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Project Name URL Goal License Model Comment 
Public Library of Science 
http://www.plos.org/ PLOS ONE aims to publish 
(PLoS) 
and make freely available 
academic papers to a 
global audience. PLOS 
ONE articles are 
completely free to access, 
and indexed by Google, 
PubMed, Scopus, Web of 
Science and many more - 
making them easy to find, 
read and cite. Every article 
published by PLOS ONE is 
thoroughly assessed by an 
Academic Editor and an 
average of 2 reviewers 
drawn from an expert 
global network. In 
addition, PLOS ONE 
upholds the highest 
international standards for 
research ethics, 
publication ethics, and 
scientific reporting. 
PLOS applies the Creative 
Commons Attribution (CC 
BY) license to all works we 
publish (read the human-readable 
summary or the 
full license legal code). 
Under the CC BY license, 
authors retain ownership 
of the copyright for their 
article, but authors allow 
anyone to download, 
reuse, reprint, modify, 
distribute, and/or copy 
articles in PLOS journals, 
so long as the original 
authors and source are 
cited. No permission is 
required from the authors 
or the publishers. 
To provide Open Access, 
PLOS uses a business 
model to offset 
expenses—including those 
of peer review 
management, journal 
production and online 
hosting and archiving—by 
charging a publication fee 
to the authors, institutions 
or funders for each article 
published. Publication fees 
vary by journal and are 
payable for articles upon 
acceptance. PLOS believes 
that lack of funds should 
not be a barrier to Open 
Access publication. Since 
its inception, PLOS has 
provided individual fee 
support and institutional 
fee support programs. The 
current offering includes: 
PLOS Global Participation 
Initiative (Low- and 
Middle-Income Country 
Assistance). Authors' 
research which is funded 
primarily (50% or more of 
the work contained within 
the article) by an 
institution or organization 
from eligible low- and 
middle-income countries 
will receive partial (group 
2 countries) or full (group 
1 countries) fee funding 
Public Library of Science 
(PLoS) is often held up as 
an example of the suc-cess 
of this model. It can 
afford to be a quick turn 
around, high impact 
publication. It is strongly 
subsidized by US Federal 
Government and other 
grants not available to 
small niche scientific 
publishers. They don't 
really give anything away 
that hasn’t been paid for 
by some other means. 
source: 
http://www.wildlifediseas 
e.org/wda/Portals/0/Janu 
ary2012Newsletter.pdf 
Flexible (subsidiaries) models for funding open access journal publishing 
1
Flexible (subsidiaries) models for funding open access journal publishing 
Project Name URL Goal License Model Comment 
paid by the PLOS Global 
Participation Initiative 
(GPI). Group 2 PLOS GPI 
country authors who need 
to request additional 
support should apply for 
PLOS Publication Fee 
Assistance instead of the 
PLOS GPI. 
PLOS Publication Fee 
Assistance (PFA) is 
intended for authors who 
demonstrate financial 
need. Information about 
an applicant's application 
status for fee assistance 
will not be disclosed to 
journal editors or 
reviewers. PLOS 
publication decisions will 
continue to be based 
solely on editorial criteria. 
PLOS Institutional Fee 
Support Program: PLOS 
currently offers an 
institutional program to 
support Open Access 
scientific publishing. 
Participating institutions 
have arrangements with 
PLOS to administer 
payment for full 
publication fees for their 
institutions' authors. To be 
eligible, authors must be a 
corresponding author 
affiliated with the 
2
Flexible (subsidiaries) models for funding open access journal publishing 
Project Name URL Goal License Model Comment 
institution or agency in the 
Institutional Account 
Program (fully paid or 
restricted). (Special note 
to UK authors — certain 
institutions will restrict 
payment to cover for 
Wellcome Trust and RCUK 
research grant recipients 
only.) Authors who need 
to request additional 
support should apply for 
PLOS PFA. 
Additional External Funds: 
Authors may also be 
eligible for direct funding 
from their institution or 
funder, which may be 
different from the PLOS 
Institutional program. See 
additional Open Access 
funds for examples. 
Payment is due when 
PLOS accepts the article 
for publication (PLOS ONE 
$1,350 USD) 
http://www.plos.org/publi 
cations/publication-fees/ 
3
Project Name URL Goal License Model Comment 
Ubiquity Press http://www.ubiquitypress. 
com/site/about/ 
Ubiquity Press is an open 
access publisher of peer-reviewed, 
academic 
journals. Their flexible 
publishing model makes 
journals and books 
affordable, and enables 
researchers around the 
world to find and access 
the information they 
need, without barriers. 
All Ubiquity Press content 
is released under open 
licenses from Creative 
Commons. They believe 
that only CC BY meets the 
requirements for true 
open access for books and 
journals, and strongly 
prefer CC0 for open 
research data. They 
support the Budapest 
Open Access Initiative, as 
well as the Panton 
Principles, which state 
that "for science to 
effectively function, and 
for society to reap the full 
benefits from scientific 
endeavours, it is crucial 
that science data be made 
open." 
All content published by 
Ubiquity Press is made 
freely available online. The 
costs of publication - 
including peer review, 
production, and archiving - 
are paid for by article 
processing charges (APCs). 
In general it is expected 
that the cost of 
publication to be covered 
by an author’s institution 
or funder, but where 
appropriate they waive or 
reduce APCs to ensure 
cost is not a barrier to 
publication. 
Ubiquity Press works with 
Open Access Key (OAK) to 
administer the APC. On 
publication of the article, 
OAK emails the author to 
request payment; if the 
author is from an 
institution with which OAK 
already has a relationship, 
then OAK will contact the 
institution fund manager 
in the first instance, and 
the author may not be 
involved in the payment 
process. [The Open Access 
Key is a new financial 
platform to manage, 
consolidate and process 
publication fees incurred 
in Open Access Publishing. 
Ubiquity Press 
(@ubiquitypress), a small 
new London-based digital 
publisher of peer 
reviewed, open-access 
academic journals. Unlike 
many traditional 
publishers, Ubiquity only 
takes payment for the 
service of publication, 
rather than taking over 
the rights to research and 
then selling access to it. 
We publish 100% open 
access and charge low, 
optional APCs (article 
processing charges) that 
are therefore no 
impediment. We also form 
partnerships to support 
smaller presses, especially 
those in developing 
countries, to ensure that 
there are avenues to 
publishing for researchers 
there. We do have article 
processing charges (APCs), 
but we don’t expect 
authors to have to pay 
these in most 
circumstances, as these 
should be picked up by 
their funders or 
institutions. This is 
essentially the same for 
both books and journals. 
The developing country 
Flexible (subsidiaries) models for funding open access journal publishing 
4
Project Name URL Goal License Model Comment 
It has been designed to 
reduce time, effort and 
expenditure and to 
connect individual authors 
to their universities, 
researcher funders and 
learned societies. The 
platform aims to engage, 
advice and guidance from 
all participants in OA 
Publishing. 
Source:openaccesskey.co 
m] 
and student journals we 
publish have no 
APCshttp://chronicle.com/ 
blogs/profhacker/ubiquity 
/43312 
Flexible (subsidiaries) models for funding open access journal publishing 
5
Project Name URL Goal License Model Comment 
PeerJ https://peerj.com PeerJ considers 
submissions of Research 
Articles in the Biological 
and Medical Sciences. 
