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Optoelectronic	Systems	Integration	in	Silicon
Grating
Coupler
Germanium
Photodetector
Si Modulator or
Rib Waveguide
Si substrate
Si
BOX
SiO2 AI
Ge
Channel
Waveguide
750 nm
220 nm
500 nm
600 nm
750 nm
600 nm
60 nm
130 nm
1.5 µm
2 µm
The Building Blocks of Silicon Photonics Systems
Focuses	and	organization	of	this	work
1
Modulator	device
innovations	(Ch.	2	&3)
Platform	development	
and	system design	(Ch.	4)
Interfacing	electronics (analog	
front-end)	and	E-P	co-design	(Ch.	5)
Vtb
Vcas
Vcas
Vcas
Vcas
Vtb_main
Vcas
Vcas
In+
In-
To next
In+
To next
In-
Out+
Out-
Vtb_relay
Vtb_relayVtb
Vtb
Vtb
Vtb
Vtb Vtb_main
To relay
stage
To relay
stage
Vcas
Vcas
G S G
G S G
Vcc
Vcc
Diff. RF in
Optical
waveguide
Silicon pn junction
traveling-wave
optical phase-
shifter
In+
In-
Flip-chip bump
bonding interface
Delay/relay stage
Main driver
amplifier stage
(a)
(b)
(c)
13 ps
(d)
DC bias
Input Out1+
Out1-
Out2+
Out2-
Out3+
Out3-
Out4+
Out4-
1mm
2.9mm
IN
OUT
Vcas
G
G
G
G
G
GG Vcc Vcc2
L1
L2
L3 L5
L4 L6
L7
Cpd
0.9 mm
0.6 mm
Vtb
Vcas
Vcas
Vcas
Vcas
Vtb_main
Vcas
Vcas
In+
In-
To next
In+
To next
In-
Out+
Out-
Vtb_relay
Vtb_relayVtb
Vtb
Vtb
Vtb
Vtb Vtb_main
To relay
stage
To relay
stage
Vcas
Vcas
G S G
G S G
Vcc
Vcc
Diff. RF in
Optical
waveguide
Silicon pn junction
traveling-wave
optical phase-
shifter
In+
In-
Flip-chip bump
bonding interface
Delay/relay stage
Main driver
amplifier stage
(a)
(b)
(c)
13 ps
(d)
DC bias
Input Out1+
Out1-
Out2+
Out2-
Out3+
Out3-
Out4+
Out4-
1mm
2.9mm
Image	credit:	OPN
(a)
(b)
1mm
Optoelectronic	Systems	Integration	in	Silicon
High-Speed	Optical	Modulators	and	Data	
Communication	Systems	in	Silicon	Photonics
A	Doctoral	Defense
By
Ran	Ding,	PhD	Candidate,	EE
Committee:	
Prof.	Michael	Hochberg	(Chair)
Prof.	Martin	Afromowitz
Prof.	Karl	Böhringer
Prof.	Qifeng Zhang	(GSR)
7th March	2014
2
Optoelectronic	Systems	Integration	in	Silicon
The	need	for	(silicon)	optical	interconnects
3
• Optical	interconnect	is	a	promising	and	necessary	
approach	to	meet	the	ever-increasing	demand	in	data	
communication	capacity,	
– Clouding	computing,	mega	data	centers
– Metro-area	link,	long-haul	telecom
– Inter-rack,	inter-chip	interconnects
• Need	a	cost-effective,	versatile,	scalable	
optical	interconnect	technology
Optoelectronic	Systems	Integration	in	Silicon
What	makes	silicon photonics	attractive?
4
• Silicon	is	not	an	intrinsically	good	material	for	optics
– It	fails	to	provide	material	properties	for	almost	any	active	
optical	components	one	would	need	(more	details	later)
• Being	able	to	scale	is	the	key	reason
– Referring	to	the	success	of	microelectronics	in	silicon
– Silicon	photonics	can	(potentially)	achieve	complex	
functionality	and	high	performance	on-chip,	with	low	cost
Baehr-Jones,	Tom,	Thierry	Pinguet,	Patrick	Lo	Guo-Qiang,	Steven	Danziger,	Dennis	Prather,	and	Michael	
Hochberg.	"Myths	and	rumors	of	silicon	photonics."	Nature	Photonics	6,	no.	4	(2012):	206-208.
