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Addressing social and environmental safeguards
   and ensuring multiple benefits in Ecuador




                            Carola Borja
     Undersecretary of Climate Change – Ministry of Environment
                          Bonn, June 7, 2011
Ecuador’s Background
Ecuador’s Background


                 • Ecuador is one of the 17 mega diverse
                   countries
                 • 14 different indigenous nationalities
                 • Approximately 10 million hectares of forests
                 • Deforestation rate: 61.764 ha/year (MAE
                   2011)
                 • Reduce deforestation rate is a national
                   priority
REDD+ context in Ecuador


• Managing forests and climate change is a competency of the
  Ministry of Environment

• REDD+ as an alternative to comply with both national
  objectives:
   – Reducing deforestation rate
   – Mitigating climate change

• Development of the National REDD+ Program as part of the
  Readiness phase

• Implementing safeguards and promoting multiple benefits is
  key to implement REDD+ and ensure long term sustainability
Why is it important to ensure
        safeguards?
Cancun Safeguards
When undertaking the activities referred to in paragraph 70 of this decision,
the following safeguards should be promoted and supported:

    (a) That actions complement or are consistent with the objectives of national forest programmes and relevant
    international conventions and agreements

    (b) Transparent and effective national forest governance structures, taking into account national legislation
    and sovereignty

     (c) Respect for the knowledge and rights of indigenous peoples and members of local communities, by taking
     into account relevant international obligations, national circumstances and laws, and noting that the United
     Nations General Assembly has adopted the United Nations Declaration on the Rights of Indigenous Peoples

    (d) The full and effective participation of relevant stakeholders, in particular indigenous peoples and local
    communities, in the actions referred to in paragraphs 70 and 72 of this decision

     e) That actions are consistent with the conservation of natural forests and biological diversity, ensuring that
     the actions referred to in paragraph 70 of this decision are not used for the conversion of natural forests,
     but are instead used to incentivize the protection and conservation of natural forests and their ecosystem
     services, and to enhance other social and environmental benefits

    (f) Actions to address the risks of reversals


    (g) Actions to reduce displacement of emissions
The importance of ensuring multiple
benefits

  • Ecuador has a great potential to ensure additional benefits
      • Mega diverse country
      • Multi cultural country
  • REDD+ is more than a mechanism to mitigate climate change
  • In addition to securing carbon, REDD+ can deliver social and
    environmental multiple benefits
  • For the Ministry it is high priority that REDD+ activities deliver both:
    social and environmental benefits in the short & long terms
  • “High Quality “REDD+ Mechanism
  • Safeguards must be addressed to ensure long term sustainability of the
    mechanism
REDD+ National Program

                                                     Sustainable
                                                     Management                    Conservation
      National                                                                        (Socio
       Forest        Reference
                                                      of Forests                     Bosque)
     Inventory        Level of
                    Emissions by
                    Deforestation
                                                                        Incentive           SFM
  Deforestation
    Base Line         GHG
                                    MRV System                        Based Policies                Components of
                    Monitoring
                     System                                                                       Ecuador´s National
                                                        National
                                                                                                   REDD+ Strategy
                                                         REDD+
                                                        Program

                                                                                                      Competence   On going
                                                                        Forestry                      of MoE       activities
                                     Land Tenure
                                                                        Control                       Competence
                                    Regularization
                                                                                                      of Others

                                                                                                                   Planed
                                                                                                                   activities
                                                     Reforestation                                                 Cross cutting
                                                     & Aforestation                                                issues




Legal, financial & Institutional Framework                                  Cross-sectoral Planning

                  Financial Sustainability                               Management of timber demand

         Social & Environmental co-benefits                                      Stakeholder Engagement
Addressing social and environmental
safeguards and ensuring co-benefits in
              Ecuador
REDD+ Social and Environmental Standards
               in Ecuador
             • Social and environmental safeguards to mitigate risks
             • Generate significant social and environmental co-benefits
             • REDD+ Program performance
 REDD+ SES   • Mechanism for reporting on how safeguards are addressed



