into a single crystal ingot. 2 3 ) 300 ( 3 H SiHCL HCL Si C Heat          HCL Si H SiHCL C Heat 3 ) 1100 ( 2 3         
  • 12. CVD Reactor for EGS 12 Temp-1100˚C
  • 13. Si reactor chlorosilane chemistry: • SiCl4(gas)+H2(gas)  SiHCl3(gas)+HCl(gas) • SiHCl3(gas)+H2(gas)  SiH2Cl2(gas)+HCl(gas) • SiH2Cl2(gas)  SiCl2(gas)+H2(gas) • SiHCl3(gas)  SiCl2(gas)+HCl(gas) • SiCl2(gas)+H2(gas)  Si(solid)+2HCl(gas) For silane it is not reversible: • SiH4Si(solid)+2H2(gas) 13
  • 14. Crystals are characterized by a unit cell which repeats in the x, y, z directions. Crystallography - introduction Planes and directions are defined using an x, y, z coordinate system. [111] direction is defined by a vector having components of 1 unit in x, y and z. Planes are defined by Miller indices - reciprocals of the intercepts of the plane with the x, y and z axes. For the (110) plane, it has intercepts with x, y, z-axis of 1, 1,  (i.e. no intercept with z-axis). So its Miller indices are (1/1, 1/1, 1/)=(1,1,0). For any plane (l, m, n), it is always perpendicular to the direction [l, m, n]. E.g. [111] direction is perpendicular to (111) plane. 14
  • 15. Body-Centered Cubic (BCC) structure • e.g. iron, chromium, tungsten, niobium
  • 16. Face-Centered Cubic (FCC) structure • e.g.: aluminum, copper, gold, silver
  • 17. Diamond Cubic (FCC) structure •
  • 18. Zincblende structure • Diamond structure, Zincblende structure e.g.: aluminum, GaAs e.g.: Si, Ge
  • 19. Diamond Structure of Si Silicon has the basic diamond crystal structure: Two merged FCC cells offset by a/4 in x, y and z. 19
  • 20. Point defects: vacancy, interstitial, substitutional, Frenkel defects Linear defects: edge and screw dislocations Planar defects: stacking fault, grain boundaries, surfaces Bulk defects: cracks and pores, precipitate Defect in crystals 20 A Frenkel defect is a type of point defect in crystalline solids named after its discoverer Yakov Frenkel. The defect forms when an atom or smaller ion leaves its place in the lattice, creating a vacancy, and becomes an interstitial by lodging in a nearby location.
  • 21. Point defects Point defects. a) Substitutional. b) Interstitial. c) Vacancy (Schottky defect). d) Frenkel-type defect (interstitial - vacancy pair). Point defects dictate most dopant diffusion mechanisms, and thus determine the impurity profile. 21
  • 22. The number of neutral vacancies is thermodynamically determined by, where No is the density of atoms/cm3 and Ea is the activation energy for the formation of the vacancy (in silicon, No=5.021022/cm3 and Ea=2.6 eV) Point defects: vacancies and substitutional Substitutional can be foreign unwanted impurities, or intentionally introduced impurities. You may want a dopant impurity to be on a substitutional site, but you may not want a heavy metal atom or other unwanted impurity to be on a substitutional site (harder to remove). 22
  • 23. Interstitials can be foreign unwanted impurities, intentionally introduced impurities, or “misplaced” host atoms (an intrinsic defect, the self-interstitial). Dopant atoms diffuse through the semiconductor faster as interstitials, but we need to place them in substitutional sites to make use of them (i.e. they act as dopants only when in substitutional sites). Point defects: interstitial Energies involved for the atomic diffusion of interstitial impurities 23
  • 24. A missing line or additional line of atoms is called a dislocation. Dislocations are either pure edge, pure screw or a combination of both types. Line defects: dislocation Screw dislocations give a helical structure to the planes, often show up in crystal growth 24
  • 25. Dislocation affects deformation properties - to slide upper block over lower now only requires a line of bonds to break at a time, not a whole plane process of slip. It causes low yield strength of solids. Dislocation sources: by stress due to temperature gradient, due to agglomeration. Dislocation move 25
  • 26. A stacking fault is a disruption in the stacking of layers in the crystal. It is terminated by dislocation. Planar defects: stacking faults Volume defects: precipitates Precipitates are three dimensional defects that have a different chemical makeup from the host lattice. They can result from an impurity exceeding the maximum solubility of the crystal (much like super-saturation of sugar in water). 26
  • 27. Crystal Growth 27 • Two things are necessary to turn the EGS into a single crystal ingot, these are: 1. High Temperature 2. Single Crystal Silicon Seed • With these two items, molten silicon is produced that can be made to condense with the same crystal structure as the seed silicon. • There are two methods commonly used to produce single crystal silicon: 1. The Czochralski Method (CZ) 2. The Floating Zone method (FZ) • Since only the CZ method can be used to make wafers with diameter greater than 200mm and it is a relatively low cost process, it is the most popular production method.