Image	credit:	
Intel
Optoelectronic	Systems	Integration	in	Silicon
An	example	optical	link
5
• Key	components
– CW	Laser:	the	signal	carrier
– Modulator:	data	encoder	form	electrical	to	optical	
domain
– Waveguide/Fiber:	optical	path	from	point	A	to	point	B
– Detector:	convert	signal	from	optical	to	back	electrical
Figure	from:	Long	Chen,	et	al.,	“Integrated	GHz	silicon	photonic	interconnect	with	micrometer-
scale	modulators	and	detectors”,	Optics	Express	(17) 17,	2009
Optoelectronic	Systems	Integration	in	Silicon
Progress	and	challenges	in	silicon	photonics
6
• Basic	passive	components	are	available	in	silicon
– Low	loss	waveguides,	grating-couplers,	couplers
– Advanced	components	under	active	research:	polarization	diversity	components	for	
example
• Lasers
– Difficult	to	make	silicon	lase,	due	to	indirect	bandgap
– III/V	hybrid	integration	(e.g.	Intel/UCSB,	IMEC/LETI)	used	in	Intel’s	recent	demo
• Photo-detection
– Working	wavelength	is	chosen	in	the	silicon	transparent	window,	narrower	bandgap
material	is	needed	for	detection
– Ge on	Si	waveguide	detectors	with	BW	of	120GHz	(Vivien	et	al.	2012)
• Modulation
– Silicon	lattice	is	symmetric,	no	electro-optic	(Pockel)	coefficient
– Efficient	modulators	are	critical	components,	yet	remain	to	be	a	key	challenge
– But
• New	material	(such	as	polymers)	can	be	incorporated
• Plasma	dispersion	effect	can	be	exploited
• Co-design	with	electronics	can	potentially	enhance	modulator	and	overall	performance
• Significant	barrier	to	system	level	design
– Lack	established	/	stable	fabrication	processes
– Lack	process	design	kits	(PDK)	or	EDA	based	design	flow
• SPICE	– empirical	extracted	models;	Design	Rule	Checking	(DRC);	Layout	versus	Schematic	
(LVS);	Parasitic	extractions,	corner	models	and	more…
Optoelectronic	Systems	Integration	in	Silicon
Grating
Coupler
Germanium
Photodetector
Si Modulator or
Rib Waveguide
Si substrate
Si
BOX
SiO2 AI
Ge
Channel
Waveguide
750 nm
220 nm
500 nm
600 nm
750 nm
600 nm
60 nm
130 nm
1.5 µm
2 µm
The Building Blocks of Silicon Photonics Systems
Focuses	and	organization	of	this	work
7
Modulator	device
innovations	(Ch.	2	&3)
Platform	development	
and	system design	(Ch.	4)
Interfacing	electronics (analog	
front-end)	and	E-P	co-design	(Ch.	5)
Vtb
Vcas
Vcas
Vcas
Vcas
Vtb_main
Vcas
Vcas
In+
In-
To next
In+
To next
In-
Out+
Out-
Vtb_relay
Vtb_relayVtb
Vtb
Vtb
Vtb
Vtb Vtb_main
To relay
stage
To relay
stage
Vcas
Vcas
G S G
G S G
Vcc
Vcc
Diff. RF in
Optical
waveguide
Silicon pn junction
traveling-wave
optical phase-
shifter
In+
In-
Flip-chip bump
bonding interface
Delay/relay stage
Main driver
amplifier stage
(a)
(b)
(c)
13 ps
(d)
DC bias
Input Out1+
Out1-
Out2+
Out2-
Out3+
Out3-
Out4+
Out4-
1mm
2.9mm
IN
OUT
Vcas
G
G
G
G
G
GG Vcc Vcc2
L1
L2
L3 L5
L4 L6
L7
Cpd
0.9 mm
0.6 mm
Vtb
Vcas
Vcas
Vcas
Vcas
Vtb_main
Vcas
Vcas
In+
In-
To next
In+
To next
In-
Out+
Out-
Vtb_relay
Vtb_relayVtb
Vtb
Vtb
Vtb
Vtb Vtb_main
To relay
stage
To relay
stage
Vcas
Vcas
G S G
G S G
Vcc
Vcc
Diff. RF in
Optical
waveguide
Silicon pn junction
traveling-wave
optical phase-
shifter
In+
In-
Flip-chip bump
bonding interface
Delay/relay stage
Main driver
amplifier stage
(a)
(b)
(c)
13 ps
(d)
DC bias
Input Out1+
Out1-
Out2+
Out2-
Out3+
Out3-
Out4+
Out4-
1mm
2.9mm
Image	credit:	OPN
(a)
(b)
1mm
Optoelectronic	Systems	Integration	in	Silicon
Outline
8
• Introduction	- summary
– Need	for	more	data	transmission	capacity
– Silicon	photonics	as	a	promising	technology
