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REDD+ for climate
change mitigation and
adaptation



International Centre for Integrated Mountain Development
Kathmandu, Nepal
Rationale
• Regulatory policies of the past have failed to halt
  deforestation
• 1.6% deforestation rate per annum
• Carbon emission from land use in developing countries still
  a concern – voluntary participation by countries
• Standing trees are less valuable than felled timber
• Additional incentives required for not cutting down trees in
  forests
• Aimed at developing countries
RED to REDD++ (REALU/AFOLU)



                            REDD++          all land use changes
                                                 +        (AFOLU)
                      REDD+                 carbon enhancing
                                                 +
                REDD                        degradation
                                                  +
                                            deforestation only
           RED


• current framing of REDD refers to only a partial accounting of land
  use change, without clarity on cross-sectoral linkages and rights
• hampered by methodological problems of leakage, definition,
  transitions
What does REDD+ deal with?

 • REDD+ recognized (reducing deforestation,
   degradation, conservation, SFM, enhancement)
 • Polluters (in advanced countries) pay for
   conservation and sustainable forest management
   (in developing countries)
 • REDD+ is an incentive based mechanism agreed
   at the global level
 • Source of finance for conservation (through IBM
   under UNFCCC)
 • Biodiversity conservation and improved livelihood
   are co-benefits (mitigation-adaptation interface)
3 major COPs
•   COP 13: Bali Action Plan:
     – “…Policy approaches and positive incentives on issues relating to reducing
       emissions from deforestation and forest degradation in developing countries; and
       the role of conservation, sustainable management of forests and enhancement of
       forest carbon stocks in developing countries…”
•   COP 16 Cancun: REDD+ activities in 3 steps:
     – Development of national strategies or action plans, policies and measures, and
       capacity-building,
     – Implementation of national policies and measures and national strategies or
       action plans, technology development and transfer and results-based
       demonstration activities
     – Result based actions on ground that should be measured, reported and verified
       (MRV).
•   COP 17 Durban: mandates
     –   Information on SAFEGUARDS and develop modalities for MRV
     –   Conservation of natural forests and biological diversity
     –   Respect for knowledge and rights of local and indigenous peoples
     –   Full and effective participation of relevant stakeholders
Drivers of Deforestation




                           Source: REDD Cell, MOFSC
Drivers of Forest Degradation




                          Source: REDD Cell, MOFSC
Policy failures




                  Source: REDD Cell, MOFSC
CO2 emission in HKH countries




            GHG emissions in some HKH countries (areas located
            outside HKH region are included).
Successful Community Forestry
under conducive policy environment




   1978          Namdu, Nepal        2005
Piloting REDD+ Payment System
through seed grant distribution in
  Community Forestry in Nepal



        June 2009 – May 2013
Project components


                Institutions and
                  governance




         Carbon                    Capacity
        monitoring                 Building
Project Areas


                               Total WS= 5750 ha
                                   31 CFUGs
                               CF area= 1,888 ha



                                                   Total WS= 14037 ha
                                                        58 CFUGs
                                                    CF area= 5,996 ha




           Total WS= 8002 ha
               15 CFUGs
           CF area = 2,382ha
Forests in three watersheds

                        Forest in     Total             Forest
Watershed    Watershed                                 area [ha]
                       watershed    Community
(District)     [ha]
                          [ha]      Forest [ha]   Dense       Sparse

Charnawati
              14,037     7,492        5,996       3,899       2,097
(Dolakha)
Kayarkhola
              8,002      5,821        2,381       1,902            479
(Chitwan)
Ludikhola
              5,750      4,869        1,888       1,634.           252
(Gorkha)

    Total     27,789     18,182      10,266       7,437       2,829
Socio-demography data

Watershed            CFUG
             CFUGs              Population   Major ethnic groups
(District)           Households

Charnawati                                   Tamang, Chhetri,
              58        7870       42609
(Dolakha)                                    Brahmin, Thami, Dalit


Kayarkhola
              16        4146       23223     Chepang, Tamang
(Chitwan)

                                             Magar, Gurung, Tamang,
Ludikhola
              31        4110       23685     Dalit, few Brahmin and
(Gorkha)
                                             Chhetri
    Total     105      16144       89517
Project activities




                     Forest carbon measurement
                          Alternative energy




 Awareness raising     Piloting Forest Carbon    Stakeholder
                                Fund             engagement
Carbon sequestration data

