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Increasing Sputter Rates
When sputtering dielectric targets using RF power, it is quite
possible for the maximum deposition rate on the substrate to
be less than 0.1 Å/sec. That is, depositing a film 100nm thick
may take over 2½ hours. It is no surprise, therefore, that we
are frequently asked, “How can I increase the sputter rate?”
Actually, what the questioner wants is to increase the
deposition rate, but we’re not about to argue semantics with a
frustrated researcher.
(But to segue into semantics for a moment: we will use sputter
as the adjectival form, as in sputter yield, sputter rate, sputter
gun, rather than sputtering yield etc.)
In this issue we review ways to increase deposition rates
and look at conditions where maximizing one parameter
inadvertently affects something else.
While the substrates can be static or rotating, these
suggestions apply only to circular sputter guns with flat disc
targets and stationary magnet assemblies. Sputter guns
with targets of other shapes and configurations, moving
magnet assemblies, and linear sputter guns, have their own
performance attributes that are not directly addressed here.
1 | Page
Practical Process Tips
Sputter sources in co-deposition ‘action’
Ar+
IONS
FROM PLASMA
NEUTRAL
TARGET ATOMS
BASIC MECHANISM OF SPUTTERING
The Ar+ ions have sufficient energy to eject target atoms into gas phase
Sputter Yield
First, we must understand that each material has its own
characteristic sputter yield – the number of atoms (or
molecules) leaving the target for each ion that hits it. The
sputter yield value depends on: the material; the mass of the
incoming ion; the voltage through which the ion is accelerated;
and its angle of incidence on the target.
For Ar+ ions striking a target at 45° through a potential of
500eV, the sputter yields of most elements are between 1 - 10,
roughly. (See the National Physics Labs calculated list:
http://www.npl.co.uk/nanoscience/surface-nanoanalysis/
products-and-services/sputter-yield-values )
Materials that are chemical compounds such as oxides can
have much lower sputter yields! For example, Maissel and
Glang’s book Handbook of Thin Film Technology quotes the
sputter yield for SiO2 as 0.13 and Al2O3 as 0.04.
Extending the concept of sputter yield, we will later refer to a
material’s sputter rate, which is its sputter yield multiplied by
the ion current to the target.
always appears to be the ‘easy option’
when faced with low deposition rates.
Unfortunately, arbitrarily increasing
power has many adverse effects.
All power applied to the gun must
dissipate somewhere in the system. It
is claimed that roughly 75% ends up
heating the gun’s cooling water. That is,
75% of the total power dumped into the
target’s front face must transfer through
the target to reach the water! Clearly,
the target’s thermal conductivity, thermal
coefficient of expansion, mechanical
strength characteristics, and melting
point, are critical issues.
	 •	 Thermal conductivity helps
		 determine the temperature
		 difference between the target’s
		 front and rear faces. The larger that
		 difference the higher the thermal
		 stress in the material
	
	
2 | Page
Throw Distance
Changes
Reducing the target-to-substrate
distance (often called throw distance)
is a simple, direct way to increase
deposition rate. To fully understand
this effect, the angular distribution of
sputtered particles must be known.
Regrettably, this is a complex subject
since material is ejected from a circular
‘trench’ around the target and terms like
over-cosine and under-cosine are used
in the literature to describe a sputtered
material’s flux distribution.
For these notes, however, it is sufficient
to understand that the sputtered
particles’ arrival rate (per unit area of
substrate) varies as the inverse square
of the throw distance. That is, halving
the throw distance quadruples the
material’s arrival rate at the substrate
and the film’s thickness grows at 4x the
previous rate!
However, it is important to consider
the shorter throw distance’s affect on
the film’s (thickness) uniformity. If, for
example, material leaves the target in
roughly a cosine distribution pattern,
then the larger the throw distance,
the higher the number of thermalizing
collisions between sputtered atoms and
sputter gas atoms. These collisions tend
to ‘flatten out’ the cosine distribution
making the deposition more uniform
across the substrate. Since a shorter
throw distance means fewer collisions,
film uniformity at shorter distances may
be worse.