– Challenges	remain,	especially	in	modulators	and	
systems
– Organization	of	this	work
• Modulator	device	innovations
• Platform	development	and	system	designs
• Electronics	and	E-P	co-design
Optoelectronic	Systems	Integration	in	Silicon
Outline
9
• Introduction
• Modulator	device innovations
– Silicon	slot	+	EO	polymer
• First	demonstration	of	silicon-organic	modulator	with	GHz	
bandwidth
• First	RF	device	with	<	1V	Vπ
– Silicon	PN	junction	+	traveling-wave	design
• Traveling-wave	design	study	and	device	results
• Slow-wave	electrode	traveling-wave	Mach-Zehnder	(TWMZ)
• Platform	development	and	system	designs
• Electronics	and	E-P	co-design
Optoelectronic	Systems	Integration	in	Silicon
Electro-optical	Modulators
10
Principle	of	operation,	Mach-Zehnder
• Combining	two	voltage-controlled	phase	shifters,	you	can	
build	an	amplitude	modulator	with	a	Mach-Zehnder	
geometry
Input	Optical	
Radiation
Δφ =
2π
λ
neff λ( )L
Δφ =
2π
λ
neff λ( )+
∂neff λ( )
∂V
⎛
⎝
⎜
⎞
⎠
⎟L
I0
I1
1
2
1+ cos
2π
λ
L
∂neff λ( )
∂V
V
⎛
⎝
⎜
⎞
⎠
⎟
⎛
⎝
⎜⎜
⎞
⎠
⎟⎟
10*log10
I1
I0
⎛
⎝
⎜
⎞
⎠
⎟
Note	I0,	I1 indicate	the	
modulator	Insertion	loss:
Optoelectronic	Systems	Integration	in	Silicon
Vπ	and	VπL
11
• Vπ	– voltage	required	to	create	pi	phase	
difference	between	two	arms	
– i.e.	output	changes	from	max	transmission	to	min	
transmission
– Commercial	40Gb/s	Lithium	Niobate	modulator	
nowadays	has	~6V	Vπ
• Phase	shifter	accumulate	phase	by
– Efficient	phase	shifter	means	higher	
– Longer	phase	shifter	has	lower	Vπ,	so	a	length-
independent	parameter	Vπ*L	is	often	used	to	
compare	efficiency	of	the	modulator	arm	design,	the	
lower	the	better
Δφ =
2π
λ
∂neff λ( )
∂V
⎛
⎝⎜
⎞
⎠⎟ L
∂neff
∂V
Vπ L =
π
2k0 ∂neff /∂V( )
Optoelectronic	Systems	Integration	in	Silicon
EO	polymer	as	voltage-controlled	phase	shifter
12
• Using	second	order	nonlinear	polymer	as	voltage	
controlled	phase	shifter	material	to	achieve
Dx = ε0 εEx + χ2
Ex
2
( ) Fundamental	equation
Dx = ε0 ε EOx + ERFx( )+ χ2
EOx + ERFx( )2
( ) In	the	presence	of	
an	RF	field
Dx = ε0 ε + 2χ2
ERFx( )EOx( )
The	result:	an	effective	change	in	
dielectric	constant	due	to	the	RF	field
Here,	terms	that	do	not	guide	in	
waveguide	are	neglected	(in	other	
situations	they	would	lead	to	
frequency	doubling,	optical	
rectification,	etc)
Dx = ε0 ε ERFx( )EOx( )
∂neff
∂V
Optoelectronic	Systems	Integration	in	Silicon
More	on	why	use	polymers
13
• Performance:	
– Nonlinear	activity	>	10x	Lithium	Niobate.	(and	material	is	
commercially	available)
– Continued	advances	in	activity	and	theoretical	understanding	
(active	research	here	at	UW	Chemistry	and	Material	Science)
• CMOS	compatibility
– Spin	coating	on	chip
– Very	low	temperature	cure	(~100	oC)
• Low	optical	index	(1.4~1.8)
– Can	easily	work	with	existing	
silicon	structures	without	disturbing
the	optical	mode
Optoelectronic	Systems	Integration	in	Silicon
Integrating	polymer	into	silicon
14
• High	index	contrast	on	Silicon-on-Insulator	
platform	(nsi=3.48,	noxide=1.46)
– Tight	mode	confinement	and	field	enhancement	is	
possible
1/2 micron
1/2 micron
Optoelectronic	Systems	Integration	in	Silicon
Leveraging	field	enhancement,	twice
15
• Optically,	index	change	needs	to	overlap	well	with	optical	
mode	to	affect	nneff
• Electrically,	applied	voltage	should	induce	Erf efficiently
– although	polymer	based	phase	shifter	is	a	voltage	controlled	device,	
what	really	matters	is	Erf as	it	shows	up	in	
– How	to	make	the	two	silicon	arm	as	RF	electrodes?
