SlideShare a Scribd company logo
Understanding Open Access –
and understanding it in the
context of UK research funding!
Alma Swan
SPARC Europe
Key Perspectives Ltd
Enabling Open Scholarship
Hull University Postgraduate day, 29 January 2015
The shape of this presentation
• Some context
• OA benefits for authors
• The policy picture
Open Access
• Immediate
• Free (to use)
• Free (of restrictions)
• Access to the peer-reviewed literature (and data)
• Not vanity publishing
• Not a ‘stick anything up on the Web’ approach
• Moving scholarly communication into the Web Age
Understanding Open Access in the Context of UK Research Funding
Understanding Open Access in the Context of UK Research Funding
The ‘Subversive Proposal’
• 27 June 1994: the Subversive Proposal
• Recommended that authors post their
research papers on anonymous ftp sites
• Free access to their peers
The reactions
• Researchers
• Policymakers
• Publishers
Understanding Open Access in the Context of UK Research Funding
The reactions
• Researchers
• Policymakers
• Publishers
Open Access: how
• Open Access journals (www.doaj.org)
• Open Access repositories
(www.opendoar.org)
• Open Access monographs
Here’s one
0
10
20
30
40
50
60
70
% Gold
% Green
Where are we?
Understanding Open Access in the Context of UK Research Funding
Here’s one
Understanding Open Access in the Context of UK Research Funding
Understanding Open Access in the Context of UK Research Funding
Understanding Open Access in the Context of UK Research Funding
What’s in it for authors?
Author advantages from Open Access
• Visibility
• Usage
• Impact
• Personal profiling and marketing
Visibility
An author’s own testimony on open
access visibility
“Self-archiving in the PhilSci Archive has
given instant world-wide visibility to my
work. As a result, I was invited to submit
papers to refereed international
conferences/journals and got them
accepted.”
Usage
University of Liege repository:
authors deposit
Understanding Open Access in the Context of UK Research Funding
Individual article usage: annual levels
Individual article usage: monthly levels
PubMed Central
• 2 million full-text articles
• c500,000 unique users per day:
– 25% universities
– 18% government and others
– 40% citizens
– 17% companies
Impact
Citation impact
Range = 36%-200%
(Data: Stevan Harnad and co-workers)
Engineering
0
2
4
6
8
10
12
14
16
18
20
2000 2001 2002 2003 2004 2005 2006 2007 2008
OA
Non-OA
Data: Gargouri & Harnad, 2010
Citations
Clinical medicine
0
5
10
15
20
25
30
35
40
45
50
2000 2001 2002 2003 2004 2005 2006 2007 2008
OA
Non-OA
Citations
Data: Gargouri & Harnad, 2010
Social science
0
2
4
6
8
10
12
14
16
18
2000 2001 2002 2003 2004 2005 2006 2007 2008
OA
Non-OA
Citations
Data: Gargouri & Harnad, 2010
Profiling and marketing
Understanding Open Access in the Context of UK Research Funding
Melissa Terras
To summarise …
• More views
• More downloads
• More tweets
• More citations (see SPARC Europe site for
list of studies and summary of findings:
“SPARC Europe citation advantage”)
The Open Access policy
picture
Policies: worldwide numbers
Current global picture: Open Access policies
Region Policies
Europe 356
North America 146
Central & South America 35
Africa 11
Asia 65
Oceania 38
Total 651
Data: ROARMAP (Registry of Open Access Policies and Mandates)
http://roarmap.eprints.org/
Open Access policies worldwide
Europe
North America
Central & South
America
Africa
Asia
Oceania
Open Access policymakers worldwide
Research funders
Research
institutions
Research funder
and institutions
Multiple research
organisations
Sub-units of
institutions
The effect of a mandatory policy
Current global picture: Open Access mandates
Region Mandates
Europe 203
North America 70
Central & South America 17
Africa 6
Asia 32
Oceania 18
Total 346
Open Access mandates worldwide
Europe
North America
Central & South
America
Africa
Asia
Oceania
H2020 and Open Access
• Mandatory for peer-reviewed publications
• ‘Green’ OA mandate (repositories)
– Publish as normal in subscription-based journals
– Place author’s copy in OA repository
– Deposit this at acceptance for publication
• ‘Gold’ OA: Permits payments from grants for OA journal
publication
• Mute on monographs
• Definite on data, announcing an open data pilot for
H2020
Understanding Open Access in the Context of UK Research Funding
RCUK
• Prefers ‘Gold’ OA (journals)
• Permits ‘Green’ OA as an alternative:
– Permitted embargoes: 12 mths (STEM and 24 mths
(HaSS)
• Block grants to pay APCs
• Hull:
– Year 1: £19,614 (12 articles)
– Year 2: £23,075 (14 articles)
• Cambridge Yr 2: £1,355,073 (817 articles)
University of Liege repository:
authors deposit
Understanding Open Access in the Context of UK Research Funding
HEFCE
• And HEFCW, SFC, DELNI
• Post 2014-REF
• Applies to all papers published from April
2016
• Must be deposited in your IR within 3
months of acceptance
• Metadata must be open from deposit
• Permitted embargoes 12/24 (as RCUK)
Thank you for listening
almaswan3@gmail.com
www.sparceurope.org
www.openscholarship.org
Creative Commons License
This work is licensed under
Attribution 4.0 International License
http://creativecommons.org/licenses/by/4.0/