In addition, at shorter throw distances
substrates may see: higher energy
sputter particles; more stray electrons;
more plasma ions and ‘hot’ neutrals; and
higher thermal radiation heat transfer
from the plasma and target surface. So
the adverse effects of a shorter throw
distance include:
	
	 •	 Excessive substrate outgassing
	 •	 Increase in compressive stress in
		 the growing film
	 •	 Films beneath the present one
		 damaged by electron bombardment
	 •	 Substrate melting!
However, shorter throw distances
(and, therefore, higher substrate
temperatures) can have beneficial
effects too:
	 •	 Films may grow as successive
		 monolayers (called Frank—van der
		 Merwe growth, a frequently
		 desirable nucleation mode)
	 •	 The film’s tensile stress may
		 be reduced
	 •	 Film adhesion may improve due to
		 the higher energy of arriving atoms
	 •	 Films may be ‘densified’ by
		 bombardment with higher energy
		 plasma ions and ‘hot’ neutrals
Increasing Power
Doubling the power applied to the target
roughly doubles the sputter rate and this
SUBSTRATE
SUBSTRATE
TARGET TARGET
D
D/2
DEPOSITION
RATE = R
DEPOSITION
RATE = 4R
A representation of the effect of deposition rate
when the Throw Distance is halved
Power & Power Density
Although we quote the power applied to a target, the critical quantity is really
power density, which is the power applied divided by the target’s surface area.
Let us suppose the target in a 5cm (2”) gun accepts 100W maximum power.
Then, how can the same target material in a 10cm (4”) gun accept 400W?
The table shows that despite the large change in maximum power, the two
targets have identical power densities.
	 Diameter	 Area	 Power	 Power Density
	 cm	 cm2
	 W	 W/cm2
	 5	 19.6	 100	 100/19.6 = 5.1
	 10	 78.5	 400	 400/78.5 = 5.1
Kurt J. Lesker Company RF power supply for
non-conducting targets
3 | Page
Caveat to the Trick
Reactive metal targets such as Al and Mg are initially covered by a thin oxide
coating. Before that layer ‘burns’ off, the target will arc, spit, and most importantly,
run at a low voltage. Once that oxide layer has gone, the voltage will rise sharply
to a new level.
It is this ‘clean target’ voltage level that you are trying to stabilize with the trick –
not the initial low voltage.
Maximum Power Levels
So, how do I find the ‘appropriate maximum power’ for my target?
With patience and a ‘trick’. The first time a new target material is sputtered,
slowly ramp the power until the power density (see Power & Power Density) on
the target is:
	 •	 Highly conductive (e.g., Al, Cu)	 15 W/cm2
	 •	 Moderately conductive (e.g., Ti, NiCr)	 9 W/cm2
	 •	 Conductive oxide (e.g., ITO, AZO)	 3 W/cm2
	 •	 Ceramic insulator (e.g., HfO2, BaTiO3)	 3 W/cm2
	 •	 Low melting metal (e.g., In, Sn)	 2 W/cm2
Let the target soak for a minute or two at whatever power that turns out to be.
Then slowly increase power (not power density) by 5W and monitor the voltage
for another minute. If it remains stable, ramp up another 5W and watch it for
another minute.
Continue these 5W ramp/1 minute voltage monitoring steps until the voltage
starts to rise. Immediately back off the power by 5W and monitor the voltage. If it
remains stable for 5 minutes, you have found the appropriate maximum power for
that target in that sputter gun. If, however, the voltage still rises, back off in further
increments of 5W until it does stabilizes. (But note Caveat to the Trick.)
Motto: If in doubt when starting out, make it your propensity to lower power density!
	 •	 Thermal coefficient of expansion
		 partly determines the mechanical
		 stresses resulting from the
		 thermal stress
	 •	 Mechanical strength determines
		 how the mechanical stresses are
		 dissipated (usually by bowing,
		 warping, chipping, or cracking)
	 •	 Melting point (obviously) determines
		 if the target will melt at the
		 temperature generated by the
		 applied power level – and a molten
		 target can ruin a sputter gun
Another major concern is the ‘thermal
conductance’ of the interface between
the target’s rear face and the sputter
gun’s cooling well. Results tabulated in
A Heat Transfer Textbook by Lienhard
& Lienhard indicate the thermal
conductance between two lightly
clamped, flat metal surfaces is (a) not
very high, and (b) depends significantly
on air between the surfaces.