PeerJ provides academics 
with two Open Access 
publication venues: PeerJ 
(a peer-reviewed 
academic journal) and 
PeerJ PrePrints (a 'pre-print 
server'). 
PeerJ publish all content 
under the prevailing CC-BY 
licence (currently 4.0). 
This is the same license 
used by other major Open 
Access publishers (such as 
PLoS or BioMedCentral, 
for example). Anyone who 
re-uses the published 
content must attribute the 
author(s) and the original 
source, but otherwise they 
are free to re-use it as 
they see fit. This license 
meets all definitions of 
‘true’ Open Access, and 
complies with any 
institutional or funder OA 
mandates that may exist. 
In PeerJ authors can pay 
for themselves, a few, or 
all of the co-authors in a 
single payment (once they 
have submitted their 
manuscript). Plans 
purchased through this 
form can only be applied 
to authors with an 
accepted manuscript if the 
purchase occurred before 
that paper was accepted. 
Authors who choose to 
pay for a publishing plan 
at submission get the 
cheapest rates, authors 
can choose to submit for 
'free' and pay only once 
accepted - in that instance 
their publication rates are 
slightly higher. The PeerJ 
base model is for authors 
to get a publishing plan on 
or before submission. 
PeerJ also allow people to 
submit for free. However, 
in that instance they need 
to pay after final 
acceptance and before 
final publication. If an 
author pay for a publishing 
plan at time of submission 
then you get the cheapest 
rates available (for 
example, $99 for the Basic 
plan), but if the author 
choose to submit for free 
It's easy to forget that 
technological revolutions 
also demand business 
model revolutions. I was 
really struck by PeerJ's 
business model, which 
seems to have a deep 
insight into the real 
motivations of 
researchers, and could 
provide a truly new 
approach to science 
publishing. One example 
of an altered model is the 
“author membership” 
model, perhaps most 
prominently exemplified 
by the new journal PeerJ. 
Under the “author 
membership” model, the 
author pays a fee to be a 
member of the journal, 
and that fee gives the 
member publishing 
privileges. In the case of 
PeerJ, there are levels of 
membership that allow for 
one, two, or unlimited 
publications per year, 
depending on the level of 
membership that is paid. 
Under this model, the fee 
for membership is lower 
than many APCs, and, 
once paid, there is no 
further monetary cost to 
publish. The only further 
Flexible (subsidiaries) models for funding open access journal publishing 
6
Project Name URL Goal License Model Comment 
and pay only upon 
acceptance then s/he will 
pay an additional 
premium of $40. If the 
paper gets rejected the 
author can get a refund of 
80% of whatever was paid. 
(Basic at $99; Enhanced at 
$199; Unlimited at $299). 
PeerJ offer a no questions 
asked fee waiver, on 
request, to anyone from 
countries that are 
classified by the World 
Bank as Low-income 
economies. The waiver 
simply applies to the 
publication in question, 
and is not a waiver for a 
full publishing plan. PeerJ 
only allow one waiver per 
person per year. Many 
estimates put the average 
cost of an article in a 
subscription-based journal 
at $5,333 ($US). And the 
most popular Open Access 
journals still charge more 
than $1,300 per article. 
One way or another these 
costs come out of money 
that could be going to 
research. 
obligation on the author is 
to commit to commenting 
on or peer reviewing the 
submissions of other 
authors. 
[http://crln.acrl.org/conte 
nt/75/5/240] 
Flexible (subsidiaries) models for funding open access journal publishing 
7
Project Name URL Goal License Model Comment 
Open Library of Humanitie https://www.openlibhums A peer-reviewed open 
access, internationally 
supported, academic led 
and high quality mega-journal, 
multi-journal, 
overlay-journal & books 
platform for the 
humanities.It provides a 
huge online repository of 
peer-reviewed articles 
that shows off the best in 
research from around the 
world in a way that’s fully 
and publicly accessible. 
The Open Library of 
Humanities aims to 
provide a platform for 
Open Access publishing 
that is: Reputable and 
respected through 
rigorous peer review; 
Sustainable; Digitally 
preserved and safely 
archived in perpetuity; 
Non-profit; Open in both 
monetary and permission 
terms; Non-discriminatory 
to authors (collectively 
funded through a Library 
Partnership Subsidies 
model); Technically 
innovative in response to 
the needs of scholars and 
librarians. 
Everything published in 
the OLH and its journals is 
free for the reader to 
access. All material is to be 
licensed under a Creative 
Commons license of the 
author's choosing. 
OLH is based on a subsidy 
model that is piloting 
costings, labour needs, 
infrastructure 
requirements and 
potential revenue 
streams. It is non-profit 
and open in both 
monetary and permission 
terms. It gives free access 
under a creative commons 
licence and sets out to 
provide a resource for 
scholars and librarians to 
digitally preserve and 
archive work permanently 
and for everyone. It 
launched a campaign 
asking scholars to Pledge 
to Publish a paper with 
OLH within its first year. 
Scholars who so pledge 
and don’t have 
institutional support will 
have any fees, yet to be 
determined, waived. The 
OLH model of 
sustainability takes its cue 
from the previously 
successful efforts of the 
Public Library of Science (a 
non-profit organization 
dedicated to publishing 
excellent, thoroughly peer 
reviewed scientific 
research under Open 
Access conditions at a 
A forthcoming peer-reviewed 
open access, 
internationally supported, 
academic led and high 
quality mega-journal, 
multi-journal, overlay-journal 
& books platform 
for the humanities. 
Flexible (subsidiaries) models for funding open access journal publishing 
8
Flexible (subsidiaries) models for funding open access journal publishing 
Project Name URL Goal License Model Comment 
financially fair rate). 
Article Processing Charge-funded 
Open Access 
mega-journal (no 
disciplinary bounds, no 
subject categorisation but 
peer review is still 
performed by disciplinary 
specialists), non-profit 
entity that works only to 
sustain itself. In the case 
of an author being unable 
to pay, PLOS waive their 
charges. 
As known, the majority of 
research in the humanities 
remains unfunded except 
through institutional time. 
For this reason, Article 
Processing Charges are 
not a palatable option for 
these disciplines. OLH 
propose instead a model 
of Library Partnership 
Subsidies to collectively 
fund the venue and its 
array of overlay 
journals.The current level 
of Article Processing 
Charges makes gold OA 
publishing unaffordable 
for the majority of 
unfunded humanities 
scholars. The OLH aims 
instead to implement a 
9
Flexible (subsidiaries) models for funding open access journal publishing 
Project Name URL Goal License Model Comment 
collaborative, or 
collective, funding model 
for gold open access in the 
humanities. When many 
libraries band together, it 
becomes possible to 
support large-scale open 
access infrastructures at a 
far cheaper rate when 
compared with closed 
access subscription 
mechanisms and direct 
article processing charges. 
OLH proposed a Library 
Partnership Subsidy (LPS). 
The economies of scale 
that are achieved can be 
staggering. To fund an 
operation publishing 250 
articles and 12 books in 
partnership with 
reputable presses per 
year, we need a banded 
average of just $700 from 
500 libraries. If 1000 
libraries participated, this 
cost is lowered to $350. 