             • Development of a bench-mark of good practice guide (principles, criteria
               and indicators)
  Phase 1    • Consultations workshops



             • National Interpretation
             • Pilot implementation in Ecuador
  Phase 2    • Evaluation
Implementation of REDD+ SES in Ecuador

                NATIONAL INTERPRETATION

                • Workshops with CSO and IPs
                • Public consultation process
                • Processing of comments by the facilitation team and revision by
                  the Ministry’s legal department
                • Establishment of the National Standards Committee

                IMPLEMENTATION

                • Develop a monitoring plan: type and source of information to
                  report on standards
                • Consultancy to identify information needed to report on
                  Standards in Ecuador
                • Piloting in Socio Bosque
                • Scaling up to the National REDD+ Strategy

                EVALUATION

                • Final report
                • Assessment of indicators
REDD+ National Program

                                                     Sustainable
                                                     Management
      National
       Forest        Reference
                                                      of Forests                    Socio
                                                                                   Bosque
     Inventory        Level of
                    Emissions by
                    Deforestation
                                                                        Incentive            Socio
  Deforestation
    Base Line         GHG
                                    MRV System                        Based Policies        Manejo     Components of
                    Monitoring
                     System                                                                          Ecuador´s National
                                                        National
                                                                                                      REDD+ Strategy
                                                         REDD+
                                                        Program

                                                                                                        Competence     On going
                                                                        Forestry                        of MoE         activities
                                     Land Tenure
                                                                        Control                         Competence
                                    Regularization
                                                                                                        of Others

                                                                                                                       Planed
                                                                                                                       activities
                                                     Reforestation                                                     Cross cutting
                                                     & Aforestation                                                    issues

                                                                                                        Elements covered by REDD+
                                                                                                        SES


Legal, financial & Institutional Framework                                  Cross-sectoral Planning

                  Financial Sustainability                               Management of timber demand

         Social & Environmental co-benefits                                      Stakeholder Engagement
Using UN-REDD tools in Ecuador

               Joint National Document (JND) approved at the 6th
                UN-REDD Policy Board in March 2011

               Voluntary tools to address safeguards and ensure
                multiple benefits

               Planned activities in the JND
                                                          Multiple benefits
                                                           enhancement
                                                              strategy
                 • Identify social and          • Define     and     implement
                   environmental benefits         mechanisms      to   enhance
                   (UNEP-WCMC)                    multiple benefits
                 • Define a monitoring          • Develop and implement a
                   system                         MRV       multiple    benefit
                                                  monitoring system
                                                • Apply REDD+ SES harmonized
                         Multiple benefits        with UN-REDD tools
                         monitoring system
Addressing safeguards
                 Decision 1/CP.16 UNFCCC                                               REDD+ SES                              UN-REDD Social and Environmental Principles and
                                                                                                                                                  Criteria