More Related Content

PPTX
Lars Bjørnshauge's DOAJ presentation at the OASPA conference, Riga 2013
PPTX
Role of DOAJ in promoting and facilitating OA in Global South
PPT
Open Access Journals: promoting best publishing practice and increasing disse...
PPTX
DOAJ in its second decade – serving Open Access journals on the journey towar...
PPT
The State of Open Access in USA | Ensuring Quality
PPTX
Questionable Open Acess Publishing in Latin America
PPTX
Publishing in Open Access Journals – How DOAJ can help to avoid questionable ...
PPTX
DOAJ as Gatekeeper for Quality Open Access Journals
Lars Bjørnshauge's DOAJ presentation at the OASPA conference, Riga 2013
Role of DOAJ in promoting and facilitating OA in Global South
Open Access Journals: promoting best publishing practice and increasing disse...
DOAJ in its second decade – serving Open Access journals on the journey towar...
The State of Open Access in USA | Ensuring Quality
Questionable Open Acess Publishing in Latin America
Publishing in Open Access Journals – How DOAJ can help to avoid questionable ...
DOAJ as Gatekeeper for Quality Open Access Journals

What's hot (20)

PDF
OA Journal Publishing: DOAJ Indexing and Best Practice
PPTX
Directory of Open Access Journals [DOAJ] – An introduction and more
PPTX
DOAJ- All there is to know and beyond
PPTX
The drive towards open access – universities, funders & governments – and the...
PPT
Towards a transparent and open scholarly communication system
PPT
Questionable publishers: the DOAJ perspective
PPTX
Open Access Journals – quality, visibility and how DOAJ promotes transparency...
PPTX
Publish your work in Open Access!!
PPTX
Understanding Open Access and Recent Developments Around the World
PPTX
Distinguishing between questionable, low quality, and quality Indonesian open...
PPTX
PPTX
Open: much more than a different business model.
PPTX
"Open Access: recalibrating the relationships" Neil Jacobs, DARTS4
PPTX
Assessing the quality of open access journals suzhou presentation
PDF
What is Open Access? An Introduction to OA
PPT
Where do you publish? Make DOAJ your starting point.
PPTX
PDF
Introduction to the Directory of Open Access journals
PPT
"Designing practitioner research for impact" Miggie Pickton, DARTS4
PPTX
Open Access Progress and Promise in the CGIAR Consortium
OA Journal Publishing: DOAJ Indexing and Best Practice
Directory of Open Access Journals [DOAJ] – An introduction and more
DOAJ- All there is to know and beyond
The drive towards open access – universities, funders & governments – and the...
Towards a transparent and open scholarly communication system
Questionable publishers: the DOAJ perspective
Open Access Journals – quality, visibility and how DOAJ promotes transparency...
Publish your work in Open Access!!
Understanding Open Access and Recent Developments Around the World
Distinguishing between questionable, low quality, and quality Indonesian open...
Open: much more than a different business model.
"Open Access: recalibrating the relationships" Neil Jacobs, DARTS4
Assessing the quality of open access journals suzhou presentation
What is Open Access? An Introduction to OA
Where do you publish? Make DOAJ your starting point.
Introduction to the Directory of Open Access journals
"Designing practitioner research for impact" Miggie Pickton, DARTS4
Open Access Progress and Promise in the CGIAR Consortium
Ad

Viewers also liked (16)