On the $700 rate that's a 
cost to each library of 
$2.80 per article. 
This becomes cheaper 
with every library that 
joins. In this way there will 
be no Article Processing 
Charges for authors. This 
is the way to end the 
10
Flexible (subsidiaries) models for funding open access journal publishing 
Project Name URL Goal License Model Comment 
serials crisis, not by 
transitioning to a straight 
supply-side rate at the 
cost levied by many 
commercial publishers. 
The official launch is 
expected for early 2015. 
[https://www.openlibhum 
s.org/wp-content/ 
uploads/LPS.pdf] 
11
Flexible (subsidiaries) models for funding open access journal publishing 
Project Name URL Goal License Model Comment 
http://www.co-action.net Co-Action Publishing is an iCo-Action Publishing is an 
Co-Action Publishing 
Open Access scholarly 
publisher. All content 
published by Co-Action 
Publishing is made freely 
accessible immediately 
upon publication, without 
restriction, under licenses 
that provide for liberal re-use. 
Authors contributing 
to Co-Action Publishing 
titles agree to publish 
their articles either under 
the Creative Commons 
Attribution- 
NonCommercial 3.0 
Unported license (CCNC), 
or the Creative Commons 
Attribution license (CCBY). 
According to both, authors 
agree to allow third 
parties to share their work 
(copy, distribute, transmit) 
and to adapt it, under the 
condition that the authors 
are given credit, and that 
in the event of reuse or 
distribution, the terms of 
this license are made 
clear. In the case of the 
CCNC, re-use excludes 
commercial use in the 
case of reprints or 
permission to reproduce 
an article in a publication 
intended for commercial 
sales. Authors retain 
Co-Action Publishing 
offers publishing services 
for supplements as well as 
for other types of 
monographs (e.g. 
festschrift, dissertations, 
conference or meeting 
proceedings, etc.). 
Following their Open 
Access policy, the author's 
publication will be 
published in an Open 
Access online edition for 
the widest possible 
dissemination under the 
same license as the 
journal it is published in. A 
paper edition of the 
author's publication can 
also be produced at a low 
price, to be delivered to a 
specified location or event 
accordingly. The pproject 
funded by the Swedish 
Royal Library to develop a 
best practices guide to 
open access journal 
publishing. 
For commercially-sponsored 
publications, 
both published and 
electronic advertising 
spaces are available. Co- 
Action Publishing 
cooperate with sponsors 
to meet their particular 
12
Flexible (subsidiaries) models for funding open access journal publishing 
Project Name URL Goal License Model Comment 
copyright of their work, 
with first publication 
rights granted to Co- 
Action Publishing. In the 
case of the CCNC license, 
authors are required to 
transfer copyrights 
associated with 
commercial use to the 
Publisher. Co-Action 
Publishing strongly 
encourages authors to 
post the final version of 
their articles in all relevant 
repositories, to relevant 
websites and to share with 
colleagues. 
promotion requests. 
Books and some journal 
articles in the Co-Action 
Publishing portfolio are 
published under the 
Creative Commons 
Attribution- 
NonCommercial 3.0 
Unported license. 
Commercial rights to 
published work are 
exercised by Co-Action 
Publishing. 
In addition to selling 
reprints of single articles 
Co-Action Publishing is 
happy to create a tailor-made 
package of reprints 
if the author is interested, 
combining articles from 
several journals (and/or 
chapters from books) 
within a certain area or 
speciality. Co-Action 
Publishing recognizes 
electronic display 
advertising revenue as a 
legitimate source of 
financial support for 
publications. Co-Action 
Publishing abide by the 
following guidelines when 
approving advertising: 
No advertiser may 
influence or attempt to 
influence editorial 
13
Flexible (subsidiaries) models for funding open access journal publishing 
Project Name URL Goal License Model Comment 
decisions. 
Advertisements shall 
contain no references to 
specific pharmaceutical 
products or medical 
devices but may refer to 
company philosophy or 
community message. 
Advertisements shall be 
placed on general 
information pages for a 
journal, and not in 
conjunction with 
individual published 
articles. 
Advertising opportunities 
and their administration 
are handled solely by Co- 
Action Publishing. 
All advertisers agree to 
abide by all applicable 
laws and relevant ethical 
standards. 
Co-Action Publishing 
reserves the right to 
refuse advertising from 
any business or 
organization. 
14
Flexible (subsidiaries) models for funding open access journal publishing 
Project Name URL Goal License Model Comment 
African Journals OnLine (A http://www.ajol.info/ African Journals OnLine 
(AJOL) is an online service 
to provide access to 
African-published 
research, and increase 
worldwide knowledge of 
indigenous scholarship. 
AJOL is a Non Profit 
Organisation based in 
South Africa. AJOL is the 
world's largest online 
collection of African-published, 
peer-reviewed 
scholarly journals. AJOL's 
Vision is for African 
learning to be translated 
into African development. 
AJOL's Mission: to increase 
online visibility, access and 
use of African-published 
research output in support 
of quality African research 
and higher education. 
AJOL provides free hosting 
for over 400 peer-reviewed 
journals from 30 
African countries, using 
the internet and open 
source software. AJOL's 
partner journals cover the 
full range of academic 
disciplines with 
particularly strong 
sections on health and 
agriculture. 
Open Access (OA), defined 
most simply, means free 
full text online. There are 
over 130 Open Access 
journals hosted on the 
AJOL websit. This (OA) 
symbol is found next to all 
the ‘Open Access’ (OA) 
titles indexed on AJOL. 
Open Access means the 
articles do not have a 
charge on them and are 
therefore free for anyone 
to download. The full-texts 
of these articles are 
available on either the 
AJOL website or the 
journal’s own website. 
Please note that open 
access does not mean it 
has no copyright. 
AJOL allows for free access 
to thousands of article 
abstracts, and offers a 
progressively charged 
article download service 
for researchers and 
librarians to access full 
text of individual articles. 
Libraries may open a pre-paid 
article download 
account with AJOL. This 
makes it easier for 
students and staff to get 
full text from the AJOL 
subscription-based 
journals - open access 
journals have full text 
online for free. Access to 
individual articles via AJOL 
pre-paid accounts is 
through a password or by 
our software 
automatically picking up IP 
range, at the choice of the 
institution. All rates are 
discounted and depend on 
the number of articles 
requested. Low Income 
Country Educational 
Institution Libraries: Quota 
of a maximum of 12 free 
articles per month. If that 
is routinely reached, the 
library is encouraged to 
purchase a pre-paid 
bundle at Lower Middle 
Income Country rates to 
15
Flexible (subsidiaries) models for funding open access journal publishing 
Project Name URL Goal License Model Comment 
augment the quota. Lower 
Middle Income Country 
$1,875 ($7.50 per article) 
and a High Income 
Country: $6,000 for 250 
articles ($24.00 per 
article*). There is no time 
restriction. Over half the 
income from article 
downloads is returned to 
the originating journals, 
and the remainder is used 
as partial cost-recovery by 
AJOL to allow the service 
to continue. 