Evacuate that interface – that is, put the
sputter gun under operating conditions –
and the thermal conductance of the
interface between the target and the
cooling well may drop to 1/20th to 1/50th
of its ‘with air’ value.
Some target materials are so fragile they
crack no matter what sputter power is
used. Bonding such materials to copper
backing plates may allow their continued
use even though cracked. However, if
pieces chip off or the cracks become
wide enough to expose bonding agent
or copper backing plate, the target must
be replaced.
Too high sputter power is the most
common cause of target and sputter
gun damage. Given the target/interface
thermal limitations, such damage
can be reduced/eliminated by using
an appropriate maximum power (see
Maximum Power Levels). However,
‘appropriate’ often equates to ‘low’ and
low power means low deposition rates.
One final point about applying power
to a target. Once the appropriate
power has been established for a
given target/gun, never switch on and
immediate increase power to that value!
Always increase power slowly to its
maximum value through a series of
ramps and soaks.
Sputter Gas Pressure
Lowering the sputter gas pressure
causes a modest increase in deposition
rate by a two-fold mechanism:
	 •	 Sputtered atoms leaving the
		 target will undergo fewer
		 thermalizing collisions.They are less
		 likely to scatter ‘sideways’ and a
		 larger percentage will continue to
		 the substrate, slightly increasing the
		 deposition rates
	 •	 In power control mode, using
		 either RF or DC power, the plasma-
		 to-target voltage will increase
		 slightly. Ions bombarding the target
		 will, therefore, have a higher energy
		 which slightly increases the sputter
		 yield and consequently the
		 sputter rate.
One potential side-effect of lowering
the gas pressure is a change in film
uniformity. Whether it improves or
worsens is typically not predictable
because there are many factors
involved. But one obvious aspect is a
reduction in the number of thermalizing
collisions.
9001:2008
Lesker On The Road
	 Date	 Show 	 City 	 State/Country 	 Booth Number
	 June 27-29 	 ACNS 	 Ottawa 	 Canada 	 –
	 June 28-July 2 	 NANO 2010 Nanotechnology Conference 	 Poznan 	 Poland 	 –
	 June 28-30 	 WODIM 16th Workshop on	 Bratislava 	 Slovakia	 –
		 Dielectrics in Microelectrons
	 June 30 	 IOP Perspectives on Materials	 London 	 United Kingdom	 –
		 and Technologies for Photovoltaics
	 July 6-7 	 HIPIMS 	 Sheffield 	 UK 	 –	
	 July 7-9 	 CONF IS-FOE (International Symposium on 	 Halkidiki 	 Greece	 –
		 Flexible Organic Electronics)
	 July 13 - 15 	 Semicon West 2010 	 San Francisco 	 CA 	 2021
	 July 13 - 15 	 Intersolar N.A. 	 San Francisco 	 CA 	 8139
An adverse effect of lower gas pressure/higher plasma-to-
target voltage combination is the greater likelihood of arcs
occurring near the target.
Increasing Target Size
As a method of increasing deposition rate, this option is not
easily implemented and is expensive since it requires a new
sputter gun, sufficient room to install it in the chamber, and
possibly a larger power supply.
For a given power density (see Power & Power Density),
the larger the target diameter the higher the sputter rate. The
explanation is simple. A larger target diameter means a larger
sputter trench area and, for a given power density, increased
trench area means increased sputter rate.
Number of Guns
The majority of R&D deposition systems have more than
one sputter gun installed. Typically, the user installs different
target materials in each gun. However, putting the same
target material on two or more guns and operating them
simultaneously can double, triple, etc. the sputter rate and
resulting deposition rate.
The drawback is, many multi-gun systems were not built for
co-deposition work and have just one power supply. Buying
additional supplies for simultaneous operation may make this
option expensive.