  • 28. Jan Czochralski (cho-HRAL-skee) (1885 - 1953) was a Polish chemist who invented the Czochralski process, which is used to grow single crystals and is used in the production of semiconductor wafers. He discovered the Czochralski method in 1916 when he accidentally dipped his pen into a crucible of molten tin rather than his inkwell. He immediately pulled his pen out to discover that a thin thread of solidified metal was hanging from the nib. The nib was replaced by a capillary, and Czochralski verified that the crystallized metal was a single crystal. Si single crystal growth Two methods used: Czochralski (CZ) and float zone (FZ). 28
  • 29. Czochralski method (CZ) • It is widely employed for Si, GaAs, and InP. • The EGS is broken into small pieces and placed in an SiO2 crucible. • In an argon ambient, the crucible is heated to just above 1417oC. • Dopant is added to the melt to intentionally dope the resulting crystal. • A single crystal seed is then lowered into the melt (crystal orientation and wafer diameter determined by seed orientation and pull rate), and withdrawn slowly. • Melt flows up the seed and cools as crystal begins to grow. • Seed rotated about its axis to produce a circular cross-section crystal. The rotation inhibits the natural tendency of the crystal to grow along certain orientations to produce a faceted crystal. • Long ingots (boules) 100 kg, with very good circular cross-section are produced. • The oxygen and carbon (from graphite furnace components), contribute about 1017- 1018/cm3 contaminants. 29
  • 31. Czochralski (CZ) crystal growing 31 • Here the high purity EGS is melted in a slowly rotating quartz crucible at 1415ºC (just above the melting point of silicon 1414ºC). • A single crystal silicon seed rod is then mounted on a slowly rotating chuck and lowered into the molten silicon. • The surface of the crystal begins to melt when it is submerged, however the seed crystal temperature is precisely controlled to be just below that of molten silicon. • When the system reaches thermal stability the seed crystal is withdrawn very slowly, dragging some molten silicon to recondense around it (with the same crystal orientation).
  • 32. • The surface tension between the seed and the molten silicon causes a small amount of the liquid to rise with the seed and cool into a single crystalline ingot with the same orientation as the seed. • The ingot diameter is determined by a combination of temperature and extraction speed. 32
  • 33. A commercial CZ puller Early in the growth process Later in the growth process Czochralski growth of silicon 33
  • 34. Silicon Ingot Grown by CZ Method 34
  • 35.  L dm dt  kL dT dx1 A1  kS dT dx2 A2 L latent heat of fusion dm dt  amount of freezing per unit time kL  thermal conductivity of liquid dT dx1  thermal gradient at isotherm x1 kS  thermal conductivity of solid dT dx2  thermal gradient at x 2 (1) Czochralski process - crystal growth rate Freezing occurs between isotherms X1 and X2. latent heat of fusion (i.e. crystalization) + heat conducted from melt to crystal (A) heat radiated away (C). heat conducted through the crystal (B) = = (A) (B) We wish to find a relationship between pull rate and crystal diameter. Heat balance: A1,2 = Cross-sectional area 35
  • 36. The rate of growth of the crystal is where vP is the pull rate and N is the density. Neglecting the middle term in Eqn. (1) we have:  dm dt  vP AN (2)  vPMAX  kS LN dT dx2 (3) In order to replace dT/dx2, we need to consider the heat transfer processes. Heat radiation from the crystal (C) is given by the Stefan-Boltzmann law*: Heat conduction up the crystal is given by    4 2 T rdx dQ    (4)  Q  kS r2  dT dx (5) Czochralski process - crystal growth rate 2πrdx = radiation surface. σ = Boltzman constant kS = thermal conductivity of the solid. =1 for perfect blackbody. <1 for “grey-body”. 36
  • 37. • Differentiating (5), we have  dQ dx  kS r2  d2 T dx2  r2  dT dx dk S dx  kS r2  d2 T dx2 (6) • Substituting (6) into (4), we have  d2 T dx2  2 kSr T4  0 (7) • kS varies roughly as 1/T, so if kM is the thermal conductivity at the melting point,  kS  kM TM T (8)   d2 T dx2  2 kM rT M T5  0 (9) • Solving this differential equation, evaluating it at x = 0 and substituting the result into (3), we obtain (see text):  vPMAX  1 LN 2kM TM 5 3r (10) Czochralski process - crystal growth rate Vpmax = maximum pull rate, inversely proportional to the square root of crystal radius. 37