                                       Average carbon
                                          tonnes/ha
 Watershed Area (ha) Range (ha)       2010    2011   2012
 Charnawati       5996     1.5-819.4 206.95 209.29 212.03
 Kayarkhola       2382 34.5-329.2 288.44 289.83 291.19
 Ludikhola        1888     5.2-270.7 209.12 214.43 217.33
 Total           10266               226.3 228.92 231.37
 Increase                                    2.62    2.68
  Source: REDD+ project, 2012
REDD+ payment basis

        60% payment for           40% payment for carbon
        social safeguards         stock and increment




                                                Payments in 3 watersheds
                                                Charnawati     $ 7.4/ha
In 2012, additional USD 100 per CFUG was        Kayarkhola     $ 10.4/ha
given to reduce disparity between groups.       Ludikhola      $ 13.8/ha
How was REDD money used?

                                                  Expenditure Status in %

          Expenses activities           Dolakha Gorkha   Chitwan            Average
1. Livelihood improvement activities     53.8    50.3       48.5             50. 9
2. Capacity building (awareness,
                                          9.7     9.4        8.3              9.1
   workshop)
3. Forest carbon monitoring (training
                                          7.2     4.3       27.7             13.1
   LRPs for forest inventory)
4. Alternative energy schemes            11.9    15.0       13.5             13.5
5. Others (Forest mgmnt activities +
                                         17.4    21.0        1.9             13.4
   enrichment plantation)
                                         100.0   100.0     100.0             100.0
  Co-financed by CFUGs (% in total
                                         43.9     2.3       69.9             49.2
  invested amount)
Trust Fund mechanism

                  Forest Carbon Trust Fund                   Government, CSO,
                    Advisory Committee                       Collaborator, IPOs


                Project Management Unit
   Fund disbursement - joint  1 Secretariat
   signature (ICIMOD, FECOFUN 2 Data registration and     Verification Agency
   and ANSAB)                 management




      District Fund              Watershed
                                                        Monitoring Committee
   Advisory Committee           REDD Network
                                                                (MC)



                                  Community
                                  Forest User
                                    Group

             Note: Dot Arrow represents report, data and information
                  Bold Arrow represents subsidy and incentive
Linking Payment to C-enhancement

                                              Identify and periodic assessment
                        Review, adjust         of drivers of forest degradation,
                          and adapt              initiate forest enhancement
                                                            activities




                     Operate trust
                                                       Establish baseline of
                      fund REDD
                                                         forest carbon and
                        payment
                                                        periodic monitoring
                     disbursement
                                             Setting
                                        indicators/crite
                                           ria (social,
                                          biophysical)

   Standardize                               Frame Measurement,
                   Set up pilot trust                                   Develop Project
  measurement     fund and regulate             reporting and              Designed
methodologies and REDD+ payment               Verification (MRV)        Document (PDD)
    guidelines                                      system
Reflections/Learning
• Community forestry: an example of effective decentralized
  system to respond to local factors and also climate change.
• CF reinforces adaptive forest management
• REDD+: an opportunity to address poverty and social justice
  (triple dividends: Climate, Community & Forests)
• Strengthened social bonding and engagement
• Efficient coupling: REDD network and forest groups
• Participatory carbon monitoring – reduced time and cost,
  increased ownership and responsibility
• Co-financing in forest management and livelihoods
• Still unresolved: monitoring cost in small and fragmented CFs;
  additionality; equity due unequal forest size and status;
  enhancement vs. co-benefits
The role of tree and forests
Trees for Products




   fruit      firewood   medicine    income      sawn wood          fodder


                                         Environmental services
Trees for Services




    soil        soil      shade     watershed    biodiversity      carbon
  fertility   erosion               protection                  sequestration
Community Forest – benefits

Kalika Community Forest (Chitwan) 213 ha, 169 households
Example of participatory valuation of ecosystem services
  Household
   Average tangible benefits per HH (US$)           1,227
   Average intangible benefits per HH (US$)           262
  Ecosystem services
   Tangible benefits (US$/ha/year)                    974
   Intangible benefits (US$/ha/year)                  208
   Downstream benefits (US$/ha/year)                   26
   Value of Kalika CF (US$/ha/year)                  1208
   Total value of Kalika CF services (US$/year)   257,198
   REDD+ money for livelihoods (2012, US$)            738
   Source: Field survey, August 2012, ICIMOD
Social safeguard