Conclusion
Yes, there are ways to increase deposition rates. Unfortunately
the easy winding-up-the-power option, if misused, at best
leaves your targets looking a little sad. At worst, your sputter
gun splutters to a stop, water leaks into the chamber, or
the power supply fries. No, I jest! At worst, all three happen
simultaneously.
As always, if you have questions or comments email
techinfo@lesker.com and they will be forwarded to the author.
Cerium oxide target bonded to copper
backing plate but sputtered at a power
that melted the indium bond and cracked
the target
Aluminum doped zinc oxide target given
the ‘tough love’ treatment of inadequate
cooling (at the 10:00 o’clock position)
and excessive power
3” diameter Indium tin oxide target sputtered
at 1000W (roughly 7x the maximum
recommended power)
09-150
www.lesker.com

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Target power density

  • 1. Increasing Sputter Rates When sputtering dielectric targets using RF power, it is quite possible for the maximum deposition rate on the substrate to be less than 0.1 Å/sec. That is, depositing a film 100nm thick may take over 2½ hours. It is no surprise, therefore, that we are frequently asked, “How can I increase the sputter rate?” Actually, what the questioner wants is to increase the deposition rate, but we’re not about to argue semantics with a frustrated researcher. (But to segue into semantics for a moment: we will use sputter as the adjectival form, as in sputter yield, sputter rate, sputter gun, rather than sputtering yield etc.) In this issue we review ways to increase deposition rates and look at conditions where maximizing one parameter inadvertently affects something else. While the substrates can be static or rotating, these suggestions apply only to circular sputter guns with flat disc targets and stationary magnet assemblies. Sputter guns with targets of other shapes and configurations, moving magnet assemblies, and linear sputter guns, have their own performance attributes that are not directly addressed here. 1 | Page Practical Process Tips Sputter sources in co-deposition ‘action’ Ar+ IONS FROM PLASMA NEUTRAL TARGET ATOMS BASIC MECHANISM OF SPUTTERING The Ar+ ions have sufficient energy to eject target atoms into gas phase Sputter Yield First, we must understand that each material has its own characteristic sputter yield – the number of atoms (or molecules) leaving the target for each ion that hits it. The sputter yield value depends on: the material; the mass of the incoming ion; the voltage through which the ion is accelerated; and its angle of incidence on the target. For Ar+ ions striking a target at 45° through a potential of 500eV, the sputter yields of most elements are between 1 - 10, roughly. (See the National Physics Labs calculated list: http://www.npl.co.uk/nanoscience/surface-nanoanalysis/ products-and-services/sputter-yield-values ) Materials that are chemical compounds such as oxides can have much lower sputter yields! For example, Maissel and Glang’s book Handbook of Thin Film Technology quotes the sputter yield for SiO2 as 0.13 and Al2O3 as 0.04. Extending the concept of sputter yield, we will later refer to a material’s sputter rate, which is its sputter yield multiplied by the ion current to the target.
  • 2. always appears to be the ‘easy option’ when faced with low deposition rates. Unfortunately, arbitrarily increasing power has many adverse effects. All power applied to the gun must dissipate somewhere in the system. It is claimed that roughly 75% ends up heating the gun’s cooling water. That is, 75% of the total power dumped into the target’s front face must transfer through the target to reach the water! Clearly, the target’s thermal conductivity, thermal coefficient of expansion, mechanical strength characteristics, and melting point, are critical issues. • Thermal conductivity helps determine the temperature difference between the target’s front and rear faces. The larger that difference the higher the thermal stress in the material 2 | Page Throw Distance Changes Reducing the target-to-substrate distance (often called throw distance) is a simple, direct way to increase deposition rate. To fully understand this effect, the angular distribution of sputtered particles must be known. Regrettably, this is a complex subject since material is ejected from a circular ‘trench’ around the target and terms like over-cosine and under-cosine are used in the literature to describe a sputtered material’s flux distribution. For these notes, however, it is sufficient to understand that the sputtered particles’ arrival rate (per unit area of substrate) varies as the inverse square of the throw distance. That is, halving the throw