16
Project Name URL Goal License Model Comment 
SCOAP3 consortium http://scoap3.org/ The SCOAP3 aims to reach 
consensus among all 
stakeholders on a new 
model for publishing in 
high-energy physics, and 
establish market 
equilibrium. The 
institution-specific return 
on investment in SCOAP3 
is expected to be the 
containment of costs 
required to access HEP 
literature, along with: 
A transparent view of the 
costs of peer-review, 
editing, and article 
dissemination. 
An opportunity to contain 
the costs of HEP 
publishing. 
A more complete 
electronic information 
environment to support 
the needs of HEP research 
and beyond. 
A closer relationship with 
the worldwide research 
community to effect 
positive change in 
scholarly publishing. 
A demonstration of how 
international cooperation 
can support the 
advancement of 
sustainable Open Access 
to research. 
Concrete data on the 
Articles are Open Access, 
the copyright stays with 
the authors, permissive 
CC-BY license allow text-and 
data-mining 
applications. This 
automatically addresses 
funding-agencies or 
universities Open Access 
mandates. At no cost for 
authors. Articles are Open 
Access, the copyright stays 
with the authors, 
permissive CC-BY license 
allow text- and data-mining 
applications. 
SCOAP3 is a one-of-its-kind 
partnership of 
thousands of libraries and 
key funding agencies and 
research centers in three 
dozen countries. Working 
with leading publishers, 
SCOAP3 has converted key 
journals in the field of 
High-Energy Physics to 
Open Access at no cost for 
authors. SCOAP3 is 
centrally paying publishers 
for the costs involved in 
providing Open Access, 
publishers in turn reduce 
subscription fees to all 
their customers, who can 
contribute to SCOAP3. 
Each country participate in 
a way commensurate to 
its scientific output in this 
field. SCOAP3, the 
Sponsoring Consortium for 
Open Access in Particle 
Physics Publishing, 
proposes an innovative 
economic model to 
achieve Open Access to 
peer-reviewed literature 
in high-energy physics 
(HEP). The model seeks to, 
(using current funding 
levels as a starting point), 
redirect subscription 
expenditures to ensure 
open access and work to 
The most successful and 
well-known of this model 
is the SCOAP3 consortium 
in which most of the major 
journals in a specific field 
(in this case, high-energy 
physics) participate in OA 
publishing. Under the 
terms of the SCOAP3 
consortium agreement, 
the participating journals 
agreed to begin publishing 
all articles OA, and, in 
turn, all of the 
subscription costs are 
prorated for consortial 
members. The authors 
bear no cost of the 
funding. 
Flexible (subsidiaries) models for funding open access journal publishing 
17
Flexible (subsidiaries) models for funding open access journal publishing 
Project Name URL Goal License Model Comment 
viability of a unique Open 
Access publishing model 
that can inform the 
evolution of future 
potential models. 
The opportunity to 
automatically populate 
digital repositories with 
Open Access peer-reviewed 
material, or 
create local archives of all 
SCOAP3 material. 
SCOAP3creates a viable 
alternative to the status 
quo in scholarly publishing 
for one entire discipline. 
contain costs - and in 
doing so, achieve more 
value than is possible 
within a subscription-based 
system. 
The SCOAP3 model is the 
product of extensive 
consultation with all 
stakeholders in scholarly 
communication -- authors, 
funding agencies, libraries 
and publishers -- 
spearheaded by the 
scientists and librarians at 
CERN, the center of the 
high-energy physics 
community in Geneva, 
which has been a leading 
example of the unifying 
power of international 
collaboration in science. 
CERN aims to transfer 
HEP’s successful model for 
consensus-building and 
cooperation to the 
scholarly communication 
arena. Open Access is a 
priority for the HEP 
community. SCOAP3 
proposes to create an 
international consortium 
of libraries and funding 
agencies that will centrally 
contract with publishers 
for the services of 
administering peer-review, 
editing, and Open- 
18
Flexible (subsidiaries) models for funding open access journal publishing 
Project Name URL Goal License Model Comment 
Access article 
dissemination. An open 
tender or “bidding” 
process will invite 
publishers of HEP journals, 
not-for-profit and 
commercial alike, to 
compete to provide these 
services. This will replace 
the current disaggregated 
process, in which libraries 
negotiate the cost of 
access separately – 
putting libraries back at 
the center of scholarly 
communication. 
The tendering process is 
an established practice in 
the HEP community, as it 
is in other large-scale 
publicly funded industrial 
procurements. It is guided 
by the principles of 
competition and will work 
to link price with quality 
and volume. These 
variables are not explicitly 
(or transparently) linked in 
today’s scholarly 
communication market. 
The SCOAP3 initiative 
relies on Expressions of 
Interest from the 
worldwide library 
community to advance to 
the next step. Once a 
critical mass of interest 
19
Flexible (subsidiaries) models for funding open access journal publishing 
Project Name URL Goal License Model Comment 
from the international 
community is established, 
a governing board will be 
formed to represent the 
interests of all 
participants. CERN will 
provide the legal and 
purchasing infrastructure 
required to administer the 
tendering process. The 
governing board will invite 
and assess bids from the 
publishers and adjudicate 
contracts, ensuring that 
the requirements and 
interests of member 
libraries are met. Partner 
libraries and consortia will 
only formalize their 
commitment to the 
consortium through a 
Memorandum of 
Understanding once bids 
have been reviewed and 
accepted by the governing 
board. 
20
Project Name URL Goal License Model Comment 
eLife http://elifesciences.org eLife Sciences is a unique, 
non-profit collaboration 
between the funders and 
practitioners of research 
to improve the way 
important results are 
presented and shared. The 
open-access eLife journal 
is the first step in this 
initiative to make science 
publishing more 
effectively benefit science 
and scientists. 
License to Use Journal 
Articles and Related 
Content: Unless otherwise 
indicated, the articles and 
journal content published 
by eLife on the eLife Sites 
are licensed under a 
Creative Commons 
Attribution license (also 
known as a CC-BY license). 
This means that you are 
free to use, reproduce and 
distribute the articles and 
related content (unless 
otherwise noted), for 
commercial and 
noncommercial purposes, 
subject to citation of the 
original source in 
accordance with the CC-BY 
license. 
eLife is a peer-reviewed 
open access scientific 
journal for the biomedical 
and life sciences. It was 
sponsored by the Howard 
Hughes Medical Institute, 
Max Planck Society, and 
Wellcome Trust following 
a workshop held in 2010 
at the Janelia Farm 
Research Campus. It was 
established at the end of 
2012 and made its initial 
articles available by 
posting them on PubMed 
Central. The founders – 
the Howard Hughes 
Medical Institute, the Max 
Planck Society, and the 
Wellcome Trust – 
continue their generous 
support of eLife as an 
initiative to lead change in 
the way scientific results 
are selected, presented, 
and shared. 
Charging authors APCs is 
not the only business 
model employed by OA 
publishers. In recent years, 
some new models have 
emerged for generating 
income to cover the costs 
of producing a journal. 
The journal eLife is an 
example of funding 
agencies moving beyond 
support of existing 
journals and setting up 
their own OA publication. 
eLife publication funds are 
currently covered by the 
funding agencies, the 
journal may implement 
APCs as part of a broader 
sustainability plan in the 
future. 