 • Restrictions on forest access and use in favor
   of conservation or mitigation objectives can
   limit livelihood options
 • Design of decision making and benefit-
   sharing arrangements can undermine
   vulnerable forest-dependent groups.
 • Hence, community forestry should be
   undertaken with a sustainable livelihoods
   approach that focuses on the strengthening of
   adaptive capacity.
Thank you

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Redd pilot

  • 1. REDD+ for climate change mitigation and adaptation International Centre for Integrated Mountain Development Kathmandu, Nepal
  • 2. Rationale • Regulatory policies of the past have failed to halt deforestation • 1.6% deforestation rate per annum • Carbon emission from land use in developing countries still a concern – voluntary participation by countries • Standing trees are less valuable than felled timber • Additional incentives required for not cutting down trees in forests • Aimed at developing countries
  • 3. RED to REDD++ (REALU/AFOLU) REDD++ all land use changes + (AFOLU) REDD+ carbon enhancing + REDD degradation + deforestation only RED • current framing of REDD refers to only a partial accounting of land use change, without clarity on cross-sectoral linkages and rights • hampered by methodological problems of leakage, definition, transitions
  • 4. What does REDD+ deal with? • REDD+ recognized (reducing deforestation, degradation, conservation, SFM, enhancement) • Polluters (in advanced countries) pay for conservation and sustainable forest management (in developing countries) • REDD+ is an incentive based mechanism agreed at the global level • Source of finance for conservation (through IBM under UNFCCC) • Biodiversity conservation and improved livelihood are co-benefits (mitigation-adaptation interface)
  • 5. 3 major COPs • COP 13: Bali Action Plan: – “…Policy approaches and positive incentives on issues relating to reducing emissions from deforestation and forest degradation in developing countries; and the role of conservation, sustainable management of forests and enhancement of forest carbon stocks in developing countries…” • COP 16 Cancun: REDD+ activities in 3 steps: – Development of national strategies or action plans, policies and measures, and capacity-building, – Implementation of national policies and measures and national strategies or action plans, technology development and transfer and results-based demonstration activities – Result based actions on ground that should be measured, reported and verified (MRV). • COP 17 Durban: mandates – Information on SAFEGUARDS and develop modalities for MRV – Conservation of natural forests and biological diversity – Respect for knowledge and rights of local and indigenous peoples – Full and effective participation of relevant stakeholders
  • 6. Drivers of Deforestation Source: REDD Cell, MOFSC
  • 7. Drivers of Forest Degradation Source: REDD Cell, MOFSC
  • 8. Policy failures Source: REDD Cell, MOFSC
  • 9. CO2 emission in HKH countries GHG emissions in some HKH countries (areas located outside HKH region are included).
  • 10. Successful Community Forestry under conducive policy environment 1978 Namdu, Nepal 2005
  • 11. Piloting REDD+ Payment System through seed grant distribution in Community Forestry in Nepal June 2009 – May 2013
  • 12. Project components Institutions and governance Carbon Capacity monitoring Building
  • 13. Project Areas Total WS= 5750 ha 31 CFUGs CF area= 1,888 ha Total WS= 14037 ha 58 CFUGs CF area= 5,996 ha Total WS= 8002 ha 15 CFUGs CF area = 2,382ha
  • 14. Forests in three watersheds Forest in Total Forest Watershed Watershed area [ha] watershed Community (District) [ha] [ha] Forest [ha] Dense Sparse Charnawati 14,037 7,492 5,996 3,899 2,097 (Dolakha) Kayarkhola 8,002 5,821 2,381 1,902 479 (Chitwan) Ludikhola 5,750 4,869 1,888 1,634. 252 (Gorkha) Total 27,789 18,182 10,266 7,437 2,829
  • 15. Socio-demography data Watershed CFUG CFUGs Population Major ethnic groups (District) Households Charnawati Tamang, Chhetri, 58 7870 42609 (Dolakha) Brahmin, Thami, Dalit Kayarkhola 16 4146 23223 Chepang, Tamang (Chitwan) Magar, Gurung, Tamang, Ludikhola 31 4110 23685 Dalit, few Brahmin and (Gorkha) Chhetri Total 105 16144 89517