distance quadruples the material’s arrival rate at the substrate and the film’s thickness grows at 4x the previous rate! However, it is important to consider the shorter throw distance’s affect on the film’s (thickness) uniformity. If, for example, material leaves the target in roughly a cosine distribution pattern, then the larger the throw distance, the higher the number of thermalizing collisions between sputtered atoms and sputter gas atoms. These collisions tend to ‘flatten out’ the cosine distribution making the deposition more uniform across the substrate. Since a shorter throw distance means fewer collisions, film uniformity at shorter distances may be worse. In addition, at shorter throw distances substrates may see: higher energy sputter particles; more stray electrons; more plasma ions and ‘hot’ neutrals; and higher thermal radiation heat transfer from the plasma and target surface. So the adverse effects of a shorter throw distance include: • Excessive substrate outgassing • Increase in compressive stress in the growing film • Films beneath the present one damaged by electron bombardment • Substrate melting! However, shorter throw distances (and, therefore, higher substrate temperatures) can have beneficial effects too: • Films may grow as successive monolayers (called Frank—van der Merwe growth, a frequently desirable nucleation mode) • The film’s tensile stress may be reduced • Film adhesion may improve due to the higher energy of arriving atoms • Films may be ‘densified’ by bombardment with higher energy plasma ions and ‘hot’ neutrals Increasing Power Doubling the power applied to the target roughly doubles the sputter rate and this SUBSTRATE SUBSTRATE TARGET TARGET D D/2 DEPOSITION RATE = R DEPOSITION RATE = 4R A representation of the effect of deposition rate when the Throw Distance is halved Power & Power Density Although we quote the power applied to a target, the critical quantity is really power density, which is the power applied divided by the target’s surface area. Let us suppose the target in a 5cm (2”) gun accepts 100W maximum power. Then, how can the same target material in a 10cm (4”) gun accept 400W? The table shows that despite the large change in maximum power, the two targets have identical power densities. Diameter Area Power Power Density cm cm2 W W/cm2 5 19.6 100 100/19.6 = 5.1 10 78.5 400 400/78.5 = 5.1 Kurt J. Lesker Company RF power supply for non-conducting targets
  • 3. 3 | Page Caveat to the Trick Reactive metal targets such as Al and Mg are initially covered by a thin oxide coating. Before that layer ‘burns’ off, the target will arc, spit, and most importantly, run at a low voltage. Once that oxide layer has gone, the voltage will rise sharply to a new level. It is this ‘clean target’ voltage level that you are trying to stabilize with the trick – not the initial low voltage. Maximum Power Levels So, how do I find the ‘appropriate maximum power’ for my target? With patience and a ‘trick’. The first time a new target material is sputtered, slowly ramp the power until the power density (see Power & Power Density) on the target is: • Highly conductive (e.g., Al, Cu) 15 W/cm2 • Moderately conductive (e.g., Ti, NiCr) 9 W/cm2 • Conductive oxide (e.g., ITO, AZO) 3 W/cm2 • Ceramic insulator (e.g., HfO2, BaTiO3) 3 W/cm2 • Low melting metal (e.g., In, Sn) 2 W/cm2 Let the target soak for a minute or two at whatever power that turns out to be. Then slowly increase power (not power density) by 5W and monitor the voltage for another minute. If it remains stable, ramp up another 5W and watch it for another minute. Continue these 5W ramp/1 minute voltage monitoring steps until the voltage starts to rise. Immediately back off the power by 5W and monitor the voltage. If it remains stable for 5 minutes, you have found the appropriate maximum power for that target in that sputter gun. If, however, the voltage still rises, back off in further increments of 5W until it does stabilizes. (But note Caveat to the Trick.) Motto: If in doubt when starting out, make it your propensity to lower power density! • Thermal coefficient of expansion partly determines the mechanical stresses resulting from the thermal stress • Mechanical strength determines how the mechanical stresses are dissipated (usually by bowing, warping, chipping, or cracking) • Melting point (obviously) determines if the target will melt at the temperature generated by the applied power level – and a molten target can ruin a sputter gun Another major concern is the ‘thermal conductance’ of the interface between the target’s rear face and the sputter gun’s cooling well. Results tabulated in A Heat Transfer Textbook by Lienhard & Lienhard indicate the thermal conductance between two