(a) That actions complement or are consistent with the         Principle 4: The REDD+ program contributes to broader       Principle 3-Policy coherence: The programme contributes
objectives of national forest programmes and relevant          sustainable development, respect and protection of          to a low-carbon, climate resilient and environmentally
international conventions and agreements;                      human rights and good governance objectives                 sound development policy, consistent with commitments
                                                                                                                           under international conventions and agreements
(b) Transparent and effective national forest governance       Principle 4: The REDD+ program contributes to broader       Principle 1 – Democratic governance: the programme
structures, taking into account national legislation and       sustainable development, respect and protection of          complies with standards of democratic governance
sovereignty;                                                   human rights and good governance objectives
                                                               Principle 8: The REDD+ program complies wih local
                                                               applicable and national laws and international treaties,
                                                               conventions and other instruments
(c) Respect for the knowledge and rights of indigenous         Principle 3: The REDD+ program improves long-term           Principle 2 – Stakeholder livelihoods: The programme
peoples and members of local communities, by taking into       livelihood security and well-being of Indigenous Peoples    carefully assesses potential adverse impacts on
account relevant international obligations, national           and local communities with special attention to the most    stakeholders long-term livelihoods and mitigates effects
circumstances and laws, and noting that the United             vulnerable                                                  where appropriate
Nations General Assembly has adopted the United
Nations Declaration on the Rights of Indigenous Peoples;
(d) The full and effective participation of relevant           Principle 6: All relevant rights holders and stakeholders   Principle 1 – Democratic governance: the programme
stakeholders, in particular indigenous peoples and local       participate fully and effectively in the REDD+ program      complies with standards of democratic governance
communities, in the actions referred to in paragraphs 70
and 72 of this decision;
e) That actions are consistent with the conservation of        Principle 5: The REDD+ program maintains and enhances       Principle 4 – Protect and conserve natural forests: the
natural forests and biological diversity, ensuring that the    biodiversity and ecosystem services                         programme protects natural forests from degradation or
actions referred to in paragraph 70 of this decision are not                                                               conversion to other land uses including plantation forests
used for the conversion of natural forests, but are instead                                                                Principle 5 – Maintain and enhance multiple functions of
used to incentivize the protection and conservation of                                                                     forest: The programme increases benefits deliverd
natural forests and their ecosystem services, and to                                                                       through ecosystem services and biodiversity conservation
enhance other social and environmental benefits;                                                                           Principle 6 – Minimise indirect adverse impacts on
                                                                                                                           ecosystem services and biodiversity
(f) Actions to address the risks of reversals;                 NA                                                          Principle 3-Policy coherence: The programme contributes
                                                                                                                           to a low-carbon, climate resilient and environmentally
                                                                                                                           sound development policy, consistent with commitments
                                                                                                                           under international conventions and agreements
(g) Actions to reduce displacement of emissions                Principle 5: The REDD+ program maintains and enhances       Principle 6 – Minimise indirect adverse impacts on
                                                               biodiversity and ecosystem services                         ecosystem services and biodiversity
Going beyond safeguards through
REDD+ SES and UN-REDD tools
Examples of multiple benefits
                                                                            Gain
                            Address                Promote              biodiversity
   Equitable
                           gender and             respect of                and
   sharing of
                           well-being               human                enhance
     REDD+
                             issues                  rights             ecosystem
    benefits
                                                                          services




                                REDD+ sustainability

                     Prioritization of areas for REDD+ activities

                Cross-sectoral planning and harmonization of policies

                              Livelihoods sustainability
Towards an information system for
safeguards in Ecuador
                       Information system for safeguards




                   REDD+ SES                         UN-REDD

           Social and environmental                   Governance
                   indicators

                                                Social and Environmental
        Specific monitoring information
                                                 Principles and Criteria

                   Samples


  JND        Multiple benefits MRV system
             Other benefits from forests beyond carbon
Challenges


       Need to scale down the instruments
       developed at the international level


     Complementarities between SES and UN-
     REDD safeguards and implications for
     implementation at a country level


     Develop a monitoring system for
     governance safeguards as part of the
     MRV system
Thank you for your attention!




            Prepared by
          Aurélie Lhumeau
    alhumeau@ambiente.gob.ec
                 And
           Daniela Carrión
     dcarrion@ambiente.gob.ec

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2011 06-05 presentation side event ecuador final

