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Emerging Trends in Scholarly
                    Communications and the Coming
                        Decade of Open Access

                                  Leslie Chan
Mysore University                 Center for Critical Development Studies
Dec. 19, 2012                     Bioline International
                                  University of Toronto Scarborough
Where is the University of Toronto?
Where is the University of Toronto Scarborough?
Key issues
‱ Changing contexts of research discovery and
  dissemination in the digital environment
‱ Why Open Access is important for
  “development”
‱ Open Access as a philosophical principle and a
  set of practical tools
‱ “Journal” no longer serves the needs of
  networked scholarship
‱ Why greater openness is good for science
‱ Tensions between openness, quality measures,
  impact, and policies
Key Issues
‱ From “Wealth of Nations” to “Wealth of
  Networks”
‱ Need to rethink measurements of “impact” and
  values, especially for research relevant to
  development
‱ Innovations are happening in the “peripheries”
  but there are gatekeepers and social barriers
‱ Towards a convergence of key values and policy
  goals
The Dysfunctional Economy of Scholarly
          Communications

               ‱ Commodification of
                 public knowledge
               Bundling
               ‱ Oligopoly
               ‱ Artificial scarcity
               ‱ Homogeneity of forms
                 and functions
               ‱ Reputation
                 management
Emerging Trends in Scholarly Communication and the coming Decade of Open Access
http://thomsonreuters.com/
The World of Scientific Output According to Thomson’s ISI
                 Science Citation Index




                          Data from 2002
         http://www.worldmapper.org/display.php?selected=205
Emerging Trends in Scholarly Communication and the coming Decade of Open Access
Has the Internet become an avatar
Has the Internet become an avatar
of Gandhi’s charkha? Can its many
of Gandhi’s charkha? Can its many
marvels—social media, participative
marvels—social media, participative
democracy, collaborative science,
democracy, collaborative science,
etc., have the transformative energy
etc., have the transformative energy
of the spinning wheel?
of the spinning wheel?
MUSIC OF THE SPINNING WHEEL
 MUSIC OF THE SPINNING WHEEL
by Sudheendra Kularni
 by Sudheendra Kularni
PUBLISHED BY AMARYLLIS ||
 PUBLISHED BY AMARYLLIS
“An old tradition and a new technology
have converged to make possible an
unprecedented public good.”
    Budapest Open Access Initiative
    http://www.soros.org/openaccess/read.shtml
arXiv began its operations
before the World Wide Web,
search engines, online
commerce and all the rest,
but nonetheless anticipated
many components of current
'Web 2.0' methodology
 It
continues to play a leading
role at the forefront of new
models for scientific
communication."
http://www.bioline.org.br
OA does not only remove or reduce price
barriers for researchers in developing
countries, it offers a more equitable model for
the exchange of knowledge as a global public
good (the philosophical dimension)
Emerging Trends in Scholarly Communication and the coming Decade of Open Access
Emerging Trends in Scholarly Communication and the coming Decade of Open Access
Open Access week

          BOAI




Bioline
https://www.youtube.com/watch?v=L5rVH1KGBCY
“Ten years of experience lead us to reaffirm the definition
of OA introduced in the original BOAI:
By “open access” to [peer-reviewed research literature],
we mean its free availability on the public internet,
permitting any users to read, download, copy, distribute,
print, search, or link to the full texts of these articles, crawl
them for indexing, pass them as data to software, or use
them for any other lawful purpose, without financial, legal,
or technical barriers other than those inseparable from
gaining access to the internet itself. The only constraint on
reproduction and distribution, and the only role for
copyright in this domain, should be to give authors control
over the integrity of their work and the right to be
properly acknowledged and cited.”
“The BOAI is distinctive in its scope and its
 “The BOAI is distinctive in its scope and its
insistence on author consent. (1) BOAI focuses
 insistence on author consent. (1) BOAI focuses
specifically on peer-reviewed research literature,
 specifically on peer-reviewed research literature,
and does not apply to software, music, movies, or
 and does not apply to software, music, movies, or
anything else.
 anything else.
(2) For BOAI, free access should depend on
 (2) For BOAI, free access should depend on
author consent, not just user need or desire.”
 author consent, not just user need or desire.”
Peter Suber
 Peter Suber
http://www.earlham.edu/~peters/fos/boaifaq.htm#
 http://www.earlham.edu/~peters/fos/boaifaq.htm#
Modes of Open Access
                                        User Rights
                               Gratis         Libre




