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ECU Graduate Research School
Forum of Postgraduate Students

     Scholarly Publishing
      and Open Access


  Julia Gross   ECU Library August 2012
Open Access (OA)

1. Scholarly publishing crisis
2. Open access
3. Open access and research impact
4. Copyright and open access
5. ECU’s open access repository Research
   Online
6. New open access requirements tied to
   NHMRC funding
Scholarly communication crisis
Key players

              publishers
              authors
              libraries
              scholars
Publishers


Global publishing business
The big 3 STM
  (Science, Technology, Medicine)
42% of STM journals
Research is publically funded
  – Authors not paid
  – Publishers get free content
Authors (Researchers)

Authors interested in
  – Creating new knowledge
  – Research outcomes
  – Citations and impact factors
  – Peer review, quality control
  – Career, academic promotion, tenure
Vested interest in the status quo
Authors value open access
Libraries

Online = library pays access fee to publisher
Licence agreements with publisher
Library budgets are under pressure
Percentage spent on journals increasing
  (80% +)
Journal price increases
  33% over 5 years (Ebsco data)
Scholars (Researchers)


Scholars need access to publications
Scholars lose out in closed access
Only staff/students of institution get access
Not free to those outside institution
Journals charge toll-access to articles
e. g. US$30 per journal article (Elsevier)
is there another

      way

   forward ?
Open Access




research articles should be freely,
 immediately and permanently
 available online to anyone
Open Access (OA)

OA to publicly funded research
OA embraced by
 libraries, scholars, research
 funders
OA benefits
  Greater exposure
  Universal access
  Discovery via Google
Open Access – how?


Green Road OA
  Author self archives
  Institutional e-repository - ECU Research Online
  Discipline repository
Gold Road OA
  Publisher provides free access in OA journal
  Sometimes author pays fee to publisher
Green Road OA: E-Repositories

Advantages
  Free access to scholars
  Available worldwide
  Digital preservation for the long term
  Challenges the closed publishing model
  Faster access
  Citation benefits
Green Road OA: E-Repositories
Advantages

   Promotes and showcases your research
   Preserves your research online
   Stores and organises your research
   Discovery via Google and Google Scholar
ECU’s E-Repository: ro.ecu.edu.au
ECU’s E-Repository content

Published works
  book chapters, conference papers
  journal articles, working papers
Digital formats
  media, music, images
Dissertations, theses
Conference and journal publishing
Copyright and OA

Commercial publishers usually ask you to
 sign over copyright
Each publisher has different rules on OA
 repository copies
Mostly post-print version
Post-print is version accepted for
 publication, after peer review changes
ECU Library repository staff can advise
 researchers
Gold Road Open Access

Directory of OA Journals
Over 7000 OA journals
Many are peer reviewed
Sometimes author pays a fee to publish
Example: Public Library of Science (PLoS)
PLoS charges authors
Research funding and OA
New NHMRC requirements for OA
  “publications arising from an NHMRC supported
    research project must be deposited into an
    open access institutional repository within
    a twelve month period from the date of
    publication.”
ARC not yet mandating OA, but may follow
Library repository staff can advise
International developments

U.S. Research Works Act (anti OA)
7,000+ researchers boycott Elsevier
U.S. Federal Research Public Access Act
  (pro OA)
The Guardian (U.K.) pro-OA articles
U.K. Finch report (supports Gold OA)
What should you do?

Think before you give away your copyright
Find out the OA journals in your field
 Greater access = greater impact
If you report your publication information to
   ECU’s RAS, it will come thru to Research
   Online
Be aware of funder requirements re OA
Thank you

any questions?

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Scholarly Publishing and Open Access