dneff
dnmaterial
= 2nmaterial
dneff
dεmaterial
=
2nmaterial E
2
dS
R1∫
µ0
ε0
ExHy
*
− Hx
*
Ey + Ex
*
Hy − Ey
*
Hx( )dS
R2∫
=
2nmaterial
Z0
E
2
dS
R1∫
2 Re Ex
*
Hy − Ey
*
Hx
⎡⎣ ⎤⎦dS
R2∫
Optoelectronic	Systems	Integration	in	Silicon
Modification	on	slot	waveguides
16
Striploading
• 0.8	dB/coupler
• 2	dB/cm
R.	Ding,	et	al.,	Opt.	Express 18,	25061-25067	(2010).
Optoelectronic	Systems	Integration	in	Silicon
Asymmetric	strip-loaded	slots
17
Design	consideration
• Asymmetric	configuration	is	for	
– fabrication	robustness
– easier	coupling
– better	tradeoff	between	silicon	conductivity	and	optical	
loss	(due	to	shorter	e-folding	distance)
R.	Ding,	et	al.,	Applied	Physics	Letters,	98,	233303	(2011).
Optoelectronic	Systems	Integration	in	Silicon
Slot	waveguide	silicon-polymer	modulator
18
3	GHz	device
• Device	layout
R.	Ding,	et	al.,	Opt.	Express 18,	15618-15623	(2010).
• 200 nm slots
• 1 mm length
• 80um length difference in two arms
• Boron 1018 cm3 blanket, 1020 cm3
contact doping
• 10um metal-waveguide clearance
Optoelectronic	Systems	Integration	in	Silicon
Slot	waveguide	silicon-polymer	modulator
19
Polymer	poling
• AJSP100 series	EO	polymer,	spin	coat
• Poling	field	100V/um	to	orient	polymer	molecule
• Push-pull	configuration
• Poling	temperature	110C
Optoelectronic	Systems	Integration	in	Silicon
Slot	waveguide	silicon-polymer	modulator
20
• DC	Vπ	=	8V,	i.e.	VπL	=	0.8V-cm	
• Corresponding	to	r33	=	~40pm	/	V	
– Polymer	fully	poled	in	bulk	has	r33	65pm	/	V	– 80%	poling	efficiency
Optoelectronic	Systems	Integration	in	Silicon
Slot	waveguide	silicon-polymer	modulator
21
• Bandwidth	measurement	(EO	S21)
Laser	(+	possibly	
EDFA)
Modulator
(DUT)
VNA
Port	1
Photo-
detector
Port	2
- Bandwidth	3GHz,	measurement	
from	200Hz	to	3GHz
- S21	absolute	value	is	matched	with	
DC	Vπ,	broadband	operation	was	
indeed	due	to	polymer	index	change
S21 = 20log10 RPl
1
2
π
Vπ
⎛
⎝⎜
⎞
⎠⎟
Optoelectronic	Systems	Integration	in	Silicon
Sub-Volt	silicon-polymer	modulator
22
• 0.68	Vπ,	~0.8	Vπ-cm
– It	can	be	estimated	that	only	0.23V	is	required	to	generate	an	
5dB	extinction	ratio	eye-diagram
– Severe	BW	limitation	due	to
low-res	substrate
R.	Ding,		et	al.,	Journal	of	Lightwave	Technology,	29	(8),	1112-1117	(2011).
Optoelectronic	Systems	Integration	in	Silicon
Limitations	of	polymer-based	devices
23
• Several	reliability-related	characteristics	remain	to	be	
improved	significantly	to	be	practically	useful
– Material	thermal	stability	
– Light	sensitivity
– Repeatability
– Power	handling
• Expensive	($$$$/gram)
• Each	device	require	individual	poling	and	will	depole other	
devices
– Practical	schemes	of	poling	multiple	devices	simultaneously	need	to	
be	devised	before	large-scale	integration
• Nonetheless,	linear	phase	shifter,	highly	efficient,	attractive	
for	low	density	analog	applications
Optoelectronic	Systems	Integration	in	Silicon
Plasma	dispersion	effect	in	silicon
24
• Soref’s pioneer	work	on	the	effect	of	free	carrier	
density	changing	the	refractive	index
– Some	dynamic	loss,	usually	tolerable
Soref,	Richard	A.,	and	Brian	R.	Bennett.	"Electrooptical effects	in	silicon."	Quantum	Electronics,	
IEEE	Journal	of	23,	no.	1	(1987):	123-129.
Optoelectronic	Systems	Integration	in	Silicon
Silicon	PN	junction	modulators
25
• PN	junction	integrated	in	waveguide
• Depletion	region	largely	overlap	with	optical	mode
• Voltage	controlled	depletion	region	(carrier	density	
change)	generating	optical	index	change
Reed,	Graham	T.,	G.	Mashanovich,	F.	Y.	Gardes,	and	D.	J.	Thomson.	"Silicon	optical	
modulators."	Nature	photonics	4,	no.	8	(2010):	518-526.