Flexible (subsidiaries) models for funding open access journal publishing 
21
Project Name URL Goal License Model Comment 
F1000Research http://f1000.com/ F1000Research is an open 
access scientific journal 
covering the life sciences. 
An innovative open 
science journal offering 
rapid publication and 
open peer review. 
F1000Research is a 
completely original Open 
Science journal for life 
scientists. It offers rapid 
open access publication, 
where articles are 
published first and peer 
reviewed after publication 
by invited referees. The 
peer reviewer names and 
comments are visible on 
the site as well as full data 
deposition and sharing. 
F1000Research accepts all 
scientifically sound 
articles, ranging from 
single findings, case 
reports, protocols, 
replications, and null or 
negative results to more 
traditional research 
articles and reviews. As 
part of its open science 
model, the data behind 
each article are also 
published and are 
downloadable. 
F1000Research publishes 
multiple article types 
including traditional 
The Licenses that Apply to 
Articles, Data and Referee 
Reports: F1000Research 
articles are usually 
published under a CC BY 
license, which permits 
unrestricted use, 
distribution, and 
reproduction in any 
medium, provided the 
original work is properly 
cited, and leaves the 
copyright of the article 
with the current copyright 
holder (usually the author 
or his/her institution). 
Additional waivers are 
used for some 
governmental employees, 
as appropriate. As the 
specific version of the CC 
BY license applied to 
articles may change due to 
periodic updates, the 
copyright information for 
each article is shown 
below the abstract. Data 
associated with 
F1000Research articles are 
made available, where 
possible, under the terms 
of a Creative Commons 
Public Domain Dedication 
(CC0 license). This 
facilitates and encourages 
data re-use and helps 
prevent the problems of 
The online publication 
F1000 Research requires 
submitters to pay an APC 
for publication, but for 
those who are members 
of F1000 or are 
participating peer 
referees, a heavily 
discounted APC is charged 
upon publication. The 
incentive to cash-strapped 
authors, then, is to 
participate in a community 
hosted by a publishing 
entity in exchange for a 
reduced charge for OA 
publication. Below are the 
Article Processing Charges 
(APCs) for F1000Research. 
Research Articles; Method 
Articles; Study Protocols; 
Reviews; Systematic 
Reviews (US $1000) 
Clinical Practice Articles; 
Software Tools; 
Observation Articles; 
Opinion Articles; Research 
Notes US ($500) Data 
Notes, Case Reports; 
Correspondence (US $250) 
The incentive to cash-strapped 
authors, then, is 
to participate in a 
community hosted by a 
publishing entity in 
exchange for a reduced 
charge for OA publication. 
The journal has been 
criticized for unclear peer-review 
standards in 
relation to its inclusion in 
PubMed, but has since 
clarified how articles are 
indexed in the PubMed 
and PubMed Central 
databases. 
Flexible (subsidiaries) models for funding open access journal publishing 
22
Flexible (subsidiaries) models for funding open access journal publishing 
Project Name URL Goal License Model Comment 
research articles, single 
findings, case reports, 
protocols, replications, 
and null or negative 
results. 
attribution stacking when 
combining multiple 
datasets each authored by 
multiple authors that use 
multiple different licences. 
By Cristóbal Cobo, phd (Oxford Internet Institute) v.01 November 2014 CC-BY 
23

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Flexible (subsidiaries) models for funding open access in journal publishing

  • 1. Project Name URL Goal License Model Comment Public Library of Science http://www.plos.org/ PLOS ONE aims to publish (PLoS) and make freely available academic papers to a global audience. PLOS ONE articles are completely free to access, and indexed by Google, PubMed, Scopus, Web of Science and many more - making them easy to find, read and cite. Every article published by PLOS ONE is thoroughly assessed by an Academic Editor and an average of 2 reviewers drawn from an expert global network. In addition, PLOS ONE upholds the highest international standards for research ethics, publication ethics, and scientific reporting. PLOS applies the Creative Commons Attribution (CC BY) license to all works we publish (read the human-readable summary or the full license legal code). Under the CC BY license, authors retain ownership of the copyright for their article, but authors allow anyone to download, reuse, reprint, modify, distribute, and/or copy articles in PLOS journals, so long as the original authors and source are cited. No permission is required from the authors or the publishers. To provide Open Access, PLOS uses a business model to offset expenses—including those of peer review management, journal production and online hosting and archiving—by charging a publication fee to the authors, institutions or funders for each article published. Publication fees vary by journal and are payable for articles upon acceptance. PLOS believes that lack of funds should not be a barrier to Open Access publication. Since its inception, PLOS has provided individual fee support and institutional fee support programs. The current offering includes: PLOS Global Participation Initiative (Low- and Middle-Income Country Assistance). Authors' research which is funded primarily (50% or more of the work contained within the article) by an institution or organization from eligible low- and middle-income countries will receive partial (group 2 countries) or full (group 1 countries) fee funding Public Library of Science (PLoS) is often held up as an example of the suc-cess of this model. It can afford to be a quick turn around, high impact publication. It is strongly subsidized by US Federal Government and other grants not available to small niche scientific publishers. They don't really give anything away that hasn’t been paid for by some other means. source: http://www.wildlifediseas e.org/wda/Portals/0/Janu ary2012Newsletter.pdf Flexible (subsidiaries) models for funding open access journal publishing 1
  • 2. Flexible (subsidiaries) models for funding open access journal publishing Project Name URL Goal License Model Comment paid by the PLOS Global Participation Initiative (GPI). Group 2 PLOS GPI country authors who need to request additional support should apply for PLOS Publication Fee Assistance instead of the PLOS GPI. PLOS Publication Fee Assistance (PFA) is intended for authors who demonstrate financial need. Information about an applicant's application status for fee assistance will not be disclosed to journal editors or reviewers. PLOS publication decisions will continue to be based solely on editorial criteria. PLOS Institutional Fee Support Program: PLOS currently offers an institutional program to support Open Access scientific publishing. Participating institutions have arrangements with PLOS to administer payment for full publication fees for their institutions' authors. To be eligible, authors must be a corresponding author affiliated with the 2
  • 3. Flexible (subsidiaries) models for funding open access journal publishing Project Name URL Goal License Model Comment institution or agency in the Institutional Account Program (fully paid or restricted). (Special note to UK authors — certain institutions will restrict payment to cover for Wellcome Trust and RCUK research grant recipients only.) Authors who need to request additional support should apply for PLOS PFA. Additional External Funds: Authors may also be eligible for direct funding from their institution or funder, which may be different from the PLOS Institutional program. See additional Open Access funds for examples. Payment is due when PLOS accepts the article for publication (PLOS ONE $1,350 USD) http://www.plos.org/publi cations/publication-fees/ 3
