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Traceability
                                           & the MSC

                                           Patrick Caleo
                                           Manger Australia & New
                                           Zealand
                                           Patrick Caleo@msc.org


The best environmental choice in seafood                            www.msc.org
Outline

        Who is MSC?
        Why is traceability so important?
        MSC’s Chain of Custody standard
        Ensuring supply chain integrity




The best environmental choice in seafood             www.msc.org
MSC at a glance
   • International not-for-profit
     organisation set up in 1997
  • Technically a standard setting and
    ecolabelling body
  • Operates and manages two
    standards
     – Principles and Criteria for
       Sustainable Fishing
     – Traceability standard, Chain of
       Custody
                                                3
The best environmental choice in seafood   www.msc.org
What do we want?
          The world’s oceans teeming with life, and seafood supplies
          safeguarded for this and future generations


              How do we plan to get there?
          By using our ecolabel and fishery certification programme to
          contribute to the health of the world’s oceans
          • by recognising and rewarding sustainable fishing practices,
          • influencing the choices people make when buying seafood,
          • working with our partners to transform the seafood
            market to a sustainable basis.
                                                                         4
The best environmental choice in seafood                         www.msc.org
How the program works
   • Fisheries apply for certification on a voluntary
     basis;
   • Assessed against the MSC Standard by 3rd
     party independent certifiers;
   • Seafood from successfully certified fisheries
     that is maintain within certified supply chains,
     can then be marketed with MSC ecolabel;
   • MSC and its partners encourage businesses
     and consumers to choose MSC labelled
     products;
   • Leads to commercial advantages for certified
     fishers; and
                                                        Spencer Gulf king prawn fishery
   • Creates incentives for other fishers.

Thebest environmental choicechoice in seafood
The best environmental in seafood                                               www.msc.org
Certification by
                     independent third-party
                   Codes of good                              MSC Principles and Criteria
                     practice                                  for Sustainable Fishing
                                                                MSC Chain of Custody
       FAO
                                        set the                Standard for Traceability
                                      standards



          Accrediting          accredits          Certifier                    Fishery
          body (ASI)                                            certifies
                                                                            Fish processor,
                                                                            fish trader,
                                                                            supermarket,
                                                                            restaurant

                                                                                          6
The best environmental choice in seafood                                           www.msc.org
Fisheries in the program

                                                    Key figures:

                                                    282 fisheries engaged
                                                         • 163 certified
                                                         • 119 under assessment

                                                    Fisheries in program record annual
                                                    catches of close to 10 million metric
                                                    tonnes of seafood.

                                                    This represents over 11% of the
                                                    annual global harvest of wild
                                                    capture fisheries.


         50 fisheries certified in past 12 months
The best environmental choice in seafood                                    www.msc.org
15,000+ MSC labelled products
       Rest of world                                            2545
              Finland         271
              Canada                458
             Belgium             518
           Denmark                547

         Switzerland                  632
              Austria                     649
             Sweden                         842
               France                       847
       United States                            921
     United Kingdom                                   1124
         Netherlands                                     1348
           Germany                                                          4062

                        0     500          1000 1500 2000 2500 3000 3500 4000 4500

The best environmental choice in seafood                                     www.msc.org
Key Drivers
  For the supply chain
  • Show support for sustainable fishing
  • CSR and co-operation with NGOs
  • Enhance brand recognition and value
  • Risk management
  • Trust
  • Fulfil customer and market expectations
  • Secure business for the future


  For fisheries
  • Third party confirmation of good management
  • Access to new markets, protection of existing
    markets, achieving ‘preferred supplier’ status
  • Product differentiation in competitive global
    markets, improved traceability
  • Potential price premium
The best environmental choice in seafood
The best environmental choice in seafood             www.msc.org
Why is Chain of Custody (COC)
               so important?
     • A requirement for the on-product use of the
       MSC ecolabel
     • Assurance for consumers: - TRUST
     • Third party verification of traceability
     • Verifies on-product sustainability claims
     • One of MSC’s most important USPs (unique
       selling points)
     • Protects investment

The best environmental choice in seafood             www.msc.org
COC Certifications Over Time
        2500




        2000

                                                                      2000 CoC
                                                                     Certificates
        1500




        1000




         500




           0
           Feb-00   Feb-01   Feb-02   Feb-03   Feb-04   Feb-05   Feb-06   Feb-07   Feb-08   Feb-09   Feb-10   Feb-11   Feb-12