Optoelectronic	Systems	Integration	in	Silicon
Comparison	between	slot-polymer	and	PN	junction	
modulators,	similarities
26
• The	physics	behind	the	modulation	are	distinctly	
different,	but	devices	are	very	similar	from	circuit	
perspective
R.	Ding,	et	al.,	in	Proceedings	of	IEEE	Photonics	Conference	(2011),	MJ2
Slot	waveguide,	
polymer	modulator
PN	junction	modulator
Optical	mode
Cslot
Cpn
Rsi
Rsi
Rsi Rsi
Optoelectronic	Systems	Integration	in	Silicon
Comparison	between	slot-polymer	and	PN	junction	
modulators,	key	differences
27
• Modulation	efficiency	is	lower	in	PN	junction	->	larger	device	footprint,	
more	challenging	RF	design
– i.e.	VπL	in	plasma	dispersion	device	is	inferior	(larger)	compared	to	slot	
modulators	due	to	lack	of	the	highly	active	polymer	material
• Capacitance	per	device	length	is	much	higher	in	PN	junction	devices	->	more	
difficult	to	drive	at	high	speed
– Slot	width	~200nm,	εpolymer ~4
– PN	junction	depletion	width	50~100nm,	εsilicon ~12
• PN	junction	devices	are	less	“analog-friendly”
– Depletion	width	/	carrier	density	has	square	root	dependence	on	voltage	in	stead	
of	linear
– Dynamic	loss
• More	CMOS	compatibility	and	scalability	by	moving	to	all-silicon	devices
Optoelectronic	Systems	Integration	in	Silicon
Drive	PN	junction	with	transmission	lines
28
Why	using	transmission	line	electrode?
- Large	total	Cpn	hard	to	drive	at	high	speed
- Large	device	size	can’t	function	as	a	lumped	device	at	high	speed
Treat	device	as	a	modified	transmission	line
Zdev =
L
C
=
Ltl
Ctl + Cpn
Approximately:
vp =
1
Ltl Ctl + Cpn( )
Optoelectronic	Systems	Integration	in	Silicon
Δφ f( ) = Δβfulle−αx/2
dx =
0
Lrf
∫
Δφ 0( )
Lrf
e−αx/2
dx =
0
Lrf
∫
Δφ 0( )
Lrf
1− e
−α f( )Lrf /2
α f( )/ 2
1
Lrf
1− e
−α f6 dB( )Lrf /2
α f6dB( )/ 2
=
1
2
⇒ α f3dB( )Lrf ≈ 0.74neper ≡ 6.4dB
Traveling-wave	modulator,	ideal	in	brief
29
• Absorb	PN	junction	capacitance	into	a	transmission	line
• Modulation	voltage	signal	travel	at	the	same	speed	as	optical	wave
– At	the	moment,	let’s	assume	it	can	be	achieved	by	design
• RF	loss	would	determine	the	3dB	bandwidth
– 3dB	bandwidth	is	the	frequencywhen the	accumulated	modulation	strength	falls	to	
1/sqrt(2)
V(z) = V0 exp α f( )z( )
End-of-line	loss
Frequency	dependent	RF	
loss
Optoelectronic	Systems	Integration	in	Silicon
RF	loss	mechanisms
30
• Two	mechanisms	for	RF	loss:	metal	skin	
resistance	(Rtl)	and	silicon	resistance	(Rpn)
α = αmetal +αsilicon
≈
1
2
Rtl f( )
Zdev
+ 2π 2
RpnCpn
2
Zdev f 2
Optoelectronic	Systems	Integration	in	Silicon
Rpn loss,	likely	the	dominate	source	of	RF	loss	at	
high	frequencies
31
α = αmetal +αsilicon
≈
1
2
Rtl f( )
Zdev
+ 2π 2
RpnCpn
2
Zdev f 2
(1)	In	principle,	sqrt(f)	
dependence,	scales	slow	
with	frequency,	is	more	
significant	at	low	frequencies
(2)	Scales	fast	with	
frequency,	
dominant	source	of	
RF	loss,	limiting	
bandwidth
Rtl and	Rpn	loss	for	an	
actual	TWMZ
Optoelectronic	Systems	Integration	in	Silicon
Device	performance	scaling
32
• A	few	observations	regarding	achievable	device	
length	(and	Vπ):
– 1.	Building	long	device	(low	Vπ)	is	increasing	difficult	at	
high	frequency
– 2.	Junction	metric:
• Highly	efficient	junction	(low	VπL)	need	to	come	with	a	decent	RpnCpn^2	to	
maintain	a	low	Rpn	loss	at	high	frequencies
– 3.	Designing	at	low	impedance	seems	advantageous
Ldev =
0.74
2π 2
fEO,3dB
2
Zdev
1
RpnCpn
2
or
0.74
π fEO,3dB
2
Zdev
frc
Cpn
Vπ ≈ Vπ Lπ( )/ Ldev ∝ fEO,3dB
2
Ldev ∝
1
Zdev
,Vπ ∝ Zdev
Ldev ∝
1
RpnCpn
2
,Vπ ∝ Vπ Lπ( )RpnCpn
2
1
2
⇒ α fEO,3dB( )Ldev ≈ 0.74Neper = 6.4dB
1
2
Rtl f( )
