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Privacy and Analytics – it’s a DELICATE Issue. A Checklist for Trusted Learning Analytics
Privacy and Analytics – it’s a DELICATE Issue. A Checklist for Trusted Learning Analytics
Learning	Analy,cs	
HE	Managers	see:	
•  Promise	vs.	Concerns	
•  Poten5al	vs.	Risks	
•  Benefits	vs.	Cost	
•  Purpose	vs.	Compe55ve	Pressures	
•  Inten5ons	vs.	Hesita5ons	
•  Leading	to	Confusion	
HEIs:	How	to	implement	LA?
5	
•  $100	million	investment		
•  Aim:	Personalized	learning	in	public	schools,	through	data	&	technology	
standards		
•  9	US	states	par5cipated,	in	2013	data	about	millions	of	children	
have	been	stored		
Privacy	as	Show-Stopper	for	LA
6	
Privacy	as	Show-Stopper	for	LA	
Ignoring	the	fears	and	public	
percep,on	of	the	applica5on	of	
analy5cs	can	lead	to	a	lack	of	
acceptance,	protests,	and	even	failure	
of	en5re	LA	implementa5ons.
7	
Related	Research	Work	
Prinsloo	&	Slade	(2013)	
Slade	&	Prinsloo	(2013)		
Pardo	&	Siemens	(2014)		
Prinsloo	&	Slade	(2015)		
Hoel	&	Chen	(2015)		
Sclater,	Bailey	(2015)		
Steiner,	Kickmeier-Rust,	Albert	(2015)	
hGp://bit.ly/lace-privacy.
8	
Related	Policies	
hYp://www.open.ac.uk/students/charter/
essen5al-documents/ethical-use-student-
data-learning-analy5cs-policy#	
hYps://www.jisc.ac.uk/sites/default/files/
jd0040_code_of_prac5ce_for_learning_anal
y5cs_190515_v1.pdf
9	
Related	Policies	
hYp://www.ed.ac.uk/informa5on-services/learning-technology/learning-analy5cs
10	
Related	Policies	
•  HEI	law	on	data	collec5on	in	NL	like	in	all	
EU	countries	since	Nuremberg	trials	(data	
collec5on	allowed	to	improve	educa5on,	
clear	purpose,	consent,	limited	access)	
	
•  Engelfriet,	A.,	Jeunink,	E.,	Manderveld,	J.	
(2015).	Learning	analy,cs	onder	de	Wet	
bescherming	persoonsgegevens.	
hYps://www.surf.nl/kennis-en-innova5e/
kennisbank/2015/learning-analy5cs-
onder-de-wet-bescherming-
persoonsgegevens.html	
	
•  SURF	follow-up	report	with	use	cases	in	
prepara5on
Research	Ethics	
Origins	lie	in	post-WWII.	–	Milestones:	
	
•  Nuremberg	Code	(1949)	
•  Helsinki	Declara5on	(1964)	
•  Belmont	Report	(1978)	
•  2000s:	Biomedical	Science	
•  RRI	(Responsible	Research	and	Innova5on)
Unethical	Research	
Milgram	
Experiment	
Stanford	
Prison	
Experiment
Facebook	Study
Privacy	
	
•  The	right	to	be	leh	alone	(Wes5n	1968)	
•  Informa5onal	self-determina5on	(Flaherty	
1989)	
•  Informa5onal,	decisional,	local	privacy	
(Roessler	2005)	
•  Privacy	is	not	anonymity	or	data	security!
Privacy	
Contextual Integrity vs.
Big Data Research
Context bound information vs.
Repurposing of data
Who	are	the	Bad	Guys?	
ME	
&	
MY	DATA	
Government?	 Commerce?	
Educa5on?	 Hackers	&	Bad	Guys?
Legal	Frameworks	
•  EU	Data	Protec5on	Direc5ve	95/46/EC	
(automated	processing	of	‘personal	data’)	
2016:	General	Data	Protec5on	Regula5on		
(GDPR)	
•  Restric5ng	the	(re-)use	of	data	
à 					vs.	and	contradic5ng	
•  Big	Data	business	models	
•  European	Data	Reten5on	Direc5ve	2006/24/EC	
(data	storage	for	security	purposes)
Moderniza,on	of	EU	Universi,es	report	
Recommenda,on	14	
Member	States	should	ensure	that	legal	frameworks	allow	higher	
educa5on	ins5tu5ons	to	collect	and	analyse	learning	data.	The	full	
and	informed	consent	of	students	must	be	a	requirement	and	the	
data	should	only	be	used	for	educa5onal	purposes.	
	
Recommenda,on	15	
Online	plaoorms	should	inform	users	about	their	privacy	and	data	
protec5on	policy	in	a	clear	and	understandable	way.	Individuals	
should	always	have	the	choice	to	anonymise	their	data.	
	
hGp://ec.europa.eu/educa,on/
library/reports/modernisa,on-
universi,es_en.pdf
19	
Legal	Frameworks	
hYps://studentprivacypledge.org/
20	
Legal	Frameworks
Fears	
•  Power-rela5onship,	user	exploita5on	
•  Data	ownership	
•  Anonymity	and	data	security	
•  Privacy	and	data	iden5ty	
•  Transparency	and	trust
Power-rela,onship	
•  Tracking	and	id-ing	users	or	ci5zens	by	state	or	
corpora5ons	(e.g.	insurance	companies,	banks,	
car	manufacturers,	etc.)	=	benefit	not	to	the	user!	
•  Power-rela5onship	is	asymmetrical
Exploita,on	
•  Free	labour	as	business	model	of	for-profit	
companies	
•  Crowd	sourcing	outside	the	„commons“
Data	Ownership
Data	Ownership
Anonymity	and	Data	Security	
•  No	absolute	anonymity	or	de-iden5fica5on	
•  Integra5on	of	mul5ple	data	sources	increase	
compromised	personal	iden5ty	
•  Data	stores	are	not	100%	secure
Privacy	and	Data	Iden,ty	
•  System	iden5ty	vs.	Social	iden5ty	
•  People	approximated	onto	data	models	by	
probability	
•  Power:	data	subjects	have	no	say	in	the	design	
of	data	model
Transparency	and	Trust	
•  Assump5on:	more	transparency	=	more	trust	
•  But:	rela5onship	is	mostly	asymmetrical	
(individual	vs.	big	corpora5on)	
•  Transparency	as	instrument	of	control
Introducing:	DELICATE	
•  Is	not	replacing	
deep	thoughts!	
•  Checklist	for	quick	
data	conversa5ons		
•  To	facilitate	
trusted	LA	
•  Guide	for	data	
scien5sts,	decision	
makers		
•  Inspired	by	
medical	checklists	
for	pa5ent	
informa5on
Introducing:	DELICATE
Introducing:	DELICATE
Introducing:	DELICATE
Privacy and Analytics – it’s a DELICATE Issue. A Checklist for Trusted Learning Analytics
Call	for	Papers	
Special	Issue:	Journal	of	HE	
Development	(ZfHE)	
	
Learning	Analy,cs:	
Implica,ons	for	Higher	
Educa,on	
hYp://bit.ly/1qXTaNz	
Deadline:	10	June	2016	
Publica5on	date:	Spring	
2017

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Privacy and Analytics – it’s a DELICATE Issue. A Checklist for Trusted Learning Analytics