  • 4. Project Name URL Goal License Model Comment Ubiquity Press http://www.ubiquitypress. com/site/about/ Ubiquity Press is an open access publisher of peer-reviewed, academic journals. Their flexible publishing model makes journals and books affordable, and enables researchers around the world to find and access the information they need, without barriers. All Ubiquity Press content is released under open licenses from Creative Commons. They believe that only CC BY meets the requirements for true open access for books and journals, and strongly prefer CC0 for open research data. They support the Budapest Open Access Initiative, as well as the Panton Principles, which state that "for science to effectively function, and for society to reap the full benefits from scientific endeavours, it is crucial that science data be made open." All content published by Ubiquity Press is made freely available online. The costs of publication - including peer review, production, and archiving - are paid for by article processing charges (APCs). In general it is expected that the cost of publication to be covered by an author’s institution or funder, but where appropriate they waive or reduce APCs to ensure cost is not a barrier to publication. Ubiquity Press works with Open Access Key (OAK) to administer the APC. On publication of the article, OAK emails the author to request payment; if the author is from an institution with which OAK already has a relationship, then OAK will contact the institution fund manager in the first instance, and the author may not be involved in the payment process. [The Open Access Key is a new financial platform to manage, consolidate and process publication fees incurred in Open Access Publishing. Ubiquity Press (@ubiquitypress), a small new London-based digital publisher of peer reviewed, open-access academic journals. Unlike many traditional publishers, Ubiquity only takes payment for the service of publication, rather than taking over the rights to research and then selling access to it. We publish 100% open access and charge low, optional APCs (article processing charges) that are therefore no impediment. We also form partnerships to support smaller presses, especially those in developing countries, to ensure that there are avenues to publishing for researchers there. We do have article processing charges (APCs), but we don’t expect authors to have to pay these in most circumstances, as these should be picked up by their funders or institutions. This is essentially the same for both books and journals. The developing country Flexible (subsidiaries) models for funding open access journal publishing 4
  • 5. Project Name URL Goal License Model Comment It has been designed to reduce time, effort and expenditure and to connect individual authors to their universities, researcher funders and learned societies. The platform aims to engage, advice and guidance from all participants in OA Publishing. Source:openaccesskey.co m] and student journals we publish have no APCshttp://chronicle.com/ blogs/profhacker/ubiquity /43312 Flexible (subsidiaries) models for funding open access journal publishing 5
  • 6. Project Name URL Goal License Model Comment PeerJ https://peerj.com PeerJ considers submissions of Research Articles in the Biological and Medical Sciences. PeerJ provides academics with two Open Access publication venues: PeerJ (a peer-reviewed academic journal) and PeerJ PrePrints (a 'pre-print server'). PeerJ publish all content under the prevailing CC-BY licence (currently 4.0). This is the same license used by other major Open Access publishers (such as PLoS or BioMedCentral, for example). Anyone who re-uses the published content must attribute the author(s) and the original source, but otherwise they are free to re-use it as they see fit. This license meets all definitions of ‘true’ Open Access, and complies with any institutional or funder OA mandates that may exist. In PeerJ authors can pay for themselves, a few, or all of the co-authors in a single payment (once they have submitted their manuscript). Plans purchased through this form can only be applied to authors with an accepted manuscript if the purchase occurred before that paper was accepted. Authors who choose to pay for a publishing plan at submission get the cheapest rates, authors can choose to submit for 'free' and pay only once accepted - in that instance their publication rates are slightly higher. The PeerJ base model is for authors to get a publishing plan on or before submission. PeerJ also allow people to submit for free. However, in that instance they need to pay after final acceptance and before final publication. If an author pay for a publishing plan at time of submission then you get the cheapest rates available (for example, $99 for the Basic plan), but if the author choose to submit for free It's easy to forget that technological revolutions also demand business model revolutions. I was really struck by PeerJ's business model, which seems to have a deep insight into the real motivations of researchers, and could provide a truly new approach to science publishing. One example of an altered model is the “author membership” model, perhaps most prominently exemplified by the new journal PeerJ. Under the “author membership” model, the author pays a fee to be a member of the journal, and that fee gives the member publishing privileges. In the case of PeerJ, there are levels of membership that allow for one, two, or unlimited publications per year, depending on the level of membership that is paid. Under this model, the fee for membership is lower than many APCs, and, once paid, there is no further monetary cost to publish. The only further Flexible (subsidiaries) models for funding open access journal publishing 6
  • 7. Project Name URL Goal License Model Comment and pay only upon acceptance then s/he will pay an additional premium of $40. If the paper gets rejected the author can get a refund of 80% of whatever was paid. (Basic at $99; Enhanced at $199; Unlimited at $299). PeerJ offer a no questions asked fee waiver, on request, to anyone from countries that are classified by the World Bank as Low-income economies. The waiver simply applies to the publication in question, and is not a waiver for a full publishing plan. PeerJ only allow one waiver per person per year. Many estimates put the average cost of an article in a subscription-based journal at $5,333 ($US). And the most popular Open Access journals still charge more than $1,300 per article. One way or another these costs come out of money that could be going to research. obligation on the author is to commit to commenting on or peer reviewing the submissions of other authors. [http://crln.acrl.org/conte nt/75/5/240] Flexible (subsidiaries) models for funding open access journal publishing 7
  • 8. Project Name URL Goal License Model Comment Open Library of Humanitie https://www.openlibhums A peer-reviewed open access, internationally supported, academic led and high quality mega-journal, multi-journal, overlay-journal & books platform for the humanities.It provides a huge online repository of peer-reviewed articles that shows off the best in research from around the world in a way that’s fully and publicly accessible. The Open Library of Humanities aims to provide a platform for Open Access publishing that is: Reputable and respected through rigorous peer review; Sustainable; Digitally preserved and safely archived in perpetuity; Non-profit; Open in both monetary and permission terms; Non-discriminatory to authors (collectively funded through a Library Partnership Subsidies model); Technically innovative in response to the needs of scholars and librarians. Everything published in the OLH and its journals is free for the reader to access. All material is to be licensed under a Creative Commons license of the author's choosing. OLH is based on a subsidy model that is piloting costings, labour needs, infrastructure requirements and potential revenue streams. It is non-profit and open in both monetary and permission terms. It gives free access under a creative commons licence and sets out to provide a resource for scholars and librarians to digitally preserve and archive work permanently and for everyone. It launched a campaign asking scholars to Pledge to Publish a paper with OLH within its first year. Scholars who so pledge and don’t have institutional support will have any fees, yet to be determined, waived. The OLH model of sustainability takes its cue from the previously successful efforts of the Public Library of Science (a non-profit organization dedicated to publishing excellent, thoroughly peer reviewed scientific research under Open Access conditions at a A forthcoming peer-reviewed open access, internationally supported, academic led and high quality mega-journal, multi-journal, overlay-journal & books platform for the humanities. Flexible (subsidiaries) models for funding open access journal publishing 8
  • 9. Flexible (subsidiaries) models for funding open access journal publishing Project Name URL Goal License Model Comment financially fair rate). Article Processing Charge-funded Open Access mega-journal (no disciplinary bounds, no subject categorisation but peer review is still performed by disciplinary specialists), non-profit entity that works only to sustain itself. In the case of an author being unable to pay, PLOS waive their charges. As known, the majority of research in the humanities remains unfunded except through institutional time. For this reason, Article Processing Charges are not a palatable option for these disciplines. OLH propose instead a model of Library Partnership Subsidies to collectively fund the venue and its array of overlay journals.The current level of Article Processing Charges makes gold OA publishing unaffordable for the majority of unfunded humanities scholars. The OLH aims instead to implement a 9
  • 10. Flexible (subsidiaries) models for funding open access journal publishing Project Name URL Goal License Model Comment collaborative, or collective, funding model for gold open access in the humanities. When many libraries band together, it becomes possible to support large-scale open access infrastructures at a far cheaper rate when compared with closed access subscription mechanisms and direct article processing charges. OLH proposed a Library Partnership Subsidy (LPS). The economies of scale that are achieved can be staggering. To fund an operation publishing 250 articles and 12 books in partnership with reputable presses per year, we need a banded average of just $700 from 500 libraries. If 1000 libraries participated, this cost is lowered to $350. On the $700 rate that's a cost to each library of $2.80 per article. This becomes cheaper with every library that joins. In this way there will be no Article Processing Charges for authors. This is the way to end the 10
