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Für Mensch & Umwelt
Evaluation of the National Adaptation Strategy in
Germany – Experiences …
OECD-UK Climate Change Committee
Measuring Progress in implementing national adaptation policies
Dr. Achim Daschkeit, supported by Dr. Petra van Rüth
Environment Agency Germany, Competence Center Climate Impacts and
Adaptation
National Adaptation Strategy (NAS) in Germany
Federal government approved NAS in 2008
1st Adaptation Action Plan in 2011
NAS Progress report 2015 & 2020, incl. 2nd
/ 3rd Action Plan
First Evaluation of the National
Adaptation Strategy (2017-2019)
3
Objectives of the evaluation of the German adaptation strategy
1. Knowledge generation: generation of knowledge about the object
of the evaluation (adaptation process)
2. Learning function: identification of success factors and challenges
regarding the implementation of the adaptation strategy and
creation of transparency as basis for a common learning process
with all involved actors
3. Legitimation: underlining the legitimacy of the process by showing
that there has been adequate progress in the adaptation process in
Germany
4. Controlling function: check whether the implementation of
adaptation actions is on track or if there are any delays
4
Logic model as conceptual framework
• Using a logic model as a conceptual framework allows a schematic identification and
analysis of complex connections and relations between an intervention and its impact.
• Elements of the logic model: five levels that allow the analysis of different aspects of a
process: input, implementation, output, outcome and (policy-)impact.
Input
Resources and
structures,
investments,
other non-
monetary
contributions
Implementation
Measures that use
inputs to create
outputs
Output
Products and
services, direct
results of
implemented
measures
Outcome
Explicit value of
products and
services, short
and mid-term
observable
changes
(Policy-)Impact
Direct and indirect,
observable effects,
long-term changes
Source: Kind et al. 2018
5
Logic model for the German evaluation
Action
Plan II
(AP)
Implementation of AP II
•Cooperation of involved
actors
•Resources
•Role and responsibilities
regarding the
implementation of
measures
Results of AP II measures
•Status of implementation of
measures of AP II
Effects of measures of AP II on
a target group level (short- and
mid-term)
Process
•Development of the adaptation
strategy and relating documents
(barriers, work-flows,
cooperation of government
departments)
•Role of different actors in the
process
•Participatory processes
Products / results of the
adaptation process on a
strategic level
•Inventory of products
•Analysis of developed
documents (content,
structure, consistency,
relevance and integrity of
clusters and fields of action)
•Communication measures
•Anchoring of adaptation in
government departments
Effects of the adaptation
process on a strategic level
(short- and mid-term)
•Developments in federal
states
•Provision of knowledge
•Enabling political actors
•Mainstreaming
•Anchoring permanent task of
adaptation to climate change
Long term effects of
the adaptation
process
• Does the adaptation
process as a whole
contribute to
strengthening the
adaptive capacity and
reducing
vulnerability?
Input Implementation Output Outcome Policy-Impact
strategic
level
Operational
level
Process evaluation Evaluation of status of implementation Evaluation of effects
Source: Kind et al. 2018
6
… Use of Indicators …
7
Conclusion
• Use of indicators is not essential for
– the quality of results / insights and
– how results of evaluation will be considered in political actions
• Evaluation was time-cosuming (analysis of documents, numerous
interviews, delphi survey) but generated a lot of general as well as
specific insights
Dr. Achim Daschkeit
German Environment Agency (Umweltbundesamt)
KomPass - Climate Impacts and Adaptation in Germany
Wörlitzer Platz 1
06844 Dessau-Roßlau
Germany
achim.daschkeit@uba.de

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Presentation - Measuring progress in implementing national adaptation policies - Achim Daschkeit

  • 1. Für Mensch & Umwelt Evaluation of the National Adaptation Strategy in Germany – Experiences … OECD-UK Climate Change Committee Measuring Progress in implementing national adaptation policies Dr. Achim Daschkeit, supported by Dr. Petra van Rüth Environment Agency Germany, Competence Center Climate Impacts and Adaptation
  • 2. National Adaptation Strategy (NAS) in Germany Federal government approved NAS in 2008 1st Adaptation Action Plan in 2011 NAS Progress report 2015 & 2020, incl. 2nd / 3rd Action Plan First Evaluation of the National Adaptation Strategy (2017-2019)
  • 3. 3 Objectives of the evaluation of the German adaptation strategy 1. Knowledge generation: generation of knowledge about the object of the evaluation (adaptation process) 2. Learning function: identification of success factors and challenges regarding the implementation of the adaptation strategy and creation of transparency as basis for a common learning process with all involved actors 3. Legitimation: underlining the legitimacy of the process by showing that there has been adequate progress in the adaptation process in Germany 4. Controlling function: check whether the implementation of adaptation actions is on track or if there are any delays
  • 4. 4 Logic model as conceptual framework • Using a logic model as a conceptual framework allows a schematic identification and analysis of complex connections and relations between an intervention and its impact. • Elements of the logic model: five levels that allow the analysis of different aspects of a process: input, implementation, output, outcome and (policy-)impact. Input Resources and structures, investments, other non- monetary contributions Implementation Measures that use inputs to create outputs Output Products and services, direct results of implemented measures Outcome Explicit value of products and services, short and mid-term observable changes (Policy-)Impact Direct and indirect, observable effects, long-term changes Source: Kind et al. 2018
  • 5. 5 Logic model for the German evaluation Action Plan II (AP) Implementation of AP II •Cooperation of involved actors •Resources •Role and responsibilities regarding the implementation of measures Results of AP II measures •Status of implementation of measures of AP II Effects of measures of AP II on a target group level (short- and mid-term) Process •Development of the adaptation strategy and relating documents (barriers, work-flows, cooperation of government departments) •Role of different actors in the process •Participatory processes Products / results of the adaptation process on a strategic level •Inventory of products •Analysis of developed documents (content, structure, consistency, relevance and integrity of clusters and fields of action) •Communication measures •Anchoring of adaptation in government departments Effects of the adaptation process on a strategic level (short- and mid-term) •Developments in federal states •Provision of knowledge •Enabling political actors •Mainstreaming •Anchoring permanent task of adaptation to climate change Long term effects of the adaptation process • Does the adaptation process as a whole contribute to strengthening the adaptive capacity and reducing vulnerability? Input Implementation Output Outcome Policy-Impact strategic level Operational level Process evaluation Evaluation of status of implementation Evaluation of effects Source: Kind et al. 2018
  • 6. 6 … Use of Indicators …
  • 7. 7 Conclusion • Use of indicators is not essential for – the quality of results / insights and – how results of evaluation will be considered in political actions • Evaluation was time-cosuming (analysis of documents, numerous interviews, delphi survey) but generated a lot of general as well as specific insights
  • 8. Dr. Achim Daschkeit German Environment Agency (Umweltbundesamt) KomPass - Climate Impacts and Adaptation in Germany Wörlitzer Platz 1 06844 Dessau-Roßlau Germany achim.daschkeit@uba.de