lightly clamped, flat metal surfaces is (a) not very high, and (b) depends significantly on air between the surfaces. Evacuate that interface – that is, put the sputter gun under operating conditions – and the thermal conductance of the interface between the target and the cooling well may drop to 1/20th to 1/50th of its ‘with air’ value. Some target materials are so fragile they crack no matter what sputter power is used. Bonding such materials to copper backing plates may allow their continued use even though cracked. However, if pieces chip off or the cracks become wide enough to expose bonding agent or copper backing plate, the target must be replaced. Too high sputter power is the most common cause of target and sputter gun damage. Given the target/interface thermal limitations, such damage can be reduced/eliminated by using an appropriate maximum power (see Maximum Power Levels). However, ‘appropriate’ often equates to ‘low’ and low power means low deposition rates. One final point about applying power to a target. Once the appropriate power has been established for a given target/gun, never switch on and immediate increase power to that value! Always increase power slowly to its maximum value through a series of ramps and soaks. Sputter Gas Pressure Lowering the sputter gas pressure causes a modest increase in deposition rate by a two-fold mechanism: • Sputtered atoms leaving the target will undergo fewer thermalizing collisions.They are less likely to scatter ‘sideways’ and a larger percentage will continue to the substrate, slightly increasing the deposition rates • In power control mode, using either RF or DC power, the plasma- to-target voltage will increase slightly. Ions bombarding the target will, therefore, have a higher energy which slightly increases the sputter yield and consequently the sputter rate. One potential side-effect of lowering the gas pressure is a change in film uniformity. Whether it improves or worsens is typically not predictable because there are many factors involved. But one obvious aspect is a reduction in the number of thermalizing collisions.
  • 4. 9001:2008 Lesker On The Road Date Show City State/Country Booth Number June 27-29 ACNS Ottawa Canada – June 28-July 2 NANO 2010 Nanotechnology Conference Poznan Poland – June 28-30 WODIM 16th Workshop on Bratislava Slovakia – Dielectrics in Microelectrons June 30 IOP Perspectives on Materials London United Kingdom – and Technologies for Photovoltaics July 6-7 HIPIMS Sheffield UK – July 7-9 CONF IS-FOE (International Symposium on Halkidiki Greece – Flexible Organic Electronics) July 13 - 15 Semicon West 2010 San Francisco CA 2021 July 13 - 15 Intersolar N.A. San Francisco CA 8139 An adverse effect of lower gas pressure/higher plasma-to- target voltage combination is the greater likelihood of arcs occurring near the target. Increasing Target Size As a method of increasing deposition rate, this option is not easily implemented and is expensive since it requires a new sputter gun, sufficient room to install it in the chamber, and possibly a larger power supply. For a given power density (see Power & Power Density), the larger the target diameter the higher the sputter rate. The explanation is simple. A larger target diameter means a larger sputter trench area and, for a given power density, increased trench area means increased sputter rate. Number of Guns The majority of R&D deposition systems have more than one sputter gun installed. Typically, the user installs different target materials in each gun. However, putting the same target material on two or more guns and operating them simultaneously can double, triple, etc. the sputter rate and resulting deposition rate. The drawback is, many multi-gun systems were not built for co-deposition work and have just one power supply. Buying additional supplies for simultaneous operation may make this option expensive. Conclusion Yes, there are ways to increase deposition rates. Unfortunately the easy winding-up-the-power option, if misused, at best leaves your targets looking a little sad. At worst, your sputter gun splutters to a stop, water leaks into the chamber, or the power supply fries. No, I jest! At worst, all three happen simultaneously. As always, if you have questions or comments email techinfo@lesker.com and they will be forwarded to the author. Cerium oxide target bonded to copper backing plate but sputtered at a power that melted the indium bond and cracked the target Aluminum doped zinc oxide target given the ‘tough love’ treatment of inadequate cooling (at the 10:00 o’clock position) and excessive power 3” diameter Indium tin oxide target sputtered at 1000W (roughly 7x the maximum recommended power) 09-150 www.lesker.com