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A Comparative Simulation 
Study of 3D Through Silicon 
Stack Assembly Processes 
Kamal Karimanal 
Cielution LLC
Motivation
Traditional Flip Chip Process Steps 
Step I: Silicon, solder bump and substrate 
bond at reflow temperature (~230 C) 
Step III: Underfilling, cure at above 160 C, Cool to 
room temperature 
Step IV: Lid attach/encapsulation at ~120 /180 C, 
cool down to room temp 
Step V: Board level attach & reflow at ~ 230C, 
Step II: Cool down from 230 C 
to room temperature 
400 to 800 um die 
(c) Cielution LLC
Classification of Through Silicon Stacking 
From Process Flow Perspective 
• W2W - D2W - D2D 
• Chip Stacking First Vs. Chip 2 Substrate First 
From an Underfilling Perspective… 
• Capillary Underfilling (CUF) 
• No Flow Underfilling (NUF) 
• Molded Underfilling (MUF) 
Interconnect Attach Perspective 
• Reflow at ~ 230 C 
• Thermo-compression Bonding @ 300-400 C 
© Cielution LLC
Drivers for Thermo-Mechanical Simulation of 
Assembly Processes 
Assembly Process Technology Development 
• Warpage assessment & feasibility of assembly 
• New process evaluation 
o CUF? NUF? MUF? Thermo Compression? 
• Material choices & related process temperature implications 
Package Design 
• Warpage implication of the following: 
o Encapsulation, substrate and stiffener dimensions 
o Material Choice 
Yield 
• Low K Dielectric failure assessment 
• Delamination Risk During Processing 
Long term Reliability 
• Solder Joint Reliability 
• Underfill delamination mitigation 
• Board level reliability of interconnects (shock/drop) 
TSV/Device level Mobility impact study 
(c) Cielution LLC
Scope of This Work
Stack up Description 
Logic Die 
(23mmX16mm) 
Substrate 
4X4 Memory 
Stacks (10X6.5) 
(c) Cielution LLC 
FSRDL Films 
BSRDL Films 
Memory Chips 
Underfill Regions 
Logic Die
Scope 
Two competing 3-D process flows were 
considered 
• Flow I - Memory stack to logic die first followed by 
attach to substrate 
o Pillar array with solder cap used for memory stack to logic 
interconnection 
o C4 bump array was used for logic to Substrate 
• Flow II - Substrate to logic die attach first followed by 
attach to memory stack 
o Interconnect types were same as above 
Both flows were followed by MC encapsulation 
Thermo-Mechanical modeling approach was 
used for investigation 
• Substrate/logic die warpage at attach temperature 
• Substrate/logic die warpage at room temperature
3D Assembly Flow I: Chip Stack First 
(c) Cielution LLC 
Step 1: Mem Stack to Logic 
(@ reflow Temperature 230 C) 
Step 2: Capillary Underfill 
Step 3: Chip Stack to Substrate 
(@ reflow Temperature 230 C) 
Step 4: Capillary Underfill Step 5: Overmolding or Lid Attach
Assembly Flow II: Substrate to Die First 
(c) Cielution LLC 
Step 1: Mem Stack to Logic 
(@ reflow Temperature 230 C) 
Step 3: Memory Stack Attach 
Step 2: Capillary Underfill 
Step 4: Capillary Underfill Step 5: Overmolding
Modeling Approach Used
Tools Used 
3D Stack and Monolithic IC assembly process model 
automation software, CielMech 
Thermo-Mechanical and step by step process modeling 
capabilities of ANSYS Mechanical FEA software.
Warpage Estimation Approaches 
Thinned Wafer/chip 
Warpage Estimation 
Techniques 
• Stoney Equation 
o Applicable only to a single 
substrate with film layers with 
known stress free temperature. 
o 50 um thick silicon is not much 
thicker than the Front and Back Side 
RDL Films (~5 to 10 um each). 