         Green                 Green-Gratis   Green-Libre
         Author Self-
         Archiving of
Venues   published papers or
and      pre-prints in
         Institutional
Delivery Repositories
Vehicles Gold                  Gold-Gratis    Gold-Libre
         Author publish in
         journals that are
         open access
http://maps.repository66.org/
http://www.doaj.org/
‱ OA benefits research and researchers, and the lack of OA impedes
  them.

‱ OA for publicly-funded research benefits taxpayers and increases
  the return on their investment in research. It has economic benefits
  as well as academic or scholarly benefits.

‱ OA amplifies the social value of research, and OA policies amplify
  the social value of funding agencies and research institutions.

‱ The costs of OA can be recovered without adding more money to
  the current system of scholarly communication.

‱ OA is consistent with copyright law everywhere in the world, and
  gives both authors and readers more rights than they have under
  conventional publishing agreements.

‱ OA is consistent with the highest standards of quality.
‱ 1.5. We discourage the use of journal impact factors as
  surrogates for the quality of journals, articles, or authors.
  We encourage the development of alternative metrics for
  impact and quality which are less simplistic, more reliable,
  and entirely open for use and reuse.
‱ We encourage research on the accuracy of the new
  metrics. As the research shows them to be useful and
  trustworthy, we encourage their use by universities (when
  evaluating faculty for promotion and tenure), funding
  agencies (when evaluating applicants for funding), research
  assessment programs (when assessing research impact),
  and publishers (when promoting their publications).

                   http://www.soros.org/openaccess/boai-10-recommendations
‱ 3.14. We encourage experiments with new forms
  of the scholarly research “article” and “book” in
  which texts are integrated in useful ways with
  underlying data, multimedia elements,
  executable code, related literature, and user
  commentary.
‱ We encourage experiments to take better
  advantage of the digital medium, and digital
  networks, for the benefit of research.

           http://www.soros.org/openaccess/boai-10-recommendations
And there are obvious synergies
And there are obvious synergies
between Open Access and other
between Open Access and other
“open” movement: Open Educational
“open” movement: Open Educational
Resources, Open Science, Open
Resources, Open Science, Open
Source, Open Innovation, etc.
Source, Open Innovation, etc.
Hacking the bundle
Explore ways by which new practices can be coded
(codified) so that the key functions of scholarly
communication – authoring, certification, quality
control, archiving, and rewarding - can be
decoupled and better served by emerging tools for
collaborative authoring, sharing, and reputation
management.
But Open Access is only the Substrate of the
           Research Life Cycle
Scholarly Primitives




                                                                          “
basic functions common
                                                                          to scholarly activity across
                                                                          disciplines, over time, and
                                                                          independent of theoretical
John Unsworth. "Scholarly Primitives: What Methods Do Humanities
Researchers Have in Common and How Might Our Tools Reflect This?"         orientation.”
"Humanities Computing, Formal Methods, Experimental Practice"
Symposium, Kings College, London, May 13, 2000.
http://jefferson.village.virginia.edu/~jmu2m/Kings.5-00/primitives.html
The JIF is appallingly open to manipulation; mature alt-metrics
systems could be more robust, leveraging the diversity of of alt-
metrics and statistical power of big data to algorithmically detect
and correct for fraudulent activity. This approach already works
for online advertisers, social news sites, Wikipedia, and search
engines.