Zdev
+ 2π 2
RpnCpn
2
Zdev f 2
Optoelectronic	Systems	Integration	in	Silicon
Device	implementations	using	our	findings
33
• A	30	GHz	Traveling-wave	Mach-Zehnder	modulator
– Target	for	40	Gb/s	applications
– Lower	impedance	for	overall	improved	performance
– 6-layer	implants	to	optimized	Rpn
– Relatively	low	implantation	in	junction	to	achieve	a	good	tradeoff	
in	
R.	Ding,	et	al.,	Optics	Communications 321	(2014):	124-133.
Ldev ∝
1
RpnCpn
2
,Vπ ∝ Vπ Lπ( )RpnCpn
2
Optoelectronic	Systems	Integration	in	Silicon
10 20 30 40 50
−15
−10
−5
0
5
EO S21
Frequency (GHz)
EOResponse(dB)
0V bias
−1V bias
−3dB marker
30GHz	Traveling-wave	Mach-Zehnder	modulators
34
• 3mm	long,	7.8V	small	signal	Vπ,	2.6	Vπ-cm
• 30	GHz	bandwidth
• 3.2	dB	low	loss	on	phase	shifter
• State-of-the-art	combined	performance	metrics
Optoelectronic	Systems	Integration	in	Silicon
0 10 20 30 40 50
−40
−30
−20
−10
0
Frequency (GHz)
RFS21andS11(dB)
0 10 20 30 40 50
−15
−10
−5
0
5
Frequency (GHz)
NormalizedEOS21(dB) Analytical modelling of EO response at different termination impedance
S21, Zterm
=50
S11, Zterm
=50
S21, Zterm
=33
S11, Z
term
=33
S21, Z
term
=25
S11, Z
term
=25
EO S21, Zterm
=50
EO S21, Zterm
=33
S21, Zterm
=25
−3dB marker13GHz
29GHz
23GHz
30GHz	Traveling-wave	Mach-Zehnder	modulators
35
• Effects	of	mismatched	termination
– A	tradeoff	between	extended	bandwidth	and	reduced	DC	response
Optoelectronic	Systems	Integration	in	Silicon
30GHz	Traveling-wave	Mach-Zehnder	modulators
36
• RF	cross-talk	/	multi-mode	is	identified,	which	also	
exist	in	a	number	of	other	results	in	the	literature,	
and	is	subject	to	further	design	improvement
Optoelectronic	Systems	Integration	in	Silicon
40	Gb/s	slow-wave	electrode	TWMZ
37
• Silicon	pn	junction	traveling-wave	modulator	is	challenging	
to	design	at	high	impedance	(50Ω)
– Highly	capacitive	junction
– Need	to	maintain	velocity	matching	to	optical	wave
• A	new	type	of	RF	design	in	Si	TWMZ
– Slow-wave	electrode	instead	of	GS	coplanar	strip
GS	coplanar	strip Slow-wave	Tline
Optoelectronic	Systems	Integration	in	Silicon
40	Gb/s	slow-wave	electrode	TWMZ
38
• Slow-wave	tline provides	
more	inductance	with	little	
capacitance	overhead,	
effectively	raising	impedance	
– (b)	(c)	(d)
• However,	two	problems	to	
be	solved
– it	slows	down	the	wave	velocity	
considerably	(e)
• Optical	group	index:	~4	
• RF	index:	~7	
– RF	loss	due	to	metal	(Rtl)	also	
increases	(a)
5 10 15 20
0
5
10
Frequency (GHz)
Rtl(Ohm/mm)
5 10 15 20
0
0.5
1
1.5
Frequency (GHz)
Ltl(nH/mm)
5 10 15 20
100
200
300
Frequency (GHz)
Ctl(fF/mm)
5 10 15 20
20
40
60
80
Frequency (GHz)
real(Z)(Ohm)
5 10 15 20
2
4
6
8
Frequency (GHz)
n
eff
coplanar GS strip TLine
pn junction loaded coplanar GS strip TLine
slow−wave TLine
pn junction loaded slow−wave TLine
pn junction capacitance
5 10 15 20
0
5
10
Frequency (GHz)
Rtl(Ohm/mm)
5 10 15 20
0
0.5
1
1.5
Frequency (GHz)
Ltl(nH/mm)
5 10 15 20
100
200
300
Frequency (GHz)
Ctl(fF/mm) 5 10 15 20
20
40
60
80
Frequency (GHz)
real(Z)(Ohm)
5 10 15 20
2
4
6
8
Frequency (GHz)
neff
coplanar GS strip TLine
pn junction loaded coplanar GS strip TLin
slow−wave TLine
pn junction loaded slow−wave TLine
pn junction capacitance
(a)
(c)
(e)
(b)
(d)
Optoelectronic	Systems	Integration	in	Silicon
40	Gb/s	slow-wave	electrode	TWMZ
39
• Device	layout
(a)
(b)
1mm
Optoelectronic	Systems	Integration	in	Silicon