The best environmental choice in seafood                                                                                        www.msc.org
COC Standard
     Four principles:
     1. The organisation shall have a management
        system
     2. The organisation shall operate a traceability
        system
     3. There shall be no substitution of certified
        products with non-certified products
     4. There shall be a system to ensure all certified
        products are identified
The best environmental choice in seafood           www.msc.org
General principles of COC
     The certifier will visit your company to complete the
     audit, checking that your company and employees
     always:
     • Buy MSC certified seafood only from suppliers with a
       valid Chain of Custody certificate
     • Keep MSC certified seafood separate from non-
       certified seafood
     • Make sure MSC certified seafood is clearly identified
     • Keep track of deliveries, processing and sales of MSC
       certified seafood
     • Make sure the MSC ecolabel is only applied to MSC
       certified seafood.
                                                               13
The best environmental choice in seafood                 www.msc.org
Who needs COC?
                                             Certified fishery      


                                          Importer/wholesaler       


                                                Processor           




                                                                                              tamper proof product
                           Distributor                               Distributor     




                                                                                                Consumer-ready
Product will be
 manipulated




                  Certified 
                   retailer
                                          Certified                                  
                                                                 Non-certified retailer
                                         restaurant




The best environmental choice in seafood                                                  www.msc.org
Consumer ready tamper proof




The best environmental choice in seafood   www.msc.org
Key points - remember
       Each company that takes ownership is
        required to have certification – EVEN if
        they don’t take possession
       In most cases, processors need CoC. In all
        cases, they need an onsite audit
       Once product is packed into consumer
        ready, tamper proof packs, COC is no
        longer required


The best environmental choice in seafood           www.msc.org
How COC links to Fishery Certification
     • Fishery Certifier assesses risks to determine where
       Chain of Custody needs to starts
           For example…
                  a. At catch
                  b. Processing within the fishery
                  c. At landing (most cases)
     • Fishery Certifier determines the eligible vessels &
       points of landing that MSC certified can be bought
       from.

The best environmental choice in seafood                www.msc.org
Surveillance audits

     • CoC Certificate is valid for 3 years
     • Risk analysis to determine appropriate level of
       surveillance
        – Enhanced – 6 months
        – Normal – 12 months
        – Reduced – 10 to 18 months
     • Also unannounced

The best environmental choice in seafood
The best environmental choice in seafood         www.msc.org
MSC product integrity team
 • Witnessing audits
 • Training / answering questions
   from CABs/colleagues
 • Verifying and improving efficiency
   of programme (TASC projects):
    – Tracebacks
    – DNA testing
 • Managing issues in the Supply
   Chain
The best environmental choice in seafood    www.msc.org
For more information




