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.   V63.0121.001: Calculus I
    .                                                  Sec on 4.5: Op miza on Problems
                                                                                .        April 18, 2011


                                                                      Notes
                       Sec on 4.5
                   Op miza on Problems
                           V63.0121.001: Calculus I
                         Professor Ma hew Leingang
                                 New York University


                                April 18, 2011


    .
                                                                      .




                                                                      Notes
        Announcements
           Quiz 5 on Sec ons
           4.1–4.4 April 28/29
           Final Exam Thursday May
           12, 2:00–3:50pm
           I am teaching Calc II MW
           2:00pm and Calc III TR
           2:00pm both Fall ’11 and
           Spring ’12


    .
                                                                      .




                                                                      Notes
        Objectives

           Given a problem
           requiring op miza on,
           iden fy the objec ve
           func ons, variables, and
           constraints.
           Solve op miza on
           problems with calculus.



    .
                                                                      .

                                                                                                   . 1
.
.   V63.0121.001: Calculus I
    .                                                       Sec on 4.5: Op miza on Problems
                                                                                     .        April 18, 2011


                                                                                 Notes
        Leading by Example
         Example
         What is the rectangle of fixed perimeter with maximum area?

         Solu on
             Draw a rectangle.

                                                    w
                                    .
                                           ℓ

    .
                                                                                 .




                                                                                 Notes
        Solution
         Solu on (Con nued)

             Let its length be ℓ and its width be w. The objec ve func on is
             area A = ℓw.
             This is a func on of two variables, not one. But the perimeter is
             fixed.
                                                p − 2w
             Since p = 2ℓ + 2w, we have ℓ =            , so
                                                   2
                              p − 2w      1             1
                   A = ℓw =          · w = (p − 2w)(w) = pw − w2
                                 2        2             2
    .
                                                                                 .




                                                                                 Notes
        Solution
         Solu on (Con nued)

             Now we have A as a func on of w alone (p is constant).
             The natural domain of this func on is [0, p/2] (we want to
             make sure A(w) ≥ 0).
                                                              1
             We use the Closed Interval Method for A(w) = pw − w2 on
                                                              2
             [0, p/2].
             At the endpoints, A(0) = A(p/2) = 0.


    .
                                                                                 .

                                                                                                        . 2
.
.   V63.0121.001: Calculus I
    .                                                        Sec on 4.5: Op miza on Problems
                                                                                      .        April 18, 2011


                                                                                 Notes
        Solution
         Solu on (Con nued)

                                                  dA  1
              To find the cri cal points, we find      = p − 2w.
                                                  dw 2
                                             1                      p
              The cri cal points are when p − 2w − 0, or w = .
                                             2                      4
              Since this is the only cri cal point, it must be the maximum. In
                              p
              this case ℓ = as well.
                              4
              We have a square! The maximal area is A(p/4) = p2 /16.


    .
                                                                                 .




                                                                                 Notes
        Outline


         The Text in the Box


         More Examples




    .
                                                                                 .




                                                                                 Notes
        Strategies for Problem Solving


         1.   Understand the problem
         2.   Devise a plan
         3.   Carry out the plan
         4.   Review and extend

                                                         György Pólya
                                                    (Hungarian, 1887–1985)
    .
                                                                                 .

                                                                                                         . 3
.
.   V63.0121.001: Calculus I
    .                                                          Sec on 4.5: Op miza on Problems
                                                                                        .        April 18, 2011


                                                                                   Notes
        The Text in the Box
          1. Understand the Problem. What is known? What is unknown?
             What are the condi ons?
          2. Draw a diagram.
          3. Introduce Nota on.
          4. Express the “objec ve func on” Q in terms of the other
             symbols
          5. If Q is a func on of more than one “decision variable”, use the
             given informa on to eliminate all but one of them.
          6. Find the absolute maximum (or minimum, depending on the
             problem) of the func on on its domain.
    .
                                                                                   .




        The Closed Interval Method                                                 Notes
        See Section 4.1
         The Closed Interval Method
         To find the extreme values of a func on f on [a, b], we need to:
              Evaluate f at the endpoints a and b
              Evaluate f at the cri cal points x where either f′ (x) = 0 or f is
              not differen able at x.
              The points with the largest func on value are the global
              maximum points
              The points with the smallest/most nega ve func on value are
              the global minimum points.
    .
                                                                                   .




        The First Derivative Test                                                  Notes
        See Section 4.3
         Theorem (The First Deriva ve Test)
         Let f be con nuous on (a, b) and c a cri cal point of f in (a, b).
               If f′ changes from nega ve to posi ve at c, then c is a local
               minimum.
               If f′ changes from posi ve to nega ve at c, then c is a local
               maximum.
               If f′ does not change sign at c, then c is not a local extremum.