  • 1. ECU Graduate Research School Forum of Postgraduate Students Scholarly Publishing and Open Access Julia Gross ECU Library August 2012
  • 2. Open Access (OA) 1. Scholarly publishing crisis 2. Open access 3. Open access and research impact 4. Copyright and open access 5. ECU’s open access repository Research Online 6. New open access requirements tied to NHMRC funding
  • 4. Key players publishers authors libraries scholars
  • 5. Publishers Global publishing business The big 3 STM (Science, Technology, Medicine) 42% of STM journals Research is publically funded – Authors not paid – Publishers get free content
  • 6. Authors (Researchers) Authors interested in – Creating new knowledge – Research outcomes – Citations and impact factors – Peer review, quality control – Career, academic promotion, tenure Vested interest in the status quo Authors value open access
  • 7. Libraries Online = library pays access fee to publisher Licence agreements with publisher Library budgets are under pressure Percentage spent on journals increasing (80% +) Journal price increases 33% over 5 years (Ebsco data)
  • 8. Scholars (Researchers) Scholars need access to publications Scholars lose out in closed access Only staff/students of institution get access Not free to those outside institution Journals charge toll-access to articles e. g. US$30 per journal article (Elsevier)
  • 9. is there another way forward ?
  • 10. Open Access research articles should be freely, immediately and permanently available online to anyone
  • 11. Open Access (OA) OA to publicly funded research OA embraced by libraries, scholars, research funders OA benefits Greater exposure Universal access Discovery via Google
  • 12. Open Access – how? Green Road OA Author self archives Institutional e-repository - ECU Research Online Discipline repository Gold Road OA Publisher provides free access in OA journal Sometimes author pays fee to publisher
  • 13. Green Road OA: E-Repositories Advantages Free access to scholars Available worldwide Digital preservation for the long term Challenges the closed publishing model Faster access Citation benefits
  • 14. Green Road OA: E-Repositories Advantages Promotes and showcases your research Preserves your research online Stores and organises your research Discovery via Google and Google Scholar
  • 16. ECU’s E-Repository content Published works book chapters, conference papers journal articles, working papers Digital formats media, music, images Dissertations, theses Conference and journal publishing
  • 17. Copyright and OA Commercial publishers usually ask you to sign over copyright Each publisher has different rules on OA repository copies Mostly post-print version Post-print is version accepted for publication, after peer review changes ECU Library repository staff can advise researchers
  • 18. Gold Road Open Access Directory of OA Journals Over 7000 OA journals Many are peer reviewed Sometimes author pays a fee to publish Example: Public Library of Science (PLoS) PLoS charges authors
  • 19. Research funding and OA New NHMRC requirements for OA “publications arising from an NHMRC supported research project must be deposited into an open access institutional repository within a twelve month period from the date of publication.” ARC not yet mandating OA, but may follow Library repository staff can advise
  • 20. International developments U.S. Research Works Act (anti OA) 7,000+ researchers boycott Elsevier U.S. Federal Research Public Access Act (pro OA) The Guardian (U.K.) pro-OA articles U.K. Finch report (supports Gold OA)
  • 21. What should you do? Think before you give away your copyright Find out the OA journals in your field Greater access = greater impact If you report your publication information to ECU’s RAS, it will come thru to Research Online Be aware of funder requirements re OA