  • 1. Addressing social and environmental safeguards and ensuring multiple benefits in Ecuador Carola Borja Undersecretary of Climate Change – Ministry of Environment Bonn, June 7, 2011
  • 3. Ecuador’s Background • Ecuador is one of the 17 mega diverse countries • 14 different indigenous nationalities • Approximately 10 million hectares of forests • Deforestation rate: 61.764 ha/year (MAE 2011) • Reduce deforestation rate is a national priority
  • 4. REDD+ context in Ecuador • Managing forests and climate change is a competency of the Ministry of Environment • REDD+ as an alternative to comply with both national objectives: – Reducing deforestation rate – Mitigating climate change • Development of the National REDD+ Program as part of the Readiness phase • Implementing safeguards and promoting multiple benefits is key to implement REDD+ and ensure long term sustainability
  • 5. Why is it important to ensure safeguards?
  • 6. Cancun Safeguards When undertaking the activities referred to in paragraph 70 of this decision, the following safeguards should be promoted and supported: (a) That actions complement or are consistent with the objectives of national forest programmes and relevant international conventions and agreements (b) Transparent and effective national forest governance structures, taking into account national legislation and sovereignty (c) Respect for the knowledge and rights of indigenous peoples and members of local communities, by taking into account relevant international obligations, national circumstances and laws, and noting that the United Nations General Assembly has adopted the United Nations Declaration on the Rights of Indigenous Peoples (d) The full and effective participation of relevant stakeholders, in particular indigenous peoples and local communities, in the actions referred to in paragraphs 70 and 72 of this decision e) That actions are consistent with the conservation of natural forests and biological diversity, ensuring that the actions referred to in paragraph 70 of this decision are not used for the conversion of natural forests, but are instead used to incentivize the protection and conservation of natural forests and their ecosystem services, and to enhance other social and environmental benefits (f) Actions to address the risks of reversals (g) Actions to reduce displacement of emissions
  • 7. The importance of ensuring multiple benefits • Ecuador has a great potential to ensure additional benefits • Mega diverse country • Multi cultural country • REDD+ is more than a mechanism to mitigate climate change • In addition to securing carbon, REDD+ can deliver social and environmental multiple benefits • For the Ministry it is high priority that REDD+ activities deliver both: social and environmental benefits in the short & long terms • “High Quality “REDD+ Mechanism • Safeguards must be addressed to ensure long term sustainability of the mechanism
  • 8. REDD+ National Program Sustainable Management Conservation National (Socio Forest Reference of Forests Bosque) Inventory Level of Emissions by Deforestation Incentive SFM Deforestation Base Line GHG MRV System Based Policies Components of Monitoring System Ecuador´s National National REDD+ Strategy REDD+ Program Competence On going Forestry of MoE activities Land Tenure Control Competence Regularization of Others Planed activities Reforestation Cross cutting & Aforestation issues Legal, financial & Institutional Framework Cross-sectoral Planning Financial Sustainability Management of timber demand Social & Environmental co-benefits Stakeholder Engagement
  • 9. Addressing social and environmental safeguards and ensuring co-benefits in Ecuador
  • 10. REDD+ Social and Environmental Standards in Ecuador • Social and environmental safeguards to mitigate risks • Generate significant social and environmental co-benefits • REDD+ Program performance REDD+ SES • Mechanism for reporting on how safeguards are addressed • Development of a bench-mark of good practice guide (principles, criteria and indicators) Phase 1 • Consultations workshops • National Interpretation • Pilot implementation in Ecuador Phase 2 • Evaluation
  • 11. Implementation of REDD+ SES in Ecuador NATIONAL INTERPRETATION • Workshops with CSO and IPs • Public consultation process • Processing of comments by the facilitation team and revision by the Ministry’s legal department • Establishment of the National Standards Committee IMPLEMENTATION • Develop a monitoring plan: type and source of information to report on standards • Consultancy to identify information needed to report on Standards in Ecuador • Piloting in Socio Bosque • Scaling up to the National REDD+ Strategy EVALUATION • Final report • Assessment of indicators
  • 12. REDD+ National Program Sustainable Management National Forest Reference of Forests Socio Bosque Inventory Level of Emissions by Deforestation Incentive Socio Deforestation Base Line GHG MRV System Based Policies Manejo Components of Monitoring System Ecuador´s National National REDD+ Strategy REDD+ Program Competence On going Forestry of MoE activities Land Tenure Control Competence Regularization of Others Planed activities Reforestation Cross cutting & Aforestation issues Elements covered by REDD+ SES Legal, financial & Institutional Framework Cross-sectoral Planning Financial Sustainability Management of timber demand Social & Environmental co-benefits Stakeholder Engagement