               http://altmetrics.org/manifesto/
http://impactstory.org/
Emerging Trends in Scholarly Communication and the coming Decade of Open Access
The IF is negotiable and doesn’t reflect
actual citation counts




http://www.plosmedicine.org/article/info:doi/10.1371/journal.pmed.0030291
The IF cannot be
  reproduced, even if it
reflected actual citations




         http://jcb.rupress.org/content
         /179/6/1091.full
The IF is not statistically sound, even if
  it were reproducible and reflected
            actual citations




  http://www.mathunion.org/fileadmin/IMU/Report/CitationStatistics.pdf
The IF are more eff




http://iai.asm.org/content/early/201
1/08/08/IAI.05661-11.full.pdf+html?
view=long&pmid=21825063
http://arxiv.org/abs/1205.4328
Emerging Trends in Scholarly Communication and the coming Decade of Open Access
http://impactstory.org/
Reputation is nested in
social network

Understanding influence
and engagement in the
open digital knowledge
environment
Commons-based
peer production
in the networked
economy
"commons-based peer production refers to any
coordinated, (chiefly) internet-based effort whereby
volunteers contribute project components, and there
exists some process to combine them to produce a
unified intellectual work. CBPP covers many different
types of intellectual output, from software to libraries of
quantitative data to human-readable documents
(manuals, books, encyclopedias, reviews, blogs,
periodicals, and more)”
Krowne, Aaron (March 1, 2005). "The FUD based encyclopedia:
Dismantling the Fear, Uncertainty and Doubt aimed at Wikipedia
and other free knowledge sources". Free Software Magazine.
From “Big”
science to
Networked
science

Knowledge for
local problem
solving
Conclusions
‱ Leverage the various Open movement
‱ Align the values of research with appropriate incentives and
  recognition
‱ Also need to align policies that are emerging from the top
  with initiatives are rising from the bottom
‱ Support for metadata standards and open licences
‱ Recognition of non-proprietary and collaborative research
  output from networked scholarship
‱ Reward dissemination of research findings through multiple
  means – beyond the journal
‱ Move Prestige to Open Access
‱ Participation in scholarly exchanges will be far more
  inclusive and democratic ?
http://www.openoasis.org

   http://www.bioline.org.br

   http://www.openaccessmap.org




   Thank You!
chan@utsc.utoronto.ca

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Emerging Trends in Scholarly Communication and the coming Decade of Open Access