Validity of Stoney equation is 
questionable. 
o Errors ~ 30 to 50% have been 
observed for 50 micron thick wafers 
with 5 micron thick films (Stoney 
compared to FEA) 
• Step by step Process modeling 
using FEA Simulation 
1 2 
f Si ' 
(c) Cielution LLC 
Film Stress, s 
Stoney s Formula 
t 
si 
t R 
E 
f 
s   
R, radius of curvature 
tSi 
tf
Steps 3.2 & 3.2.1: 
• Repeat Steps 3.1 & 3.1.1 for other chips on Chip 1 (use respective T3 & T4) 
(c) Cielution LLC 
Step By Step Process Modeling 
Step 2: 
• Ealive Second Film at T2 
• Ramp to T3 
• (T3 is the reference temperature of 
the first film on Chip 2) 
Step 3.1: 
• Ealive Second chip & one film at T3 
• Ramp to T4 
• (T4 is the reference temperature of the 
second film on Chip 2) 
Step 3.1.1: 
• Ealive Second film of second chip at T4 
• Ramp to T5 
•(T5 is the bump reflow temperature for attach between Chip 1 & 
Chip 2) 
Step 4: 
• Ealive Lumped Bumps* of all Chip1–Chip_x interfaces at T5 
• Ramp to T6 
•(T6 is the underfill Cure temperature for the interface) 
Step 1: 
• Kill all elements other than first chip & Film 
•Initial temperature is the deposition T of Film 1
Model Flow Chip 2 Chip 
(c) Cielution LLC 
Continue Similar Steps… 
• Ealive Mold Compound at T8 
• Set Ref Temp of Mold Compound to T8 
• Cool Down to Room Temperature
Material Properties
Materials Properties 
Part Material 
Thickness 
(mm) 
Properties 
E (Gpa) 
CTE 
(PPM/C) 
n 
Memory and Logic Dies Silicon 50 160 3 0.3 
FSRDL (All chips) TEOS Oxide 5 71.487 0.51 0.3 
BSRDL (All chips) Polyimide (PBO) 5 2 55 0.3 
D2D Inter connections 
25 mm dia Copper 
Micropillars 
25 121 17.3 0.3 
Solder Cap(Sn 95.5, Ag 3.5) 10 50 20 0.3 
Underfill epoxy 35 8 30.06 0.28 
Substrate to Logic die 
interconnection 
100 mm dia C4 Bumps(Sn 
95.5, Ag 3.5) 
70 50 20 0.3 
Underfill epoxy 70 15 30.06 0.28 
Encapsulation Typical Mold Compound (MC) 700 26 15 0.3 
Substrate Hitachi MCL_E_700G 400 33 
Planar: 
8 
Normal: 
20 
0.25
Lumped Effective Properties of Interconnect 
Region 
Detailed Strip Model Lumped model Properties 
Copper Pillar 
25 mm dia, 25 
mm tall, 50 mm 
pitch 
E=120GPA, CTE=17e-6, 
n=0.3 
E=2.4E10 , n=0.3 prior to 
underfilling 
E=2.9E10,n=0.3, CTE=25.6E-6 
after underfill cure 
Solder Cap 10 mm tall 
Underfill 
Viscoleastic model 
from Park and Feger 
[11] 
Solder Bump 
100 mm, dia, 70 
mm tall, 200 mm 
pitch 
Viscoplastic Model 
From Wang et al [12] E=9.5E9 , n=0.3 prior to 
underfilling 
E=1.5E10,n=0.3, CTE=26.6E-6 
Viscoleastic model 
from Park & Feger[11] 
Underfill after underfill cure
Results and Discussion
Flow I Chip Stack warpage on attach+underfill & 
Cool down 
(c) Cielution LLC 
Qualitative Warpage at T=20 Deg C
Flow I substrate warpage on attach to Chip Stack & 
Cool down 
(c) Cielution LLC 
Qualitative Warpage at T=20 Deg C
Flow II Substrate Warpage on Attach & Underfill to 
Thinned Logic Die & Cool Down 
(c) Cielution LLC 
Qualitative Warpage at T=20 Deg C 
Substrate 1st: Thinned Die on 
Substrate
Quantitative Warpage Evolution
Warpage Evolution for D2D Flow
Warpage Evolution for P2D Flow
Design Implications 
CTE mismatch of silicon stack with MC and the 
substrate cause counteracting warping 
tendencies 
This has always been an important design 
parameter using which finally assembled 
package warpage at room temperature as well 
as board attach temperature may be tuned. 