  • 38. Dopant incorporation during crystal growth • Dopants are added to the melt to provide a controlled N or P doping level in the wafers. • However, the dopant incorporation process is complicated by dopant segregation. • Generally, impurities “prefer to stay in the liquid” as opposed to being incorporated into the solid. • This process is known as segregation. The degree of segregation is characterized by the segregation coefficient, ko, for the impurity. CS CL  kO  CS CL CS and CL are the impurity concentration just on the either side of the solid/liquid interface. 38
  • 39.  kO  CS CL Most k0 values are <1 which means the impurity prefers to stay in the liquid. Thus as the crystal is pulled, dopant concentration will increase. In other words, the distribution of dopant along the ingot will be graded. Dopant behavior during crystal growth 39
  • 40. Steps for wafer preparation 40
  • 41. Ingot Grinding / Flats making 41 • The ingot is then ground down to the correct diameter to ensure a uniform surface and notched along one side. This notch will be used to determine the wafer orientation when it is being processed later on in the fab. Flat grind Diameter grind Notched grind
  • 42. Traditional method of slicing Wire saw for large wafers Wafer slicing The saw blade itself is about 400m thick, together with the loss at the seed and tail end of the crystal, only 50% of the boule ends up in wafer form. After slicing, mechanical lapping and wet chemical etching is performed before final chemical mechanical polishing. The wet etching is typically: 3Si + 4HNO3 + 18HF  3H2SiF6 + 4NO + 8H2O 42
  • 43. Wafer Lapping 43 • After the sawing processing the wafer edges are ground in a mechanical process to round the sharp edges created through the slicing process. • The round edges prevent chipping of the wafers in later processes. • After edge rounding the wafers are then rough polished to remove most of the damage caused by the wafer sawing process. • This is known as lapping and is a double sided process performed under pressure using a glycerine slurry with alumina (Al2O3) particles suspended in it. • The lapping process removes about 50μm of silicon from both sides of the wafers but gives a flatness of ~2μm across the wafer.
  • 44. Wafer Etch/Clean 44 • After Sawing and Lapping the wafers are etched in a solution of nitric, hydrofluoric and acetic acid. • The nitric acid oxides the silicon to form silicon dioxide on the surface of the wafer, which the HF then dissolves and removes. • The acetic acid helps to control the reaction rate. • This etch of the wafer surface removes about 10μm of silicon from both sides of the wafer, but it helps to further smooth the surface of the wafer while removing particles and defects from the wafers. O H NO SiF H HF HNO Si 2 6 2 3 8 4 3 6 4 3     
  • 45. Wafer Polishing 45 • A process called chemical mechanical polishing (CMP) is performed on the wafers to improve their planarity and ensure that all the wafers are of the same thickness. • Here the wafer is held in a rotating holder and pressed onto a rotating polishing pad. Slurry and water are added to create an abrasive medium which slowly and evenly grinds and smoothes down the surface of the wafer. • The slurry used is typically silica particles in a sodium hydroxide solution (NaOH). • The particles have diameters of less than 100Å so that scratches and gouges are not an issue. • After polishing the wafers are cleaned using a mixture of HCL, H2O2 and H2SO4 to ensure the surface is contaminant free.
  • 46. Chemical mechanical polishing The rotation and pressure generates heat that drives a chemical reaction in which OH- radicals from the NaOH oxidize the silicon. The SiO2 particles abrade the oxide away. Slurry consists of nano- particles (10nm SiO2 or Al2O3) and chemicals (NaOH). 46
  • 47. Common (not always) wafer surface orientation {100} wafer usually breaks along {110} plane (actually Si cleaves naturally along {111} plane, which meet the surface at an angle of 54.7o, the angle between <001> and <111>). Sometimes (not often) {100} wafers break along {100} plane. ({100} = (100)+(010)+(001)) Another flat configuration for {100} n-type wafer Should be {110} plane 47
  • 48. Wafer Cleaning • Most wafer manufacturers use a 3-step process which starts with an SC1 solution (ammonia, hydrogen peroxide and RO/DI water ) to remove organic impurities and particles from the wafer surface. • Next, natural oxides and metal impurities are removed with hydrofluoric acid. • Finally, the SC2 solution, (hydrofluoric acid and hydrogen peroxide), causes super clean new natural oxides to grow on the surface. 48
  • 49. Reduction of Impurities that Effect Device Performance: 49 1. Reduce Contamination from environment 2. Wafer Cleaning 3. Gettering: -try to trap impurities away from device layers – process by which metal impurities in the device region are reduced by localizing them in predetermined, passive regions of the silicon wafer. (phosphosilicate glass)