  • 1. Emerging Trends in Scholarly Communications and the Coming Decade of Open Access Leslie Chan Mysore University Center for Critical Development Studies Dec. 19, 2012 Bioline International University of Toronto Scarborough
  • 2. Where is the University of Toronto?
  • 3. Where is the University of Toronto Scarborough?
  • 4. Key issues ‱ Changing contexts of research discovery and dissemination in the digital environment ‱ Why Open Access is important for “development” ‱ Open Access as a philosophical principle and a set of practical tools ‱ “Journal” no longer serves the needs of networked scholarship ‱ Why greater openness is good for science ‱ Tensions between openness, quality measures, impact, and policies
  • 5. Key Issues ‱ From “Wealth of Nations” to “Wealth of Networks” ‱ Need to rethink measurements of “impact” and values, especially for research relevant to development ‱ Innovations are happening in the “peripheries” but there are gatekeepers and social barriers ‱ Towards a convergence of key values and policy goals
  • 6. The Dysfunctional Economy of Scholarly Communications ‱ Commodification of public knowledge Bundling ‱ Oligopoly ‱ Artificial scarcity ‱ Homogeneity of forms and functions ‱ Reputation management
  • 9. The World of Scientific Output According to Thomson’s ISI Science Citation Index Data from 2002 http://www.worldmapper.org/display.php?selected=205
  • 11. Has the Internet become an avatar Has the Internet become an avatar of Gandhi’s charkha? Can its many of Gandhi’s charkha? Can its many marvels—social media, participative marvels—social media, participative democracy, collaborative science, democracy, collaborative science, etc., have the transformative energy etc., have the transformative energy of the spinning wheel? of the spinning wheel? MUSIC OF THE SPINNING WHEEL MUSIC OF THE SPINNING WHEEL by Sudheendra Kularni by Sudheendra Kularni PUBLISHED BY AMARYLLIS || PUBLISHED BY AMARYLLIS
  • 12. “An old tradition and a new technology have converged to make possible an unprecedented public good.” Budapest Open Access Initiative http://www.soros.org/openaccess/read.shtml
  • 13. arXiv began its operations before the World Wide Web, search engines, online commerce and all the rest, but nonetheless anticipated many components of current 'Web 2.0' methodology
 It continues to play a leading role at the forefront of new models for scientific communication."
  • 15. OA does not only remove or reduce price barriers for researchers in developing countries, it offers a more equitable model for the exchange of knowledge as a global public good (the philosophical dimension)
  • 18. Open Access week BOAI Bioline
  • 20. “Ten years of experience lead us to reaffirm the definition of OA introduced in the original BOAI: By “open access” to [peer-reviewed research literature], we mean its free availability on the public internet, permitting any users to read, download, copy, distribute, print, search, or link to the full texts of these articles, crawl them for indexing, pass them as data to software, or use them for any other lawful purpose, without financial, legal, or technical barriers other than those inseparable from gaining access to the internet itself. The only constraint on reproduction and distribution, and the only role for copyright in this domain, should be to give authors control over the integrity of their work and the right to be properly acknowledged and cited.”
  • 21. “The BOAI is distinctive in its scope and its “The BOAI is distinctive in its scope and its insistence on author consent. (1) BOAI focuses insistence on author consent. (1) BOAI focuses specifically on peer-reviewed research literature, specifically on peer-reviewed research literature, and does not apply to software, music, movies, or and does not apply to software, music, movies, or anything else. anything else. (2) For BOAI, free access should depend on (2) For BOAI, free access should depend on author consent, not just user need or desire.” author consent, not just user need or desire.” Peter Suber Peter Suber http://www.earlham.edu/~peters/fos/boaifaq.htm# http://www.earlham.edu/~peters/fos/boaifaq.htm#
  • 22. Modes of Open Access User Rights Gratis Libre Green Green-Gratis Green-Libre Author Self- Archiving of Venues published papers or and pre-prints in Institutional Delivery Repositories Vehicles Gold Gold-Gratis Gold-Libre Author publish in journals that are open access
  • 25. ‱ OA benefits research and researchers, and the lack of OA impedes them. ‱ OA for publicly-funded research benefits taxpayers and increases the return on their investment in research. It has economic benefits as well as academic or scholarly benefits. ‱ OA amplifies the social value of research, and OA policies amplify the social value of funding agencies and research institutions. ‱ The costs of OA can be recovered without adding more money to the current system of scholarly communication. ‱ OA is consistent with copyright law everywhere in the world, and gives both authors and readers more rights than they have under conventional publishing agreements. ‱ OA is consistent with the highest standards of quality.