    .
                                                                                   .

                                                                                                           . 4
.
.   V63.0121.001: Calculus I
    .                                                             Sec on 4.5: Op miza on Problems
                                                                                           .        April 18, 2011



        The First Derivative Test                                                     Notes
        See Section 4.3

         Corollary

              If f′ < 0 for all x < c and f′ (x) > 0 for all x > c, then c is the
              global minimum of f on (a, b).
              If f′ < 0 for all x > c and f′ (x) > 0 for all x < c, then c is the
              global maximum of f on (a, b).



    .
                                                                                      .




        Recall: The Second Derivative Test                                            Notes
        See Section 4.3
         Theorem (The Second Deriva ve Test)
         Let f, f′ , and f′′ be con nuous on [a, b]. Let c be in (a, b) with
         f′ (c) = 0.
                If f′′ (c) < 0, then f(c) is a local maximum.
                If f′′ (c) > 0, then f(c) is a local minimum.

         Warning
         If f′′ (c) = 0, the second deriva ve test is inconclusive (this does not
         mean c is neither; we just don’t know yet).
    .
                                                                                      .




        Recall: The Second Derivative Test                                            Notes
        See Section 4.3

         Corollary

              If f′ (c) = 0 and f′′ (x) > 0 for all x, then c is the global minimum
              of f
              If f′ (c) = 0 and f′′ (x) < 0 for all x, then c is the global maximum
              of f



    .
                                                                                      .

                                                                                                              . 5
.
.   V63.0121.001: Calculus I
    .                                                              Sec on 4.5: Op miza on Problems
                                                                                            .        April 18, 2011


                                                                                          Notes
        Which to use when?
                  CIM                     1DT                    2DT
          Pro
                  – no need for           – works on             – works on
                  inequali es             non-closed,            non-closed,
                  – gets global extrema   non-bounded            non-bounded
                  automa cally            intervals              intervals
                                          – only one deriva ve   – no need for
                                                                 inequali es
          Con
                  – only for closed       – Uses inequali es     – More deriva ves
                  bounded intervals       – More work at         – less conclusive than
                                          boundary than CIM      1DT
                                                                 – more work at
                                                                 boundary than CIM
    .
                                                                                          .




                                                                                          Notes
        Which to use when?


                If domain is closed and bounded, use CIM.
                If domain is not closed or not bounded, use 2DT if you like to
                take deriva ves, or 1DT if you like to compare signs.




    .
                                                                                          .




                                                                                          Notes
        Outline


         The Text in the Box


         More Examples




    .
                                                                                          .

                                                                                                               . 6
.
.   V63.0121.001: Calculus I
    .                                                          Sec on 4.5: Op miza on Problems
                                                                                        .        April 18, 2011


                                                                                 Notes
        Another Example
         Example (The Best Fencing Plan)
         A rectangular plot of farmland will be bounded on one side by a
         river and on the other three sides by a single-strand electric fence.
         With 800m of wire at your disposal, what is the largest area you can
         enclose, and what are its dimensions?

               Known: amount of fence used
               Unknown: area enclosed
               Objec ve: maximize area
               Constraint: fixed fence length
    .
                                                                                 .




                                                                                 Notes
        Solution
         Solu on
          1.   Everybody understand?
          2.   Draw a diagram.
          3.   Length and width are ℓ and w. Length of wire used is p.
          4.   Q = area = ℓw.
          5.   Since p = ℓ + 2w, we have ℓ = p − 2w and so

                              Q(w) = (p − 2w)(w) = pw − 2w2

               The domain of Q is [0, p/2]
    .
                                                                                 .




                                                                                 Notes
        Solution
         Solu on

             dQ                                 p
          6.    = p − 4w, which is zero when w = .
             dw                                 4
          7. Q(0) = Q(p/2) = 0, but
                             (p)         p     p2   p2
                         Q         =p·     −2·    =    = 80, 000m2
                              4          4     16   8
               so the cri cal point is the absolute maximum.


    .
                                                                                 .

                                                                                                           . 7
.
.   V63.0121.001: Calculus I
    .                                                        Sec on 4.5: Op miza on Problems
                                                                                      .        April 18, 2011


                                                                                 Notes
        Diagram
         A rectangular plot of farmland will be bounded on one side by a
         river and on the other three sides by a single-strand electric fence.
         With 800 m of wire at your disposal, what is the largest area you can
         enclose, and what are its dimensions?
                                           ℓ

                               w
                                   .
                                            .

    .
                                                                                 .




                                                                                 Notes
        Your turn
         Example (The shortest fence)
         A 216m2 rectangular pea patch is to be enclosed by a fence and
         divided into two equal parts by another fence parallel to one of its
         sides. What dimensions for the outer rectangle will require the
         smallest total length of fence? How much fence will be needed?