  • 16. Project activities Forest carbon measurement Alternative energy Awareness raising Piloting Forest Carbon Stakeholder Fund engagement
  • 17. Carbon sequestration data Average carbon tonnes/ha Watershed Area (ha) Range (ha) 2010 2011 2012 Charnawati 5996 1.5-819.4 206.95 209.29 212.03 Kayarkhola 2382 34.5-329.2 288.44 289.83 291.19 Ludikhola 1888 5.2-270.7 209.12 214.43 217.33 Total 10266 226.3 228.92 231.37 Increase 2.62 2.68 Source: REDD+ project, 2012
  • 18. REDD+ payment basis 60% payment for 40% payment for carbon social safeguards stock and increment Payments in 3 watersheds Charnawati $ 7.4/ha In 2012, additional USD 100 per CFUG was Kayarkhola $ 10.4/ha given to reduce disparity between groups. Ludikhola $ 13.8/ha
  • 19. How was REDD money used? Expenditure Status in % Expenses activities Dolakha Gorkha Chitwan Average 1. Livelihood improvement activities 53.8 50.3 48.5 50. 9 2. Capacity building (awareness, 9.7 9.4 8.3 9.1 workshop) 3. Forest carbon monitoring (training 7.2 4.3 27.7 13.1 LRPs for forest inventory) 4. Alternative energy schemes 11.9 15.0 13.5 13.5 5. Others (Forest mgmnt activities + 17.4 21.0 1.9 13.4 enrichment plantation) 100.0 100.0 100.0 100.0 Co-financed by CFUGs (% in total 43.9 2.3 69.9 49.2 invested amount)
  • 20. Trust Fund mechanism Forest Carbon Trust Fund Government, CSO, Advisory Committee Collaborator, IPOs Project Management Unit Fund disbursement - joint 1 Secretariat signature (ICIMOD, FECOFUN 2 Data registration and Verification Agency and ANSAB) management District Fund Watershed Monitoring Committee Advisory Committee REDD Network (MC) Community Forest User Group Note: Dot Arrow represents report, data and information Bold Arrow represents subsidy and incentive
  • 21. Linking Payment to C-enhancement Identify and periodic assessment Review, adjust of drivers of forest degradation, and adapt initiate forest enhancement activities Operate trust Establish baseline of fund REDD forest carbon and payment periodic monitoring disbursement Setting indicators/crite ria (social, biophysical) Standardize Frame Measurement, Set up pilot trust Develop Project measurement fund and regulate reporting and Designed methodologies and REDD+ payment Verification (MRV) Document (PDD) guidelines system
  • 22. Reflections/Learning • Community forestry: an example of effective decentralized system to respond to local factors and also climate change. • CF reinforces adaptive forest management • REDD+: an opportunity to address poverty and social justice (triple dividends: Climate, Community & Forests) • Strengthened social bonding and engagement • Efficient coupling: REDD network and forest groups • Participatory carbon monitoring – reduced time and cost, increased ownership and responsibility • Co-financing in forest management and livelihoods • Still unresolved: monitoring cost in small and fragmented CFs; additionality; equity due unequal forest size and status; enhancement vs. co-benefits
  • 23. The role of tree and forests Trees for Products fruit firewood medicine income sawn wood fodder Environmental services Trees for Services soil soil shade watershed biodiversity carbon fertility erosion protection sequestration
  • 24. Community Forest – benefits Kalika Community Forest (Chitwan) 213 ha, 169 households Example of participatory valuation of ecosystem services Household Average tangible benefits per HH (US$) 1,227 Average intangible benefits per HH (US$) 262 Ecosystem services Tangible benefits (US$/ha/year) 974 Intangible benefits (US$/ha/year) 208 Downstream benefits (US$/ha/year) 26 Value of Kalika CF (US$/ha/year) 1208 Total value of Kalika CF services (US$/year) 257,198 REDD+ money for livelihoods (2012, US$) 738 Source: Field survey, August 2012, ICIMOD
  • 25. Social safeguard • Restrictions on forest access and use in favor of conservation or mitigation objectives can limit livelihood options • Design of decision making and benefit- sharing arrangements can undermine vulnerable forest-dependent groups. • Hence, community forestry should be undertaken with a sustainable livelihoods approach that focuses on the strengthening of adaptive capacity.