Open Access Publication: the University Perspective Dr Ian M Carter Director of Research and Enterprise University of Sussex Chair Association of Research Managers and Administrators (UK)
Institutional Attitudes, Strategies  and Policies Reasons for Supporting Open Access Institutional purpose to disseminate Funding obligation Approaches to publication and dissemination Active versus laissez-faire; publication strategies Budget for dissemination? Positions of key individuals, level of integration VP / PVC Research; Librarian; Director of Research Levels of awareness
Drivers and Inhibitors Funder mandates A range of funders now mandate But variable across subject areas Research management and profile; researcher needs; research communication External assessment / metrics Citation rates (not journal impact factors) Economics
Economics Shifts costs from consumer to producer OA charges are an additional cost Other publication (subscription) charges continue So how can it be funded?
Funding OA Direct cost during the life of a project Specific additional funding (e.g. Wellcome Trust) Indirect cost of research after the project But indirect costs are not usually funded at 100% Needs an institutional budget line But that is in competition with other things: staff costs, infrastructure to do research, compliance / governance requirements And the relationship with the Library budget …
Approaches Ignore / wait and see Devolve responsibility Create an institutional budget Establish policies and clear procedures Carry out awareness raising and provide proactive support Establish a repository Who takes the lead? What should it contain? How is the information integrated and used? Is deposition mandated?
Current Studies Research Councils UK: Study on Open Access to Research Outputs Universities UK: Open Access and the Payment of Publication Fees Surveying UK researchers Gathering information from institutions around the UK Setting out to define best practices for managing funds for OA
References SHERPA JULIET (funder policies) http://www.sherpa.ac.uk/juliet/ SHERPA ROMEO (publisher copyright policies) http://www.sherpa.ac.uk/romeo RIN Briefing Note on Payment of Publication Fees http://www.rin.ac.uk/files/Briefing%20Note%201%20-%20Payment%20of%20Publication%20Fees.pdf
Open Access Publication: the University Perspective Dr Ian M Carter Director of Research and Enterprise University of Sussex Chair Association of Research Managers and Administrators (UK)
Open Access – the basics OA is where the full content can be freely and immediately accessed and reused in an unrestricted way Route to OA: Publication in OA or “hybrid” journal (Gold) Deposit in OA repository (Green) OA costs: <$1,000 to >$6,000; typically c$3,000
Compliance analysis – May 2007 91% (n=255) of articles were published in a journal that would have allowed them to comply with the Trust’s mandate
Range of costs of OA publication n=220 articles Range:  £350 - £3,436 Mean:  £1290 Mode:  £1,500
Publishers and prices: examples $3250 iOpenAccess Taylor and Francis $3000 Open Choice Springer $3000 Sage Open Sage £1000-£2500 RSC Open Science Royal Society of Chemistry $278-400 and $16 per page for first 6-10 pages, $93 per page thereafter EXIS Open Choice Royal Society $3250 iOpenAccess Routledge £1700 Engineering Open Choice Professional Engineering Publishing (IME) $1500-$2800 Oxford Open Oxford University Press $3000 Sponsorship Option Elsevier $2700 Cambridge Open Cambridge University Press $2220-$3145 BMJ Unlocked British Medical Journal Publishing $2600 Online Open Blackwell $975-$1300 Free to Read American Physical Society $1500-$2500 Author Select American Institute of Physics $3000 Author Choice American Chemical Society Price OA option Publisher

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Sra Oa Arma

  • 1. Open Access Publication: the University Perspective Dr Ian M Carter Director of Research and Enterprise University of Sussex Chair Association of Research Managers and Administrators (UK)
  • 2. Institutional Attitudes, Strategies and Policies Reasons for Supporting Open Access Institutional purpose to disseminate Funding obligation Approaches to publication and dissemination Active versus laissez-faire; publication strategies Budget for dissemination? Positions of key individuals, level of integration VP / PVC Research; Librarian; Director of Research Levels of awareness
  • 3. Drivers and Inhibitors Funder mandates A range of funders now mandate But variable across subject areas Research management and profile; researcher needs; research communication External assessment / metrics Citation rates (not journal impact factors) Economics
  • 4. Economics Shifts costs from consumer to producer OA charges are an additional cost Other publication (subscription) charges continue So how can it be funded?
  • 5. Funding OA Direct cost during the life of a project Specific additional funding (e.g. Wellcome Trust) Indirect cost of research after the project But indirect costs are not usually funded at 100% Needs an institutional budget line But that is in competition with other things: staff costs, infrastructure to do research, compliance / governance requirements And the relationship with the Library budget …
  • 6. Approaches Ignore / wait and see Devolve responsibility Create an institutional budget Establish policies and clear procedures Carry out awareness raising and provide proactive support Establish a repository Who takes the lead? What should it contain? How is the information integrated and used? Is deposition mandated?
  • 7. Current Studies Research Councils UK: Study on Open Access to Research Outputs Universities UK: Open Access and the Payment of Publication Fees Surveying UK researchers Gathering information from institutions around the UK Setting out to define best practices for managing funds for OA
  • 8. References SHERPA JULIET (funder policies) http://www.sherpa.ac.uk/juliet/ SHERPA ROMEO (publisher copyright policies) http://www.sherpa.ac.uk/romeo RIN Briefing Note on Payment of Publication Fees http://www.rin.ac.uk/files/Briefing%20Note%201%20-%20Payment%20of%20Publication%20Fees.pdf
  • 9. Open Access Publication: the University Perspective Dr Ian M Carter Director of Research and Enterprise University of Sussex Chair Association of Research Managers and Administrators (UK)
  • 10. Open Access – the basics OA is where the full content can be freely and immediately accessed and reused in an unrestricted way Route to OA: Publication in OA or “hybrid” journal (Gold) Deposit in OA repository (Green) OA costs: <$1,000 to >$6,000; typically c$3,000
  • 11. Compliance analysis – May 2007 91% (n=255) of articles were published in a journal that would have allowed them to comply with the Trust’s mandate
  • 12. Range of costs of OA publication n=220 articles Range: £350 - £3,436 Mean: £1290 Mode: £1,500
  • 13. Publishers and prices: examples $3250 iOpenAccess Taylor and Francis $3000 Open Choice Springer $3000 Sage Open Sage £1000-£2500 RSC Open Science Royal Society of Chemistry $278-400 and $16 per page for first 6-10 pages, $93 per page thereafter EXIS Open Choice Royal Society $3250 iOpenAccess Routledge £1700 Engineering Open Choice Professional Engineering Publishing (IME) $1500-$2800 Oxford Open Oxford University Press $3000 Sponsorship Option Elsevier $2700 Cambridge Open Cambridge University Press $2220-$3145 BMJ Unlocked British Medical Journal Publishing $2600 Online Open Blackwell $975-$1300 Free to Read American Physical Society $1500-$2500 Author Select American Institute of Physics $3000 Author Choice American Chemical Society Price OA option Publisher