40	Gb/s	slow-wave	electrode	TWMZ
40
• Key	considerations:
– RF	loss
– RF	multi-mode
– Velocity	matching
• Periodical	phase-matching
0 10 20 30
0
5
10
15
20
25
30
Frequency (GHz)
RFlossduetoRtl
andRpn
(dB/cm)
R
tl
loss
Rpn
loss
Total loss
0 2 4 6 8 10
10
15
20
25
Number of optical delay loops
EOBandwidth(GHz)
periodical phase matched
contiuously velocity matched
(a) (b)
(a)
(b)
1mm
Optoelectronic	Systems	Integration	in	Silicon
40	Gb/s	slow-wave	electrode	TWMZ
41
• 3mm	long	active	length,	3.5mm	overall	length
• ~8V	small-signal	Vπ	similar	as	before
• S-parameter	measurements,	27	GHz	bandwidth
• S11	below	-18	dB,	good		matching	to	50Ω
• Smooth	curve;	differential	mode	measurement	overlaps	with	single-ended	
measurements
– G-tie	is	effective	in	suppressing	RF	multi-mode
(a)
(b)
Optoelectronic	Systems	Integration	in	Silicon
40	Gb/s	slow-wave	electrode	TWMZ
42
• Eye	diagrams	and	BER	vs OSNR	measurements
– Optical	signal	to	noise	ratio	(OSNR)	describes	channel	“quality”,	thus	put	
device	in	fair	comparison
– Bit-error-rate	test	using	a	reference	receiver	gives	a	quantitative	
measurement	of	data	transmission
(231-1)
90%
10%
EDFA
(Eye diagrams)
(Bit-error-rate)
(OSNR and
spectrum) 50%
50%
Electrical
connections
Optical
connections
(a)
Optoelectronic	Systems	Integration	in	Silicon
High-speed	test	setups
43
Optoelectronic	Systems	Integration	in	Silicon
40	Gb/s	slow-wave	electrode	TWMZ
44
• At	4.8	Vpp diff	drive,	Si	TWMZ	showed	comparable	performance	
relative	to	a	commercial	Lithium	Niobate	modulator	in	BER-OSNR
• At	1.6Vpp,	Si	TWMZ	showed	2dB	OSNR	penalty
EDFA
Electrical
connections
Optical
connections
(b)
Optoelectronic	Systems	Integration	in	Silicon
40	Gb/s	slow-wave	electrode	TWMZ
45
• Corresponding	eye	diagrams	at	error-free	(BER	<1e-12)
• Si-TWMZ	Full-drive	extinction	ratio
R.	Ding,	et	al,“High-speed	silicon	modulator	with	slow-wave	transmission	line	electrodes,”	under	review	at	JLT
10%
EDFA
(Eye diagrams)
(Bit-error-rate)
(OSNR and
spectrum) 50%
50%
(c) Lithium Niobate, 5.4Vpp drive (d) Si TWMZ, 4.8Vpp dual drive (e) Si TWMZ, 1.6Vpp dual drive
(a) 12.4dB ER at 28Gb/s (b) 10.4dB ER at 40Gb/s
Optoelectronic	Systems	Integration	in	Silicon
Outline
46
• Introduction
• Modulator	device	innovations
• Platform	development	and	system designs
– OpSIS-IME	platform	development:	
• 25	Gb/s	to	50	Gb/s,	1550	nm	and	1310	nm
– System	designs	and	implementations:	
• 320	Gb/s	WDM	transmitter
• Highlights	of	other	systems
• Electronics	and	E-P	co-design
Optoelectronic	Systems	Integration	in	Silicon
Latest	OpSIS-IME	process,	device	examples
47
1549.4 1549.5 1549.6 1549.7 1549.8
−40
−35
−30
−25
−20
Wavelength/nm
power/dBm
−0.5V
0V
0.5V
1V
1.5V
2V
3V
0 10 20 30 40 50 60 70
−75
−72
−69
−66
−63
−60
−57
Frequency (GHz)
EOS21Mag(dB)
0 10 20 30 40 50 60 70
−20
0
20
40
60
80
100
EOS21Phase(Deg)
60	GHz	detectors
Packaging Grating	couplers
45	GHz	Ring	
Modulators
EC2-Optimized	passives
Sub-1V	modulators:
40	Gbit modulators
Optoelectronic	Systems	Integration	in	Silicon
Publications	on	OpSIS-IME	Si	Photonics	platform
48
• R.	Ding,	T.	Baehr-Jones,	T.	Pinguet,	J.	Li,	N.	C.	Harris,	M.	Streshinsky,	L.	He,	A.	Novack,	A.	E-J.	Lim,	T-
Y.	Liow,	S.	H-G.	Teo,	G-Q.	Lo	and	M.	Hochberg,	"A	Silicon	Platform	for	High-Speed	Photonics	
Systems",	(upgraded	as	invited paper	at	OFC/NFOEC	2012).