  • 11. Flexible (subsidiaries) models for funding open access journal publishing Project Name URL Goal License Model Comment serials crisis, not by transitioning to a straight supply-side rate at the cost levied by many commercial publishers. The official launch is expected for early 2015. [https://www.openlibhum s.org/wp-content/ uploads/LPS.pdf] 11
  • 12. Flexible (subsidiaries) models for funding open access journal publishing Project Name URL Goal License Model Comment http://www.co-action.net Co-Action Publishing is an iCo-Action Publishing is an Co-Action Publishing Open Access scholarly publisher. All content published by Co-Action Publishing is made freely accessible immediately upon publication, without restriction, under licenses that provide for liberal re-use. Authors contributing to Co-Action Publishing titles agree to publish their articles either under the Creative Commons Attribution- NonCommercial 3.0 Unported license (CCNC), or the Creative Commons Attribution license (CCBY). According to both, authors agree to allow third parties to share their work (copy, distribute, transmit) and to adapt it, under the condition that the authors are given credit, and that in the event of reuse or distribution, the terms of this license are made clear. In the case of the CCNC, re-use excludes commercial use in the case of reprints or permission to reproduce an article in a publication intended for commercial sales. Authors retain Co-Action Publishing offers publishing services for supplements as well as for other types of monographs (e.g. festschrift, dissertations, conference or meeting proceedings, etc.). Following their Open Access policy, the author's publication will be published in an Open Access online edition for the widest possible dissemination under the same license as the journal it is published in. A paper edition of the author's publication can also be produced at a low price, to be delivered to a specified location or event accordingly. The pproject funded by the Swedish Royal Library to develop a best practices guide to open access journal publishing. For commercially-sponsored publications, both published and electronic advertising spaces are available. Co- Action Publishing cooperate with sponsors to meet their particular 12
  • 13. Flexible (subsidiaries) models for funding open access journal publishing Project Name URL Goal License Model Comment copyright of their work, with first publication rights granted to Co- Action Publishing. In the case of the CCNC license, authors are required to transfer copyrights associated with commercial use to the Publisher. Co-Action Publishing strongly encourages authors to post the final version of their articles in all relevant repositories, to relevant websites and to share with colleagues. promotion requests. Books and some journal articles in the Co-Action Publishing portfolio are published under the Creative Commons Attribution- NonCommercial 3.0 Unported license. Commercial rights to published work are exercised by Co-Action Publishing. In addition to selling reprints of single articles Co-Action Publishing is happy to create a tailor-made package of reprints if the author is interested, combining articles from several journals (and/or chapters from books) within a certain area or speciality. Co-Action Publishing recognizes electronic display advertising revenue as a legitimate source of financial support for publications. Co-Action Publishing abide by the following guidelines when approving advertising: No advertiser may influence or attempt to influence editorial 13
  • 14. Flexible (subsidiaries) models for funding open access journal publishing Project Name URL Goal License Model Comment decisions. Advertisements shall contain no references to specific pharmaceutical products or medical devices but may refer to company philosophy or community message. Advertisements shall be placed on general information pages for a journal, and not in conjunction with individual published articles. Advertising opportunities and their administration are handled solely by Co- Action Publishing. All advertisers agree to abide by all applicable laws and relevant ethical standards. Co-Action Publishing reserves the right to refuse advertising from any business or organization. 14
  • 15. Flexible (subsidiaries) models for funding open access journal publishing Project Name URL Goal License Model Comment African Journals OnLine (A http://www.ajol.info/ African Journals OnLine (AJOL) is an online service to provide access to African-published research, and increase worldwide knowledge of indigenous scholarship. AJOL is a Non Profit Organisation based in South Africa. AJOL is the world's largest online collection of African-published, peer-reviewed scholarly journals. AJOL's Vision is for African learning to be translated into African development. AJOL's Mission: to increase online visibility, access and use of African-published research output in support of quality African research and higher education. AJOL provides free hosting for over 400 peer-reviewed journals from 30 African countries, using the internet and open source software. AJOL's partner journals cover the full range of academic disciplines with particularly strong sections on health and agriculture. Open Access (OA), defined most simply, means free full text online. There are over 130 Open Access journals hosted on the AJOL websit. This (OA) symbol is found next to all the ‘Open Access’ (OA) titles indexed on AJOL. Open Access means the articles do not have a charge on them and are therefore free for anyone to download. The full-texts of these articles are available on either the AJOL website or the journal’s own website. Please note that open access does not mean it has no copyright. AJOL allows for free access to thousands of article abstracts, and offers a progressively charged article download service for researchers and librarians to access full text of individual articles. Libraries may open a pre-paid article download account with AJOL. This makes it easier for students and staff to get full text from the AJOL subscription-based journals - open access journals have full text online for free. Access to individual articles via AJOL pre-paid accounts is through a password or by our software automatically picking up IP range, at the choice of the institution. All rates are discounted and depend on the number of articles requested. Low Income Country Educational Institution Libraries: Quota of a maximum of 12 free articles per month. If that is routinely reached, the library is encouraged to purchase a pre-paid bundle at Lower Middle Income Country rates to 15
  • 16. Flexible (subsidiaries) models for funding open access journal publishing Project Name URL Goal License Model Comment augment the quota. Lower Middle Income Country $1,875 ($7.50 per article) and a High Income Country: $6,000 for 250 articles ($24.00 per article*). There is no time restriction. Over half the income from article downloads is returned to the originating journals, and the remainder is used as partial cost-recovery by AJOL to allow the service to continue. 16
  • 17. Project Name URL Goal License Model Comment SCOAP3 consortium http://scoap3.org/ The SCOAP3 aims to reach consensus among all stakeholders on a new model for publishing in high-energy physics, and establish market equilibrium. The institution-specific return on investment in SCOAP3 is expected to be the containment of costs required to access HEP literature, along with: A transparent view of the costs of peer-review, editing, and article dissemination. An opportunity to contain the costs of HEP publishing. A more complete electronic information environment to support the needs of HEP research and beyond. A closer relationship with the worldwide research community to effect positive change in scholarly publishing. A demonstration of how international cooperation can support the advancement of sustainable Open Access to research. Concrete data on the Articles are Open Access, the copyright stays with the authors, permissive CC-BY license allow text-and data-mining applications. This automatically addresses funding-agencies or universities Open Access mandates. At no cost for authors. Articles are Open Access, the copyright stays with the authors, permissive CC-BY license allow text- and data-mining applications. SCOAP3 is a one-of-its-kind partnership of thousands of libraries and key funding agencies and research centers in three dozen countries. Working with leading publishers, SCOAP3 has converted key journals in the field of High-Energy Physics to Open Access at no cost for authors. SCOAP3 is centrally paying publishers for the costs involved in providing Open Access, publishers in turn reduce subscription fees to all their customers, who can contribute to SCOAP3. Each country participate in a way commensurate to its scientific output in this field. SCOAP3, the Sponsoring Consortium for Open Access in Particle Physics Publishing, proposes an innovative economic model to achieve Open Access to peer-reviewed literature in high-energy physics (HEP). The model seeks to, (using current funding levels as a starting point), redirect subscription expenditures to ensure open access and work to The most successful and well-known of this model is the SCOAP3 consortium in which most of the major journals in a specific field (in this case, high-energy physics) participate in OA publishing. Under the terms of the SCOAP3 consortium agreement, the participating journals agreed to begin publishing all articles OA, and, in turn, all of the subscription costs are prorated for consortial members. The authors bear no cost of the funding. Flexible (subsidiaries) models for funding open access journal publishing 17
