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Calculating how much your University
spends on Open Access
and what to do about it!
Heather Piwowar
@unsub_org
June 11, 2020
#NASIG2020
@jasonpriem @researchremix
Goal for today:
How much money is your university
paying in open access fees?
Calculating how much your University spends on Open Access--and what to do about it!
You’re already
using Unpaywall
if you use:
● Web of Science
● Scopus
● ProQuest Summon
● OCLC WorldCat
● EBSCO EDS
● DS Dimensions
● Lens
● etc..
Calculating how much your University spends on Open Access--and what to do about it!
Non-profit,
open source,
open data,
open infrastructure
https://doi.org/10.1101/795310
https://i.imgur.co
m/ie5FW27.png
https://i.imgur.co
m/ie5FW27.png
https://doi.org/10.1101/795310
Calculating how much your University spends on Open Access--and what to do about it!
Calculating how much your University spends on Open Access--and what to do about it!
Calculating how much your University spends on Open Access--and what to do about it!
What does that look like for
your authors?
How much is it costing your authors,
and where is the money coming from?
Goal:
How much money is your university
paying in open access fees?
Previous approaches
- Just Gold OA https://arxiv.org/pdf/2002.12092.pdf
- University accounting data https://insights.uksg.org/article/10.1629/uksg.451/
But what if you also want Hybrid (define),
and don't have accounting data?
Easy!
Papers your authors publish as OA
X
How much it costs them to publish there
Not so Easy :(
Papers your authors publish as OA
X
How much it costs them to publish there
Not so Easy :(
Papers your authors publish as OA
X
How much it costs them to publish there
Not so Easy :(
Papers your authors publish as OA
X
How much it costs them to publish there
Not so Easy :(
Papers your authors publish as OA
X
How much it costs them to publish there
... predicted out five years!
That's ok, we got this.
APC calculation steps
- Which papers
- OA
- affiliation
- How much money
- APC costs
- allocation
- Forecasting
- growth in costs
- growth in number of papers
APC calculation steps
- Which papers
- OA
- affiliation
- How much money
- APC costs
- allocation
- Forecasting
- growth in costs
- growth in number of papers
Sources of OA data
- 1findr
- Scopus
- Web of Science
- Dimensions
- Unpaywall
APC calculation steps
- Which papers
- OA
- affiliation
- How much money
- APC costs
- allocation
- Forecasting
- growth in costs
- growth in number of papers
sources of affiliation data
- where to get it
- Web of Science
- Scopus
- Dimensions
- Lens
- Microsoft Academic Graph
- standardization (GRID, ROR)
Calculating how much your University spends on Open Access--and what to do about it!
APC calculation steps
- Which papers
- OA
- affiliation
- How much money
- APC costs
- allocation
- Forecasting
- growth in costs
- growth in number of papers
source of APC data
- publisher pages
- OpenAPC: https://treemaps.intact-project.org/
- (FlourishOA no longer updated)
Calculating how much your University spends on Open Access--and what to do about it!
Calculating how much your University spends on Open Access--and what to do about it!
But complicated: not just list price
-
Transformative agreements
- ESAC list of transformative agreements:
https://esac-initiative.org/about/transformative-agreements/agreement-registry/
OA agreements
Author perks
- "Aside from the results of individual negotiations, there may
be other forms of benefit, for example due to frequency of
publication, prepayment deals, society memberships or
editor/reviewer activities"
Paid for by a combo of sources
- Nearly half of respondents (47% of fully OA authors, 44% of
hybrid OA authors) combine two or more sources of funding
in order to cover their APC
- Monaghan, Jessica; Lucraft, Mithu; Allin, Katie (2020): 'APCs in the Wild': Could Increased
Monitoring and Consolidation of Funding Accelerate the Transition to Open Access?. figshare.
Journal contribution. https://doi.org/10.6084/m9.figshare.11988123.v4
For a number of interviewees, the monitoring of APC payments
is noted as being a “bureaucratic headache”, with resourcing
within the library the biggest obstacle
Complicated.
But for a given institution, current list price is a good start.