                                           www.msc.org



The best environmental choice in seafood                 www.msc.org
Thank you




The best environmental choice in seafood   www.msc.org

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Traceability & the MSC

  • 1. Traceability & the MSC Patrick Caleo Manger Australia & New Zealand Patrick Caleo@msc.org The best environmental choice in seafood www.msc.org
  • 2. Outline  Who is MSC?  Why is traceability so important?  MSC’s Chain of Custody standard  Ensuring supply chain integrity The best environmental choice in seafood www.msc.org
  • 3. MSC at a glance • International not-for-profit organisation set up in 1997 • Technically a standard setting and ecolabelling body • Operates and manages two standards – Principles and Criteria for Sustainable Fishing – Traceability standard, Chain of Custody 3 The best environmental choice in seafood www.msc.org
  • 4. What do we want? The world’s oceans teeming with life, and seafood supplies safeguarded for this and future generations How do we plan to get there? By using our ecolabel and fishery certification programme to contribute to the health of the world’s oceans • by recognising and rewarding sustainable fishing practices, • influencing the choices people make when buying seafood, • working with our partners to transform the seafood market to a sustainable basis. 4 The best environmental choice in seafood www.msc.org
  • 5. How the program works • Fisheries apply for certification on a voluntary basis; • Assessed against the MSC Standard by 3rd party independent certifiers; • Seafood from successfully certified fisheries that is maintain within certified supply chains, can then be marketed with MSC ecolabel; • MSC and its partners encourage businesses and consumers to choose MSC labelled products; • Leads to commercial advantages for certified fishers; and Spencer Gulf king prawn fishery • Creates incentives for other fishers. Thebest environmental choicechoice in seafood The best environmental in seafood www.msc.org
  • 6. Certification by independent third-party Codes of good MSC Principles and Criteria practice for Sustainable Fishing MSC Chain of Custody FAO set the Standard for Traceability standards Accrediting accredits Certifier Fishery body (ASI) certifies Fish processor, fish trader, supermarket, restaurant 6 The best environmental choice in seafood www.msc.org
  • 7. Fisheries in the program Key figures: 282 fisheries engaged • 163 certified • 119 under assessment Fisheries in program record annual catches of close to 10 million metric tonnes of seafood. This represents over 11% of the annual global harvest of wild capture fisheries. 50 fisheries certified in past 12 months The best environmental choice in seafood www.msc.org
  • 8. 15,000+ MSC labelled products Rest of world 2545 Finland 271 Canada 458 Belgium 518 Denmark 547 Switzerland 632 Austria 649 Sweden 842 France 847 United States 921 United Kingdom 1124 Netherlands 1348 Germany 4062 0 500 1000 1500 2000 2500 3000 3500 4000 4500 The best environmental choice in seafood www.msc.org
  • 9. Key Drivers For the supply chain • Show support for sustainable fishing • CSR and co-operation with NGOs • Enhance brand recognition and value • Risk management • Trust • Fulfil customer and market expectations • Secure business for the future For fisheries • Third party confirmation of good management • Access to new markets, protection of existing markets, achieving ‘preferred supplier’ status • Product differentiation in competitive global markets, improved traceability • Potential price premium The best environmental choice in seafood The best environmental choice in seafood www.msc.org
  • 10. Why is Chain of Custody (COC) so important? • A requirement for the on-product use of the MSC ecolabel • Assurance for consumers: - TRUST • Third party verification of traceability • Verifies on-product sustainability claims • One of MSC’s most important USPs (unique selling points) • Protects investment The best environmental choice in seafood www.msc.org
  • 11. COC Certifications Over Time 2500 2000 2000 CoC Certificates 1500 1000 500 0 Feb-00 Feb-01 Feb-02 Feb-03 Feb-04 Feb-05 Feb-06 Feb-07 Feb-08 Feb-09 Feb-10 Feb-11 Feb-12 The best environmental choice in seafood www.msc.org
  • 12. COC Standard Four principles: 1. The organisation shall have a management system 2. The organisation shall operate a traceability system 3. There shall be no substitution of certified products with non-certified products 4. There shall be a system to ensure all certified products are identified The best environmental choice in seafood www.msc.org
  • 13. General principles of COC The certifier will visit your company to complete the audit, checking that your company and employees always: • Buy MSC certified seafood only from suppliers with a valid Chain of Custody certificate • Keep MSC certified seafood separate from non- certified seafood • Make sure MSC certified seafood is clearly identified • Keep track of deliveries, processing and sales of MSC certified seafood • Make sure the MSC ecolabel is only applied to MSC certified seafood. 13 The best environmental choice in seafood www.msc.org
  • 14. Who needs COC? Certified fishery  Importer/wholesaler  Processor  tamper proof product Distributor  Distributor   Consumer-ready Product will be manipulated Certified  retailer Certified   Non-certified retailer restaurant The best environmental choice in seafood www.msc.org
  • 15. Consumer ready tamper proof The best environmental choice in seafood www.msc.org
  • 16. Key points - remember  Each company that takes ownership is required to have certification – EVEN if they don’t take possession  In most cases, processors need CoC. In all cases, they need an onsite audit  Once product is packed into consumer ready, tamper proof packs, COC is no longer required The best environmental choice in seafood www.msc.org
  • 17. How COC links to Fishery Certification • Fishery Certifier assesses risks to determine where Chain of Custody needs to starts For example… a. At catch b. Processing within the fishery c. At landing (most cases) • Fishery Certifier determines the eligible vessels & points of landing that MSC certified can be bought from. The best environmental choice in seafood www.msc.org
  • 18. Surveillance audits • CoC Certificate is valid for 3 years • Risk analysis to determine appropriate level of surveillance – Enhanced – 6 months – Normal – 12 months – Reduced – 10 to 18 months • Also unannounced The best environmental choice in seafood The best environmental choice in seafood www.msc.org
  • 19. MSC product integrity team • Witnessing audits • Training / answering questions from CABs/colleagues • Verifying and improving efficiency of programme (TASC projects): – Tracebacks – DNA testing • Managing issues in the Supply Chain The best environmental choice in seafood www.msc.org
  • 20. For more information www.msc.org The best environmental choice in seafood www.msc.org
  • 21. Thank you The best environmental choice in seafood www.msc.org