  • 18. Flexible (subsidiaries) models for funding open access journal publishing Project Name URL Goal License Model Comment viability of a unique Open Access publishing model that can inform the evolution of future potential models. The opportunity to automatically populate digital repositories with Open Access peer-reviewed material, or create local archives of all SCOAP3 material. SCOAP3creates a viable alternative to the status quo in scholarly publishing for one entire discipline. contain costs - and in doing so, achieve more value than is possible within a subscription-based system. The SCOAP3 model is the product of extensive consultation with all stakeholders in scholarly communication -- authors, funding agencies, libraries and publishers -- spearheaded by the scientists and librarians at CERN, the center of the high-energy physics community in Geneva, which has been a leading example of the unifying power of international collaboration in science. CERN aims to transfer HEP’s successful model for consensus-building and cooperation to the scholarly communication arena. Open Access is a priority for the HEP community. SCOAP3 proposes to create an international consortium of libraries and funding agencies that will centrally contract with publishers for the services of administering peer-review, editing, and Open- 18
  • 19. Flexible (subsidiaries) models for funding open access journal publishing Project Name URL Goal License Model Comment Access article dissemination. An open tender or “bidding” process will invite publishers of HEP journals, not-for-profit and commercial alike, to compete to provide these services. This will replace the current disaggregated process, in which libraries negotiate the cost of access separately – putting libraries back at the center of scholarly communication. The tendering process is an established practice in the HEP community, as it is in other large-scale publicly funded industrial procurements. It is guided by the principles of competition and will work to link price with quality and volume. These variables are not explicitly (or transparently) linked in today’s scholarly communication market. The SCOAP3 initiative relies on Expressions of Interest from the worldwide library community to advance to the next step. Once a critical mass of interest 19
  • 20. Flexible (subsidiaries) models for funding open access journal publishing Project Name URL Goal License Model Comment from the international community is established, a governing board will be formed to represent the interests of all participants. CERN will provide the legal and purchasing infrastructure required to administer the tendering process. The governing board will invite and assess bids from the publishers and adjudicate contracts, ensuring that the requirements and interests of member libraries are met. Partner libraries and consortia will only formalize their commitment to the consortium through a Memorandum of Understanding once bids have been reviewed and accepted by the governing board. 20
  • 21. Project Name URL Goal License Model Comment eLife http://elifesciences.org eLife Sciences is a unique, non-profit collaboration between the funders and practitioners of research to improve the way important results are presented and shared. The open-access eLife journal is the first step in this initiative to make science publishing more effectively benefit science and scientists. License to Use Journal Articles and Related Content: Unless otherwise indicated, the articles and journal content published by eLife on the eLife Sites are licensed under a Creative Commons Attribution license (also known as a CC-BY license). This means that you are free to use, reproduce and distribute the articles and related content (unless otherwise noted), for commercial and noncommercial purposes, subject to citation of the original source in accordance with the CC-BY license. eLife is a peer-reviewed open access scientific journal for the biomedical and life sciences. It was sponsored by the Howard Hughes Medical Institute, Max Planck Society, and Wellcome Trust following a workshop held in 2010 at the Janelia Farm Research Campus. It was established at the end of 2012 and made its initial articles available by posting them on PubMed Central. The founders – the Howard Hughes Medical Institute, the Max Planck Society, and the Wellcome Trust – continue their generous support of eLife as an initiative to lead change in the way scientific results are selected, presented, and shared. Charging authors APCs is not the only business model employed by OA publishers. In recent years, some new models have emerged for generating income to cover the costs of producing a journal. The journal eLife is an example of funding agencies moving beyond support of existing journals and setting up their own OA publication. eLife publication funds are currently covered by the funding agencies, the journal may implement APCs as part of a broader sustainability plan in the future. Flexible (subsidiaries) models for funding open access journal publishing 21
  • 22. Project Name URL Goal License Model Comment F1000Research http://f1000.com/ F1000Research is an open access scientific journal covering the life sciences. An innovative open science journal offering rapid publication and open peer review. F1000Research is a completely original Open Science journal for life scientists. It offers rapid open access publication, where articles are published first and peer reviewed after publication by invited referees. The peer reviewer names and comments are visible on the site as well as full data deposition and sharing. F1000Research accepts all scientifically sound articles, ranging from single findings, case reports, protocols, replications, and null or negative results to more traditional research articles and reviews. As part of its open science model, the data behind each article are also published and are downloadable. F1000Research publishes multiple article types including traditional The Licenses that Apply to Articles, Data and Referee Reports: F1000Research articles are usually published under a CC BY license, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited, and leaves the copyright of the article with the current copyright holder (usually the author or his/her institution). Additional waivers are used for some governmental employees, as appropriate. As the specific version of the CC BY license applied to articles may change due to periodic updates, the copyright information for each article is shown below the abstract. Data associated with F1000Research articles are made available, where possible, under the terms of a Creative Commons Public Domain Dedication (CC0 license). This facilitates and encourages data re-use and helps prevent the problems of The online publication F1000 Research requires submitters to pay an APC for publication, but for those who are members of F1000 or are participating peer referees, a heavily discounted APC is charged upon publication. The incentive to cash-strapped authors, then, is to participate in a community hosted by a publishing entity in exchange for a reduced charge for OA publication. Below are the Article Processing Charges (APCs) for F1000Research. Research Articles; Method Articles; Study Protocols; Reviews; Systematic Reviews (US $1000) Clinical Practice Articles; Software Tools; Observation Articles; Opinion Articles; Research Notes US ($500) Data Notes, Case Reports; Correspondence (US $250) The incentive to cash-strapped authors, then, is to participate in a community hosted by a publishing entity in exchange for a reduced charge for OA publication. The journal has been criticized for unclear peer-review standards in relation to its inclusion in PubMed, but has since clarified how articles are indexed in the PubMed and PubMed Central databases. Flexible (subsidiaries) models for funding open access journal publishing 22
  • 23. Flexible (subsidiaries) models for funding open access journal publishing Project Name URL Goal License Model Comment research articles, single findings, case reports, protocols, replications, and null or negative results. attribution stacking when combining multiple datasets each authored by multiple authors that use multiple different licences. By Cristóbal Cobo, phd (Oxford Internet Institute) v.01 November 2014 CC-BY 23