Editor's Notes

  • #2: Julia Gross Presentation at FoPs seminar. August 2012.Abstract:In recent months there have been debates about the future of scholarly publishing accompanied by increasing calls for a greater emphasis on open access. In Australia the National Health and Medical Research Council (NHMRC) has come out strongly in support of open access. Whatis this all about and how can researchers take advantage of open access?  This FoPs session will cover: What is open access?Open access publishing models Increasing research impact by publishing in open access peer-reviewed publicationsCopyright and open accessHow can ECU’s open access Research Online repository help researchers?New open access requirements for NHMRC fundingInternational developments UK Finch report…………………………………There is lots of debate in this areaThis session is about presenting the debateWhat impact does it have on researchers……………………………………………………………………………………………………………………
  • #3: My presentation will cover 6 main areas of open access:Scholarly publishing crisisOpen access and OA publishing models Open access and research impact, how you can Increase your research impact by publishing in open access peer-reviewed publicationsCopyright and open accessHow can ECU’s open access Research Online repository help researchers?New open access requirements for NHMRC funding – a mandate
  • #4: I will start by presenting “the problem” which is commonly referred to as the “scholarly communication crisis”What is this scholarly communication crisis?Since the mid 1990s digital publications have increased dramatically. Despite the explosion of digital publication worldwideoften quality scholarly literature is inaccessible to global researchers and is behind a paywall.Why is this so?Publishers (particularly in the areas of Science, Technology and Medicine) are in control and the current publishing model is skewed in their favour. While academic authors give away their intellectual property, academic publishers reap large profits. Libraries are caught in the middle, faced with rapidly rising subscription costs and budget pressures. This unique publishing model appears to be unsustainable, resulting in what has become known as the “scholarly communication crisis”This presentation will outline the nature of the crisis and look into the promise of new models that would provide free and open access to research outputs
  • #5: Is a battle going on. It helps to start by looking at the key playersWho are the key players?What does this mean for researchers?Thekey stakeholders in scholarly communication are publishers, authors, libraries and scholars….can also add research funding bodies to that list I will present now the positions of each of the key players
  • #6: Who are these publishers?STM publishing is global business dominated by three main players: Elsevier, Springer, Wiley-Blackwells.Accounts for 42% of STM journalsBut there are other major publishers who operate under the same modelThe bottom line is thatResearch is publically fundedAuthors are not paidPublishers get content for freeThere is of course another side to the argument:Publishers’ side of the argumentProvide outlet for researchMediate between authors and librariesManage publication processManage peer review processEnsure qualityMarket and distribute the product
  • #7: Authors, who are researchers and academic staff, mostly, are interested in:Creating new knowledgeimpact of their Research and whether it can reach a wide audienceCitations and impact factors, who is citing them and wherePeer review and quality controlCareer, academic promotion, tenureVested interest in the status quo, the current system is well entrenchedAuthor attitudes towards open access publishing done byInTech Open Access Publisher. Survey 2011 75% authors rated open access as important
  • #8: Prior to the late 1990s journals used to be published in print form. When e-journals started appearing they mostly came as bundles from a publisher and libraries were required to sign a licence for access to a bundle of journals, some of which they used to have in print and some they did not. Libraries paid a subscription fee and then set up access by IP range to ensure only our students/staff could access.Since then costs are increasingJournal price increasesMany libraries have cancelled journalsAt ECU the Percentage spent on journals now above 80%Means less money for booksCosts increasing above inflation….33% in 5 years, 2007-2011Some journals in the sciences now cost around $5,000, $10,000 and even $20,000 per yearLibraries are trying to confront the problemEven large, high prestige universities like Harvard are complaining about rising serials costs
  • #9: Scholars need to be able to access the current literature in their fieldOnly staff/students of institution get accessThey loose out, particularly those in poorer institutions and in the developing world. Journals charge a toll for accessFor example at ECU: an international student collaborates with ECU researcher and together they publish article, BUT cannot read the results of research on returning home
  • #10: Do these access barriers need to exist? Is there another way forward?The worldwide Open Access movement aims to shift the academic publishing paradigm from closed access to open access.
  • #12: Why is Open Access important and what is its history?Movement towards Open access Moral argument that: Open access to publicly funded research should be mandatoryHistory: Budapest Open Access Initiative was an agreement to find another way forward, signed in 2002The BOAI challenged the status quo by sayingOLD WAY Taxpayers pay for (1) research funding (2) salaries of academics to do research and to do peer review (3) libraries to purchase the serials NEW WAY goal that everyone in the world to share knowledge freely and openly.Now, more pressing to have open access because Funders are mandating OA
  • #13: Under the so-called Green Roadauthors can self archive on a website, or in an institutional repository, or in a discipline repositoryOpen access institutional repository contains published research outputs, among other thingsUnder the Gold Road the author publishes directly in an OA journalGold OA journal publishing has seen rapid growth mainly journals, but extending also to book chaptersThere are many models of OA journals, with some charging authors an open access publication fee. Many are peer reviewed
  • #14: I will focus now on e-repositories, or institutional repositories repositories can be freely accessed by scholarsThey are available worldwide They ensure that articles have digital preservation for the longterm, a type of archiveChallenges the closed publishing modelFaster accessCitation benefits
  • #15: Advantage of repositories are that theyPromote and showcase researchPreserve research onlineStore and organiseresearchOptimise a Google searchIncludedin Google ScholarEnhance scholarly communication
  • #16: ECU’s institutional repository us known as Research Online at ECUhttp://ro.ecu.edu.au/
  • #17: Repositories are very flexible:Published works book chapters, conference papers the copy received is mostly peer reviewed post printjournal articles, working papersDigital formatsmedia, music, imagesDissertations at ECU all dissertations now being published this wayConference and journal publishing
  • #18: • Commercial publishers usually ask you to sign over copyrightEach publisher has different rules on repository copiesMostly post-print versionPost-print is version accepted for publication, after peer review changesECU Library repository staff can advise researchers 
  • #19: Directory of OA Journals http://www.doaj.org/ see handout7,000 OA journals, consider publishing in one of these.Many are peer reviewedAuthor may need to pay a fee to publishExample: Public Library of Science (PLoS)PLoScharges authors anywhere from $1,350 to $2,900 PLOS publishes seven peer-reviewed open-access journals
  • #21: Dynamic area, fast changingResearch Works Act December 2011 “which would have rolled back the Public Access Policy ( iePubMed Central submission within 12 months) introduced by the US National Institutes of Health (NIH) in 2005, and forbidden other federal agencies from introducing similar policies”. http://poynder.blogspot.com.au/search/label/Research%20Works%20Act Who was behind Research Works Act ? US Lobbying by major academic publishing housesResearchers mounted a petition to boycott ElsevierU.S. Federal Research Public Access Act 2012 does the oppositeIn August 2011 George Monbiot in online version of The Guardian (UK newspaper)TitledThe Lairds of Learning the article took the line, that “academic publishers make <Rupert> Murdoch look like a socialist”The article claimed that the publishers are privateers?This article certainly captured the attention of those in the Open Access movement, including many librarians, as it moved the decade-long debate about the scholarly communication crisis, into the mainstream media. Source: http://www.guardian.co.uk/commentisfree/2011/aug/29/academic-publishers-murdoch-socialistIn the U.K. Finch Report support Gold OA
  • #22: Think before you give away your copyrightFind out the OA journals in your field Greater Access = Greater ImpactIf you report your publication information to ECU’s RAS, it will come thru to Research Online (eventually)Be aware of funder requirements re OAThe Right to Research Coalition (US) has announced a new student guide to publishing openly, entitled “Optimize Your Publishing, Maximize Your Impact.”  This new resource presents students with the ways in which they can make their research openly available for the widest possible readership and lays out the benefits of doing so. The guide is freely available on Open Access here at: http://www.righttoresearch.org/blog/r2rc-launches-new-open-publishing-guide-for-studen.shtml
  • #23: That brings to a conclusion my brief journey thru the scholarly communication crisis and open accessThanks for your attentionAre there any questions? Discussion?