         Solu on




    .
                                                                                 .




                                                                                 Notes
        Diagram




    .
                                                                                 .

                                                                                                         . 8
.
.   V63.0121.001: Calculus I
    .                                                      Sec on 4.5: Op miza on Problems
                                                                                    .        April 18, 2011


                                                                              Notes
        Solution (Continued)




    .
                                                                              .




                                                                              Notes
        Try this one
         Example
         An adver sement consists of a rectangular printed region plus 1 in
         margins on the sides and 1.5 in margins on the top and bo om. If
         the total area of the adver sement is to be 120 in2 , what
         dimensions should the adver sement be to maximize the area of
         the printed region?

         Answer
                                          √         √
         The op mal paper dimensions are 4 5 in by 6 5 in.

    .
                                                                              .




                                                                              Notes
        Solution




    .
                                                                              .

                                                                                                       . 9
.
.   V63.0121.001: Calculus I
    .                                   Sec on 4.5: Op miza on Problems
                                                                 .        April 18, 2011


                                                       Notes
        Solution (Concluded)




    .
                                                       .




                                                       Notes
        Summary

           Remember the checklist
           Ask yourself: what is the
           objec ve?
           Remember your
           geometry:
               similar triangles
               right triangles
               trigonometric func ons



    .
                                                       .




                                                       Notes




    .
                                                       .

                                                                                    . 10
.

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Lesson 22: Optimization Problems (handout)