APC calculation steps
- Which papers
- OA
- affiliation
- How much money
- APC costs
- allocation
- Forecasting
- growth in costs
- growth in number of papers
which author pays
- corresponding author
- last author
- richest author
- average of all authors
- ???
https://arxiv.org/pdf/2002.12092.pdf
https://arxiv.org/pdf/2002.12092.pdf
The results of the comparison are given in ‘publication units’.
A ‘publication unit’ is defined as a full publication an institution has to pay for
https://arxiv.org/pdf/2002.12092.pdf
The results of the comparison are given in ‘publication units’.
A ‘publication unit’ is defined as a full publication an institution has to pay for
https://docs.lib.purdue.edu/iatul/2019/fair/2/
- in general, seems to average out
- remember we are focusing on hybrid -- lots of gold OA
publishers like PLOS have good data on corresponding
authors and who paid -- ask them.
APC calculation steps
- Which papers
- OA
- affiliation
- How much money
- APC costs
- allocation
- Forecasting
- growth in costs
- growth in number of papers
https://www.liberquarterly.eu/articles/10.1835
2/lq.10280/
APC calculation steps
- Which papers
- OA
- affiliation
- How much money
- APC costs
- allocation
- Forecasting
- growth in costs
- growth in number of OA papers
https://doi.org/10.1101/795310
Now to make it real
- Practical ways to calculate this:
- OpenAPC
- Unsub
Calculating how much your University spends on Open Access--and what to do about it!
Calculating how much your University spends on Open Access--and what to do about it!
Calculating how much your University spends on Open Access--and what to do about it!
@unsub_org
Source of your institution's
APC data:
- GRID/ROR,
Microsoft Academic Graph
Source of OA data:
- Unpaywall
APC approach
- hybrid and gold
- fractional authorship
# authors from your institution
#authors total
# authors from your institution
#authors total
Summed over all papers in that journal
Video with some gory nerdy details:
https://vimeo.com/417000352
Calculating how much your University spends on Open Access--and what to do about it!
Also calculates and uses OA
on subscription side!
Also calculates and uses OA
on subscription side!
https://doi.org/10.1101/795310
Calculating how much your University spends on Open Access--and what to do about it!
Calculating how much your University spends on Open Access--and what to do about it!
Calculating how much your University spends on Open Access--and what to do about it!
Calculating how much your University spends on Open Access--and what to do about it!
Calculating how much your University spends on Open Access--and what to do about it!
one COUNTER file
What does it take to get started?
$1000/yr
What’s it cost?
300 libraries
Who else is using it?
Saving $5M
SUNY Elsevier cancellation
-Inside Higher Ed
“Unpaywall changed the
conversation for us.”
SUNY Elsevier cancellation
APC calculation steps
- Which papers
- OA
- affiliation
- How much money
- APC costs
- allocation
- Forecasting
- growth in costs
- growth in number of OA papers
Now ... what to do about it?
- Raise your eyebrows (stay with me)
- Raise your hand and raise your voice
- Raise your expectations
- Raise your eyebrows
- learn about your own OA spend
- Raise your voice
- talk, listen to what others have done
- #CORE2020 submission
- Unsub User Discussion Group https://groups.google.com/forum/#!forum/unsub-discuss
- Other ideas in question time or chat
- Raise your expectations
- negotiate, make deals
- negotiate better on hybrid journals (double dipping)
- inform a Read and Publish agreement
- inform a Publish and Publish (PLOS) agreement
- plan around APC funds or awards
- Raise your expectations
- negotiate, make deals
Remember: be bold. change is afoot.
Go for it!
- Raise your eyebrows
- Raise your hand and raise your voice
- Raise your expectations
Additional reading
- Used same approach proposed here, for Australian and NZ
unis: https://docs.lib.purdue.edu/cgi/viewcontent.cgi?article=2258&context=iatul
- APC price changes
https://sustainingknowledgecommons.org/2019/11/26/apc-price-changes-2019-2018-by-journal-and-by-publisher/
- OpenAPC technical article
https://pub.uni-bielefeld.de/download/2932530/2932531/439-4151-1-PB.pdf
- Who pays
https://doi.org/10.6084/m9.figshare.11988123.v4
Thanks! Questions?
team@ourresearch.org
free demo and guided tour: unsub.org, @unsub_org

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Calculating how much your University spends on Open Access--and what to do about it!