ODP
Guide for Postgraduate Students
PPTX
Important Characteristics of Efficient Open Access Policies, Nov 2014
PDF
Southwest Real Capital
PPTX
Swan oai9 open access policies - policy effectiveness
PPTX
Open access policies - Policy effectiveness, Alma Swan
PPTX
FOSTER report, June 2015
PPTX
SPARC Europe: Who We Are, Feb 2015
PDF
Prefixes
PDF
Smart Contracts AI Article
PPTX
Liberatory technologies? Grassroots digital fabrication
PPTX
The State of the Art of Open Access. Open Access is here to stay, June 2014
PPT
Towards a transparent and open global scholarly communication system, L Bjørn...
PPTX
Writing a research proposal
PDF
How to write proposal 2
PPTX
How to write a good postgraduate research proposal
PDF
How to Build the Perfect Team
Guide for Postgraduate Students
Important Characteristics of Efficient Open Access Policies, Nov 2014
Southwest Real Capital
Swan oai9 open access policies - policy effectiveness
Open access policies - Policy effectiveness, Alma Swan
FOSTER report, June 2015
SPARC Europe: Who We Are, Feb 2015
Prefixes
Smart Contracts AI Article
Liberatory technologies? Grassroots digital fabrication
The State of the Art of Open Access. Open Access is here to stay, June 2014
Towards a transparent and open global scholarly communication system, L Bjørn...
Writing a research proposal
How to write proposal 2
How to write a good postgraduate research proposal
How to Build the Perfect Team
Ad

Similar to Understanding Open Access in the Context of UK Research Funding (20)

PPT
Dr Alma Swan, "Is Open Acess just another fad?"
PDF
Current Status of Open Access Policy
PPTX
Open Access explained
PPT
OpenAccess policies as tools for innovative research and educational challenges.
PPTX
Open Science: Application and Benefits
PPTX
PPT
Open Acces Resources
PPTX
Open Access Why and How
PPTX
Encouraging Openness and how stakeholder policies can support or block it!"
PPTX
Open access information session 2013
PPTX
Publishing your research: Open Access (introduction & overview)
PPTX
Open Access policies: The Global and European Contexts. Alignment with the H2...
PPT
Institutionalisation of an open access – a new possibility for research. A s...
PPTX
Open Science: políticas e herramientas en Europa - Universidad de Cantabria
PDF
Open Access - An Introduction
PDF
Open Access - why should you care? (Europic 2014)
PPTX
Making Open the Default in Scholarly Communication, and the Implications for ...
PPTX
openaccesspublicationsppt.pptx
PPTX
Open Science in Europe - policies and infrastructures: a user journey in Open...
Dr Alma Swan, "Is Open Acess just another fad?"
Current Status of Open Access Policy
Open Access explained
OpenAccess policies as tools for innovative research and educational challenges.
Open Science: Application and Benefits
Open Acces Resources
Open Access Why and How
Encouraging Openness and how stakeholder policies can support or block it!"
Open access information session 2013
Publishing your research: Open Access (introduction & overview)
Open Access policies: The Global and European Contexts. Alignment with the H2...
Institutionalisation of an open access – a new possibility for research. A s...
Open Science: políticas e herramientas en Europa - Universidad de Cantabria
Open Access - An Introduction
Open Access - why should you care? (Europic 2014)
Making Open the Default in Scholarly Communication, and the Implications for ...
openaccesspublicationsppt.pptx
Open Science in Europe - policies and infrastructures: a user journey in Open...

More from SPARC Europe (20)

PDF
Open Science Meets Open Education
PDF
Funding Open infrastructure today and tomorrow
PDF
Insights into European research funder Open policies and practices
PDF
Open Science meets Open Education. Libraries as natural partners in Open Educ...
PDF
Policy developments in Europe. The Open Data / PSI Directive, Horizon Europe ...
PDF
It’s time we modify the way we pay for open infrastructure
PDF
SCOSS, a Global Sustainability Coalition for Open Science Services
PDF
SCOSS: Help secure some of Open Science’s supporting infrastructure
PDF
What does it take to make Open the default?
PDF
SPARC Europe Members Meeting 2017
PDF
“Fight academic apartheid to advance equality and quality in the sciences!” ...
PDF
Current Open Research Practice in Computational Biology
PPTX
Supporting academic openness and funder compliance: a new institutional lic...
PPTX
National Guidelines for Open Access in Norway, Torkel Brekke
PPT
(Not such) New Challenges for Open Access, Ivana Hebrang Grgić
PPTX
SPARC Europe Highlights & Next Steps
PPTX
Sparc Europe's New Strategy 2016-2020
PPTX
The Metric Wave
PPTX
Open Access is up to us professors! Europe's Open Access Champions
PPTX
OA policies – Where we are and what we know about effectiveness, Lars Bjørnsh...
Open Science Meets Open Education
Funding Open infrastructure today and tomorrow
Insights into European research funder Open policies and practices
Open Science meets Open Education. Libraries as natural partners in Open Educ...
Policy developments in Europe. The Open Data / PSI Directive, Horizon Europe ...
It’s time we modify the way we pay for open infrastructure
SCOSS, a Global Sustainability Coalition for Open Science Services
SCOSS: Help secure some of Open Science’s supporting infrastructure
What does it take to make Open the default?
SPARC Europe Members Meeting 2017
“Fight academic apartheid to advance equality and quality in the sciences!” ...
Current Open Research Practice in Computational Biology
Supporting academic openness and funder compliance: a new institutional lic...
National Guidelines for Open Access in Norway, Torkel Brekke
(Not such) New Challenges for Open Access, Ivana Hebrang Grgić
SPARC Europe Highlights & Next Steps
Sparc Europe's New Strategy 2016-2020
The Metric Wave
Open Access is up to us professors! Europe's Open Access Champions
OA policies – Where we are and what we know about effectiveness, Lars Bjørnsh...