  • 1. . V63.0121.001: Calculus I . Sec on 4.5: Op miza on Problems . April 18, 2011 Notes Sec on 4.5 Op miza on Problems V63.0121.001: Calculus I Professor Ma hew Leingang New York University April 18, 2011 . . Notes Announcements Quiz 5 on Sec ons 4.1–4.4 April 28/29 Final Exam Thursday May 12, 2:00–3:50pm I am teaching Calc II MW 2:00pm and Calc III TR 2:00pm both Fall ’11 and Spring ’12 . . Notes Objectives Given a problem requiring op miza on, iden fy the objec ve func ons, variables, and constraints. Solve op miza on problems with calculus. . . . 1 .
  • 2. . V63.0121.001: Calculus I . Sec on 4.5: Op miza on Problems . April 18, 2011 Notes Leading by Example Example What is the rectangle of fixed perimeter with maximum area? Solu on Draw a rectangle. w . ℓ . . Notes Solution Solu on (Con nued) Let its length be ℓ and its width be w. The objec ve func on is area A = ℓw. This is a func on of two variables, not one. But the perimeter is fixed. p − 2w Since p = 2ℓ + 2w, we have ℓ = , so 2 p − 2w 1 1 A = ℓw = · w = (p − 2w)(w) = pw − w2 2 2 2 . . Notes Solution Solu on (Con nued) Now we have A as a func on of w alone (p is constant). The natural domain of this func on is [0, p/2] (we want to make sure A(w) ≥ 0). 1 We use the Closed Interval Method for A(w) = pw − w2 on 2 [0, p/2]. At the endpoints, A(0) = A(p/2) = 0. . . . 2 .
  • 3. . V63.0121.001: Calculus I . Sec on 4.5: Op miza on Problems . April 18, 2011 Notes Solution Solu on (Con nued) dA 1 To find the cri cal points, we find = p − 2w. dw 2 1 p The cri cal points are when p − 2w − 0, or w = . 2 4 Since this is the only cri cal point, it must be the maximum. In p this case ℓ = as well. 4 We have a square! The maximal area is A(p/4) = p2 /16. . . Notes Outline The Text in the Box More Examples . . Notes Strategies for Problem Solving 1. Understand the problem 2. Devise a plan 3. Carry out the plan 4. Review and extend György Pólya (Hungarian, 1887–1985) . . . 3 .
  • 4. . V63.0121.001: Calculus I . Sec on 4.5: Op miza on Problems . April 18, 2011 Notes The Text in the Box 1. Understand the Problem. What is known? What is unknown? What are the condi ons? 2. Draw a diagram. 3. Introduce Nota on. 4. Express the “objec ve func on” Q in terms of the other symbols 5. If Q is a func on of more than one “decision variable”, use the given informa on to eliminate all but one of them. 6. Find the absolute maximum (or minimum, depending on the problem) of the func on on its domain. . . The Closed Interval Method Notes See Section 4.1 The Closed Interval Method To find the extreme values of a func on f on [a, b], we need to: Evaluate f at the endpoints a and b Evaluate f at the cri cal points x where either f′ (x) = 0 or f is not differen able at x. The points with the largest func on value are the global maximum points The points with the smallest/most nega ve func on value are the global minimum points. . . The First Derivative Test Notes See Section 4.3 Theorem (The First Deriva ve Test) Let f be con nuous on (a, b) and c a cri cal point of f in (a, b). If f′ changes from nega ve to posi ve at c, then c is a local minimum. If f′ changes from posi ve to nega ve at c, then c is a local maximum. If f′ does not change sign at c, then c is not a local extremum. . . . 4 .
  • 5. . V63.0121.001: Calculus I . Sec on 4.5: Op miza on Problems . April 18, 2011 The First Derivative Test Notes See Section 4.3 Corollary If f′ < 0 for all x < c and f′ (x) > 0 for all x > c, then c is the global minimum of f on (a, b). If f′ < 0 for all x > c and f′ (x) > 0 for all x < c, then c is the global maximum of f on (a, b). . . Recall: The Second Derivative Test Notes See Section 4.3 Theorem (The Second Deriva ve Test) Let f, f′ , and f′′ be con nuous on [a, b]. Let c be in (a, b) with f′ (c) = 0. If f′′ (c) < 0, then f(c) is a local maximum. If f′′ (c) > 0, then f(c) is a local minimum. Warning If f′′ (c) = 0, the second deriva ve test is inconclusive (this does not mean c is neither; we just don’t know yet). . . Recall: The Second Derivative Test Notes See Section 4.3 Corollary If f′ (c) = 0 and f′′ (x) > 0 for all x, then c is the global minimum of f If f′ (c) = 0 and f′′ (x) < 0 for all x, then c is the global maximum of f . . . 5 .
  • 6. . V63.0121.001: Calculus I . Sec on 4.5: Op miza on Problems . April 18, 2011 Notes Which to use when? CIM 1DT 2DT Pro – no need for – works on – works on inequali es non-closed, non-closed, – gets global extrema non-bounded non-bounded automa cally intervals intervals – only one deriva ve – no need for inequali es Con – only for closed – Uses inequali es – More deriva ves bounded intervals – More work at – less conclusive than boundary than CIM 1DT – more work at boundary than CIM . . Notes Which to use when? If domain is closed and bounded, use CIM. If domain is not closed or not bounded, use 2DT if you like to take deriva ves, or 1DT if you like to compare signs. . . Notes Outline The Text in the Box More Examples . . . 6 .
  • 7. . V63.0121.001: Calculus I . Sec on 4.5: Op miza on Problems . April 18, 2011 Notes Another Example Example (The Best Fencing Plan) A rectangular plot of farmland will be bounded on one side by a river and on the other three sides by a single-strand electric fence. With 800m of wire at your disposal, what is the largest area you can enclose, and what are its dimensions? Known: amount of fence used Unknown: area enclosed Objec ve: maximize area Constraint: fixed fence length . . Notes Solution Solu on 1. Everybody understand? 2. Draw a diagram. 3. Length and width are ℓ and w. Length of wire used is p. 4. Q = area = ℓw. 5. Since p = ℓ + 2w, we have ℓ = p − 2w and so Q(w) = (p − 2w)(w) = pw − 2w2 The domain of Q is [0, p/2] . . Notes Solution Solu on dQ p 6. = p − 4w, which is zero when w = . dw 4 7. Q(0) = Q(p/2) = 0, but (p) p p2 p2 Q =p· −2· = = 80, 000m2 4 4 16 8 so the cri cal point is the absolute maximum. . . . 7 .
  • 8. . V63.0121.001: Calculus I . Sec on 4.5: Op miza on Problems . April 18, 2011 Notes Diagram A rectangular plot of farmland will be bounded on one side by a river and on the other three sides by a single-strand electric fence. With 800 m of wire at your disposal, what is the largest area you can enclose, and what are its dimensions? ℓ w . . . . Notes Your turn Example (The shortest fence) A 216m2 rectangular pea patch is to be enclosed by a fence and divided into two equal parts by another fence parallel to one of its sides. What dimensions for the outer rectangle will require the smallest total length of fence? How much fence will be needed? Solu on . . Notes Diagram . . . 8 .
  • 9. . V63.0121.001: Calculus I . Sec on 4.5: Op miza on Problems . April 18, 2011 Notes Solution (Continued) . . Notes Try this one Example An adver sement consists of a rectangular printed region plus 1 in margins on the sides and 1.5 in margins on the top and bo om. If the total area of the adver sement is to be 120 in2 , what dimensions should the adver sement be to maximize the area of the printed region? Answer √ √ The op mal paper dimensions are 4 5 in by 6 5 in. . . Notes Solution . . . 9 .
  • 10. . V63.0121.001: Calculus I . Sec on 4.5: Op miza on Problems . April 18, 2011 Notes Solution (Concluded) . . Notes Summary Remember the checklist Ask yourself: what is the objec ve? Remember your geometry: similar triangles right triangles trigonometric func ons . . Notes . . . 10 .