  • 13. Using UN-REDD tools in Ecuador  Joint National Document (JND) approved at the 6th UN-REDD Policy Board in March 2011  Voluntary tools to address safeguards and ensure multiple benefits  Planned activities in the JND Multiple benefits enhancement strategy • Identify social and • Define and implement environmental benefits mechanisms to enhance (UNEP-WCMC) multiple benefits • Define a monitoring • Develop and implement a system MRV multiple benefit monitoring system • Apply REDD+ SES harmonized Multiple benefits with UN-REDD tools monitoring system
  • 14. Addressing safeguards Decision 1/CP.16 UNFCCC REDD+ SES UN-REDD Social and Environmental Principles and Criteria (a) That actions complement or are consistent with the Principle 4: The REDD+ program contributes to broader Principle 3-Policy coherence: The programme contributes objectives of national forest programmes and relevant sustainable development, respect and protection of to a low-carbon, climate resilient and environmentally international conventions and agreements; human rights and good governance objectives sound development policy, consistent with commitments under international conventions and agreements (b) Transparent and effective national forest governance Principle 4: The REDD+ program contributes to broader Principle 1 – Democratic governance: the programme structures, taking into account national legislation and sustainable development, respect and protection of complies with standards of democratic governance sovereignty; human rights and good governance objectives Principle 8: The REDD+ program complies wih local applicable and national laws and international treaties, conventions and other instruments (c) Respect for the knowledge and rights of indigenous Principle 3: The REDD+ program improves long-term Principle 2 – Stakeholder livelihoods: The programme peoples and members of local communities, by taking into livelihood security and well-being of Indigenous Peoples carefully assesses potential adverse impacts on account relevant international obligations, national and local communities with special attention to the most stakeholders long-term livelihoods and mitigates effects circumstances and laws, and noting that the United vulnerable where appropriate Nations General Assembly has adopted the United Nations Declaration on the Rights of Indigenous Peoples; (d) The full and effective participation of relevant Principle 6: All relevant rights holders and stakeholders Principle 1 – Democratic governance: the programme stakeholders, in particular indigenous peoples and local participate fully and effectively in the REDD+ program complies with standards of democratic governance communities, in the actions referred to in paragraphs 70 and 72 of this decision; e) That actions are consistent with the conservation of Principle 5: The REDD+ program maintains and enhances Principle 4 – Protect and conserve natural forests: the natural forests and biological diversity, ensuring that the biodiversity and ecosystem services programme protects natural forests from degradation or actions referred to in paragraph 70 of this decision are not conversion to other land uses including plantation forests used for the conversion of natural forests, but are instead Principle 5 – Maintain and enhance multiple functions of used to incentivize the protection and conservation of forest: The programme increases benefits deliverd natural forests and their ecosystem services, and to through ecosystem services and biodiversity conservation enhance other social and environmental benefits; Principle 6 – Minimise indirect adverse impacts on ecosystem services and biodiversity (f) Actions to address the risks of reversals; NA Principle 3-Policy coherence: The programme contributes to a low-carbon, climate resilient and environmentally sound development policy, consistent with commitments under international conventions and agreements (g) Actions to reduce displacement of emissions Principle 5: The REDD+ program maintains and enhances Principle 6 – Minimise indirect adverse impacts on biodiversity and ecosystem services ecosystem services and biodiversity
  • 15. Going beyond safeguards through REDD+ SES and UN-REDD tools Examples of multiple benefits Gain Address Promote biodiversity Equitable gender and respect of and sharing of well-being human enhance REDD+ issues rights ecosystem benefits services REDD+ sustainability Prioritization of areas for REDD+ activities Cross-sectoral planning and harmonization of policies Livelihoods sustainability
  • 16. Towards an information system for safeguards in Ecuador Information system for safeguards REDD+ SES UN-REDD Social and environmental Governance indicators Social and Environmental Specific monitoring information Principles and Criteria Samples JND Multiple benefits MRV system Other benefits from forests beyond carbon
  • 17. Challenges Need to scale down the instruments developed at the international level Complementarities between SES and UN- REDD safeguards and implications for implementation at a country level Develop a monitoring system for governance safeguards as part of the MRV system
  • 18. Thank you for your attention! Prepared by Aurélie Lhumeau alhumeau@ambiente.gob.ec And Daniela Carrión dcarrion@ambiente.gob.ec