Recently uploaded (20)

PPTX
Introduction_to_the_Study_of_Globalization.pptx
PDF
It Helpdesk Solutions - ArcLight Group
DOCX
EAPP.docxdffgythjyuikuuiluikluikiukuuuuuu
PPTX
11Sept2023_LTIA-Cluster-Training-Presentation.pptx
PPTX
Nur Shakila Assesmentlwemkf;m;mwee f.pptx
PDF
26.1.2025 venugopal K Awarded with commendation certificate.pdf
PDF
4_Key Concepts Structure and Governance plus UN.pdf okay
PDF
Abhay Bhutada and Other Visionary Leaders Reinventing Governance in India
PDF
PPT Item # 4 - 328 Albany St compt. review
PPTX
sepsis.pptxMNGHGBDHSB KJHDGBSHVCJB KJDCGHBYUHFB SDJKFHDUJ
PDF
CXPA Finland Webinar - Modern Components of Service Quality - Alec Dalton - ...
PDF
buyers sellers meeting of mangoes in mahabubnagar.pdf
PDF
ESG Alignment in Action - The Abhay Bhutada Foundation
DOCX
Alexistogel: Solusi Tepat untuk Anda yang Cari Bandar Toto Macau Resmi
PPTX
GOVERNMENT-ACCOUNTING1. bsa 4 government accounting
PDF
Abhay Bhutada Foundation’s Integration With SEBI's 2021 ESG Guidelines
PPTX
BHARATIYA NAGARIKA SURAKSHA SAHMITA^J2023 (1).pptx
PDF
Items # 6&7 - 900 Cambridge Oval Right-of-Way
PDF
Item # 3 - 934 Patterson Final Review.pdf
PDF
CXPA Finland Webinar: Rated 5 Stars - Delivering Service That Customers Truly...
Introduction_to_the_Study_of_Globalization.pptx
It Helpdesk Solutions - ArcLight Group
EAPP.docxdffgythjyuikuuiluikluikiukuuuuuu
11Sept2023_LTIA-Cluster-Training-Presentation.pptx
Nur Shakila Assesmentlwemkf;m;mwee f.pptx
26.1.2025 venugopal K Awarded with commendation certificate.pdf
4_Key Concepts Structure and Governance plus UN.pdf okay
Abhay Bhutada and Other Visionary Leaders Reinventing Governance in India
PPT Item # 4 - 328 Albany St compt. review
sepsis.pptxMNGHGBDHSB KJHDGBSHVCJB KJDCGHBYUHFB SDJKFHDUJ
CXPA Finland Webinar - Modern Components of Service Quality - Alec Dalton - ...
buyers sellers meeting of mangoes in mahabubnagar.pdf
ESG Alignment in Action - The Abhay Bhutada Foundation
Alexistogel: Solusi Tepat untuk Anda yang Cari Bandar Toto Macau Resmi
GOVERNMENT-ACCOUNTING1. bsa 4 government accounting
Abhay Bhutada Foundation’s Integration With SEBI's 2021 ESG Guidelines
BHARATIYA NAGARIKA SURAKSHA SAHMITA^J2023 (1).pptx
Items # 6&7 - 900 Cambridge Oval Right-of-Way
Item # 3 - 934 Patterson Final Review.pdf
CXPA Finland Webinar: Rated 5 Stars - Delivering Service That Customers Truly...

Understanding Open Access in the Context of UK Research Funding