Following are some design parameter knobs: 
• MC and substrate thickness 
• Material properties (E & CTE) of MC and Substrate 
• Die Thickness and size 
• Need for Stiffener ring and it’s dimensions 
• Need for external force during assembly its 
minimization
Important Inferences 
Path Dependence: 
• Assembly of the same package stack can go through 
significantly different warpage evolution depending on 
process flow choice 
Even though warping effect due to substrate was 
dominant in both cases… 
• D2D first flow resulted in 
o C4 attach stage warpage being positive (~ +20 mm) 
o Final warpage also being positive (~ +20 mm) 
o This is also a function of MC properties and design 
parameters 
• P2D first flow resulted in 
o C4 Attach stage warpage being negative (~ -25 mm ) 
o Final warpage also being positive (~ +20 mm) 
o This is also a function of MC properties and design 
parameters
Assembly Temperature Warpage 
Due to the Stress free temperatures of 
various package components being at 
elevated temperature warpage at reflow 
temperature was lower that that at room 
temperature 
But from the standpoint of assembling 
without open and shorts attach temperature 
warpage is a more important metric 
This metric has smaller margin due to the 
reduced micro pillar height

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Karimanal ectc 2013_chipstacking_final presentation

  • 1. A Comparative Simulation Study of 3D Through Silicon Stack Assembly Processes Kamal Karimanal Cielution LLC
  • 3. Traditional Flip Chip Process Steps Step I: Silicon, solder bump and substrate bond at reflow temperature (~230 C) Step III: Underfilling, cure at above 160 C, Cool to room temperature Step IV: Lid attach/encapsulation at ~120 /180 C, cool down to room temp Step V: Board level attach & reflow at ~ 230C, Step II: Cool down from 230 C to room temperature 400 to 800 um die (c) Cielution LLC
  • 4. Classification of Through Silicon Stacking From Process Flow Perspective • W2W - D2W - D2D • Chip Stacking First Vs. Chip 2 Substrate First From an Underfilling Perspective… • Capillary Underfilling (CUF) • No Flow Underfilling (NUF) • Molded Underfilling (MUF) Interconnect Attach Perspective • Reflow at ~ 230 C • Thermo-compression Bonding @ 300-400 C © Cielution LLC
  • 5. Drivers for Thermo-Mechanical Simulation of Assembly Processes Assembly Process Technology Development • Warpage assessment & feasibility of assembly • New process evaluation o CUF? NUF? MUF? Thermo Compression? • Material choices & related process temperature implications Package Design • Warpage implication of the following: o Encapsulation, substrate and stiffener dimensions o Material Choice Yield • Low K Dielectric failure assessment • Delamination Risk During Processing Long term Reliability • Solder Joint Reliability • Underfill delamination mitigation • Board level reliability of interconnects (shock/drop) TSV/Device level Mobility impact study (c) Cielution LLC
  • 7. Stack up Description Logic Die (23mmX16mm) Substrate 4X4 Memory Stacks (10X6.5) (c) Cielution LLC FSRDL Films BSRDL Films Memory Chips Underfill Regions Logic Die
  • 8. Scope Two competing 3-D process flows were considered • Flow I - Memory stack to logic die first followed by attach to substrate o Pillar array with solder cap used for memory stack to logic interconnection o C4 bump array was used for logic to Substrate • Flow II - Substrate to logic die attach first followed by attach to memory stack o Interconnect types were same as above Both flows were followed by MC encapsulation Thermo-Mechanical modeling approach was used for investigation • Substrate/logic die warpage at attach temperature • Substrate/logic die warpage at room temperature
  • 9. 3D Assembly Flow I: Chip Stack First (c) Cielution LLC Step 1: Mem Stack to Logic (@ reflow Temperature 230 C) Step 2: Capillary Underfill Step 3: Chip Stack to Substrate (@ reflow Temperature 230 C) Step 4: Capillary Underfill Step 5: Overmolding or Lid Attach
  • 10. Assembly Flow II: Substrate to Die First (c) Cielution LLC Step 1: Mem Stack to Logic (@ reflow Temperature 230 C) Step 3: Memory Stack Attach Step 2: Capillary Underfill Step 4: Capillary Underfill Step 5: Overmolding
  • 12. Tools Used 3D Stack and Monolithic IC assembly process model automation software, CielMech Thermo-Mechanical and step by step process modeling capabilities of ANSYS Mechanical FEA software.