  • 26. ‱ 1.5. We discourage the use of journal impact factors as surrogates for the quality of journals, articles, or authors. We encourage the development of alternative metrics for impact and quality which are less simplistic, more reliable, and entirely open for use and reuse. ‱ We encourage research on the accuracy of the new metrics. As the research shows them to be useful and trustworthy, we encourage their use by universities (when evaluating faculty for promotion and tenure), funding agencies (when evaluating applicants for funding), research assessment programs (when assessing research impact), and publishers (when promoting their publications). http://www.soros.org/openaccess/boai-10-recommendations
  • 27. ‱ 3.14. We encourage experiments with new forms of the scholarly research “article” and “book” in which texts are integrated in useful ways with underlying data, multimedia elements, executable code, related literature, and user commentary. ‱ We encourage experiments to take better advantage of the digital medium, and digital networks, for the benefit of research. http://www.soros.org/openaccess/boai-10-recommendations
  • 28. And there are obvious synergies And there are obvious synergies between Open Access and other between Open Access and other “open” movement: Open Educational “open” movement: Open Educational Resources, Open Science, Open Resources, Open Science, Open Source, Open Innovation, etc. Source, Open Innovation, etc.
  • 29. Hacking the bundle Explore ways by which new practices can be coded (codified) so that the key functions of scholarly communication – authoring, certification, quality control, archiving, and rewarding - can be decoupled and better served by emerging tools for collaborative authoring, sharing, and reputation management.
  • 30. But Open Access is only the Substrate of the Research Life Cycle
  • 31. Scholarly Primitives “
basic functions common to scholarly activity across disciplines, over time, and independent of theoretical John Unsworth. "Scholarly Primitives: What Methods Do Humanities Researchers Have in Common and How Might Our Tools Reflect This?" orientation.” "Humanities Computing, Formal Methods, Experimental Practice" Symposium, Kings College, London, May 13, 2000. http://jefferson.village.virginia.edu/~jmu2m/Kings.5-00/primitives.html
  • 32. The JIF is appallingly open to manipulation; mature alt-metrics systems could be more robust, leveraging the diversity of of alt- metrics and statistical power of big data to algorithmically detect and correct for fraudulent activity. This approach already works for online advertisers, social news sites, Wikipedia, and search engines. http://altmetrics.org/manifesto/
  • 35. The IF is negotiable and doesn’t reflect actual citation counts http://www.plosmedicine.org/article/info:doi/10.1371/journal.pmed.0030291
  • 36. The IF cannot be reproduced, even if it reflected actual citations http://jcb.rupress.org/content /179/6/1091.full
  • 37. The IF is not statistically sound, even if it were reproducible and reflected actual citations http://www.mathunion.org/fileadmin/IMU/Report/CitationStatistics.pdf
  • 38. The IF are more eff http://iai.asm.org/content/early/201 1/08/08/IAI.05661-11.full.pdf+html? view=long&pmid=21825063
  • 42. Reputation is nested in social network Understanding influence and engagement in the open digital knowledge environment
  • 44. "commons-based peer production refers to any coordinated, (chiefly) internet-based effort whereby volunteers contribute project components, and there exists some process to combine them to produce a unified intellectual work. CBPP covers many different types of intellectual output, from software to libraries of quantitative data to human-readable documents (manuals, books, encyclopedias, reviews, blogs, periodicals, and more)” Krowne, Aaron (March 1, 2005). "The FUD based encyclopedia: Dismantling the Fear, Uncertainty and Doubt aimed at Wikipedia and other free knowledge sources". Free Software Magazine.
  • 46. Conclusions ‱ Leverage the various Open movement ‱ Align the values of research with appropriate incentives and recognition ‱ Also need to align policies that are emerging from the top with initiatives are rising from the bottom ‱ Support for metadata standards and open licences ‱ Recognition of non-proprietary and collaborative research output from networked scholarship ‱ Reward dissemination of research findings through multiple means – beyond the journal ‱ Move Prestige to Open Access ‱ Participation in scholarly exchanges will be far more inclusive and democratic ?
  • 47. http://www.openoasis.org http://www.bioline.org.br http://www.openaccessmap.org Thank You! chan@utsc.utoronto.ca

Editor's Notes

  • #9: Consequences of publishing in “ internatioanlly ” indexed journals
  • #10: metrics of total publications and citations. Top 15 countries account for 82% of total publications Author with African institutional affiliation account for less than 1% of global output, and S. Africa has the highest output. The rest are “invisible” Consequence of trying to publish in “International” journal results in neglect of important local problems and solutions that are appropriate for local conditions.
  • #12: internet as an avatar of the charkha Excerpts from a new book, to be released by former president A.P.J. Abdul Kalam on September 4 at Gandhi Smriti in New Delhi the Gandhian vision seeks to relocate the place of science and its practical uses in the overall terrain of human affairs where it can promote mankind’s holistic progress, and not be used for exploitation and violence. The Mahatma elevates science to a higher level of human pursuit and imparts to it a nobler purpose that is consistent with both mankind’s needs and the Divine Law this simple machine by imparting a mass and moral character to India’s struggle for freedom. He also used it as a powerful symbol for his advocacy of a new global order, based on the ideals of truth, non-violence, justice, universal brotherhood, respect for nature and ethically guided socio-economic development. However, he was by no means dogmatic about the charkha remaining the sole instrument of his economic philosophy forever and everywhere. He repeatedly urged both his followers and his critics to understand what khadi and the charkha stood for , what they connoted . Khadi, he insisted, was not merely a vastra (cloth) but a vichaar (an idea and an ideal). And he was realistic enough to know, and also to explicitly acknowledge, that new historical circumstances would need new tools and technologies to promote his vichaar. Indeed, towards the end of his life, he had contemplated a ‘better substitute’ for the charkha and even anticipated the birth of a new technological device, a non-violent machine that “ helps every individual ” everywhere in the world. ----- Meeting Notes (12/16/12 20:32) ----- this simple machine by imparting a mass and moral character to India’s struggle for freedom. He also used it as a powerful symbol for his advocacy of a new global order, based on the ideals of truth, non-violence, justice, universal brotherhood, respect for nature and ethically guided socio-economic development. However, he was by no means dogmatic about the charkha remaining the sole instrument of his economic philosophy forever and everywhere. He repeatedly urged both his followers and his critics to understand what khadi and the charkha stood for, what they connoted. Khadi, he insisted, was not merely a vastra (cloth) but a vichaar (an idea and an ideal). And he was realistic enough to know, and also to explicitly acknowledge, that new historical circumstances would need new tools and technologies to promote his vichaar. Indeed, towards the end of his life, he had contemplated a ‘better substitute’ for the charkha and even anticipated the birth of a new technological device, a non-violent machine that “helps every individual” everywhere in the world.
  • #23: Green OA is OA delivered by repositories, regardless of peer-review status, gratis/libre status, funding model, embargo period, and so on. Gold OA is OA delivered by journals, regardless of peer-review methods, gratis/libre status, business model, and so on. It should be clear that the green/gold distinction is not the same as the gratis/libre distinction. Green/gold is about venues or vehicles, while gratis/libre is about user rights. For better or worse, there are four cases to keep distinct:  gratis green, gratis gold, libre green, and libre gold.
  • #27: 1.5. We discourage the use of journal impact factors as surrogates for the quality of journals, articles, or authors. We encourage the development of alternative metrics for impact and quality which are less simplistic, more reliable, and entirely open for use and reuse. Insofar as universities, funding agencies, and research assessment programs need to measure the impact of individual articles, they should use article-level metrics, not journal-level metrics. We encourage research on the accuracy of the new metrics. As the research shows them to be useful and trustworthy, we encourage their use by universities (when evaluating faculty for promotion and tenure), funding agencies (when evaluating applicants for funding), research assessment programs (when assessing research impact), and publishers (when promoting their publications). We encourage the development of materials to explain how journal impact factors have been misused, and how alternative metrics can better serve the purposes for which most institutions have previously used impact factors. As impact metrics improve, we encourage further study into the question whether OA and OA policies increase research impact.
  • #35: Open access models are proliferating, not only for sharing traditional forms of scholarly production (peer-reviewed papers), but also among new forms of content, especially databases and media archives. Data are increasingly born digital
  • #46: he New Invisible College, Caroline Wagner combines quantitative data and extensive interviews to map the emergence of global science networks and trace the dynamics driving their growth. She argues that the shift from big science to global networks creates unprecedented opportunities for developing countries to tap science's potential. Rather than squander resources in vain efforts to mimic the scientific establishments of the twentieth century, developing country governments can leverage networks by creating incentives for top-notch scientists to focus on research that addresses their concerns and by finding ways to tie knowledge to local problem solving. T