  • 13. Warpage Estimation Approaches Thinned Wafer/chip Warpage Estimation Techniques • Stoney Equation o Applicable only to a single substrate with film layers with known stress free temperature. o 50 um thick silicon is not much thicker than the Front and Back Side RDL Films (~5 to 10 um each). Validity of Stoney equation is questionable. o Errors ~ 30 to 50% have been observed for 50 micron thick wafers with 5 micron thick films (Stoney compared to FEA) • Step by step Process modeling using FEA Simulation 1 2 f Si ' (c) Cielution LLC Film Stress, s Stoney s Formula t si t R E f s   R, radius of curvature tSi tf
  • 14. Steps 3.2 & 3.2.1: • Repeat Steps 3.1 & 3.1.1 for other chips on Chip 1 (use respective T3 & T4) (c) Cielution LLC Step By Step Process Modeling Step 2: • Ealive Second Film at T2 • Ramp to T3 • (T3 is the reference temperature of the first film on Chip 2) Step 3.1: • Ealive Second chip & one film at T3 • Ramp to T4 • (T4 is the reference temperature of the second film on Chip 2) Step 3.1.1: • Ealive Second film of second chip at T4 • Ramp to T5 •(T5 is the bump reflow temperature for attach between Chip 1 & Chip 2) Step 4: • Ealive Lumped Bumps* of all Chip1–Chip_x interfaces at T5 • Ramp to T6 •(T6 is the underfill Cure temperature for the interface) Step 1: • Kill all elements other than first chip & Film •Initial temperature is the deposition T of Film 1
  • 15. Model Flow Chip 2 Chip (c) Cielution LLC Continue Similar Steps… • Ealive Mold Compound at T8 • Set Ref Temp of Mold Compound to T8 • Cool Down to Room Temperature
  • 17. Materials Properties Part Material Thickness (mm) Properties E (Gpa) CTE (PPM/C) n Memory and Logic Dies Silicon 50 160 3 0.3 FSRDL (All chips) TEOS Oxide 5 71.487 0.51 0.3 BSRDL (All chips) Polyimide (PBO) 5 2 55 0.3 D2D Inter connections 25 mm dia Copper Micropillars 25 121 17.3 0.3 Solder Cap(Sn 95.5, Ag 3.5) 10 50 20 0.3 Underfill epoxy 35 8 30.06 0.28 Substrate to Logic die interconnection 100 mm dia C4 Bumps(Sn 95.5, Ag 3.5) 70 50 20 0.3 Underfill epoxy 70 15 30.06 0.28 Encapsulation Typical Mold Compound (MC) 700 26 15 0.3 Substrate Hitachi MCL_E_700G 400 33 Planar: 8 Normal: 20 0.25
  • 18. Lumped Effective Properties of Interconnect Region Detailed Strip Model Lumped model Properties Copper Pillar 25 mm dia, 25 mm tall, 50 mm pitch E=120GPA, CTE=17e-6, n=0.3 E=2.4E10 , n=0.3 prior to underfilling E=2.9E10,n=0.3, CTE=25.6E-6 after underfill cure Solder Cap 10 mm tall Underfill Viscoleastic model from Park and Feger [11] Solder Bump 100 mm, dia, 70 mm tall, 200 mm pitch Viscoplastic Model From Wang et al [12] E=9.5E9 , n=0.3 prior to underfilling E=1.5E10,n=0.3, CTE=26.6E-6 Viscoleastic model from Park & Feger[11] Underfill after underfill cure
  • 20. Flow I Chip Stack warpage on attach+underfill & Cool down (c) Cielution LLC Qualitative Warpage at T=20 Deg C
  • 21. Flow I substrate warpage on attach to Chip Stack & Cool down (c) Cielution LLC Qualitative Warpage at T=20 Deg C
  • 22. Flow II Substrate Warpage on Attach & Underfill to Thinned Logic Die & Cool Down (c) Cielution LLC Qualitative Warpage at T=20 Deg C Substrate 1st: Thinned Die on Substrate
  • 26. Design Implications CTE mismatch of silicon stack with MC and the substrate cause counteracting warping tendencies This has always been an important design parameter using which finally assembled package warpage at room temperature as well as board attach temperature may be tuned. Following are some design parameter knobs: • MC and substrate thickness • Material properties (E & CTE) of MC and Substrate • Die Thickness and size • Need for Stiffener ring and it’s dimensions • Need for external force during assembly its minimization
  • 27. Important Inferences Path Dependence: • Assembly of the same package stack can go through significantly different warpage evolution depending on process flow choice Even though warping effect due to substrate was dominant in both cases… • D2D first flow resulted in o C4 attach stage warpage being positive (~ +20 mm) o Final warpage also being positive (~ +20 mm) o This is also a function of MC properties and design parameters • P2D first flow resulted in o C4 Attach stage warpage being negative (~ -25 mm ) o Final warpage also being positive (~ +20 mm) o This is also a function of MC properties and design parameters
  • 28. Assembly Temperature Warpage Due to the Stress free temperatures of various package components being at elevated temperature warpage at reflow temperature was lower that that at room temperature But from the standpoint of assembling without open and shorts attach temperature warpage is a more important metric This metric has smaller margin due to the reduced micro pillar height