• Y.	Liu,	R.	Ding,	M.	Gould,	T.	Baehr-Jones,	Y.	Yang,	Y.	Ma,	Y.	Zhang,	A.	E.-J.	Lim,	T.-Y.	Liow,	S.	H.-G.	Teo,	
G.-Q.	Lo,	M.	Hochberg,	“30	GHz	Silicon	Platform	for	Photonics	System”,	(invited),	Optical	
Interconnects	2013
• M.	Streshinsky,	R.	Ding,	Y.	Liu,	A.	Novack,	C.	Galland,	A.	E-J.	Lim,	P.	G.-Q.	Lo,	T.	Baehr-Jones,	and	M.	
Hochberg,	“The	Road	to	Affordable,	Large-Scale	Silicon	Photonics”,	Optics	and	Photonics	News,	
OSA,	Sept.	2013	(Cover	and	featured	article)
• M.	Hochberg,	N.	C	Harris,	R.	Ding,	Y.	Zhang,	A.	Novack,	Z.	Xuan,	T.	Baehr-Jones,	“Silicon	Photonics:	
The	Next	Fabless	Semiconductor	Industry”,	IEEE	Solid-State	Circuits	Magazine,	5	(1),	48-58,	2013
Optoelectronic	Systems	Integration	in	Silicon
A	very	brief	overview	of	ring	modulators
49
1553.8 1553.9 1554 1554.1 1554.2 1554.3 1554.4 1554.5 1554.6 1554.7
−20
−15
−10
−5
0
Wavelength (nm)
Transmission(dB)
0.2 V
−0.4 V
−1V
−2V
−3V
−4V
−5V
0 1 2 3 4 5
−20
0
20
40
60
80
100
Voltage (V)
Peakwavelengthshift(pm)
~25pm/V
ER
7.5um	radius
Q=5,000
Optoelectronic	Systems	Integration	in	Silicon
320	Gb/s,	8-ch	WDM	Ring	Tx
50
• 8ch	WDM	transmitter	based	on	thermally	tuned	PN	junction	ring	
modulators
• Ring	mod	offers	compact	footprint	and	low	power	consumption
• Largest	aggregated	data	rate	in	silicon	Tx
Ran	Ding*,	Yang	Liu*,	(*equal	contribution)	and	et	al.,	manuscript	under	preparation,	
preliminary	results	to	be	presented	at	OFC	2014
Optoelectronic	Systems	Integration	in	Silicon
Spectra	and	eye-diagrams
51
• Thermal	tuning	to	equal	channel	spacing
– Ring	sizes	are	slightly	different	to	have	a	roughly	equal	spacing
– Thermal	fine	tuning	on	to	200	GHz	grid:	17	mW	overall
• Eye	diagrams	of	each	channel
– Ring	capacitance	~25fF
– Energy	per	bit	with	4.8	Vpp drive	(2.6V	bias,	~5dB	ER,	5dB	bias	loss):	144	fJ/bit
– Energy	per	bit	with	2.4	Vpp drive	(1.1V	bias,	~3dB	ER,	7dB	bias	loss):	36	fJ/bit
1540 1545 1550 1555 1560
−20
−15
−10
−5
0
Wavelength (nm)
Normalizedopticalspectrum(dB)
Before tuning
After tuning
Ch1 Ch2
Ch3 Ch4
Ch5 Ch6
Ch7 Ch8
Optoelectronic	Systems	Integration	in	Silicon
Optical	and	electrical	probing
52
• Optically	packaged:	fiber	array	attached
• Electrical	based	on	probing:	RF	and	DC
Fiber	array
10-pin	DC	probe,	
controlling	thermal	tuners
RF	probe
Optoelectronic	Systems	Integration	in	Silicon
Bit-error-rate	tests
53
• 8	channels	showed	relatively	uniform	performance	(OSNR	penalty	
variation	<2dB)
• At	4.8	Vpp drive,	exhibit	3.5	dB	OSNR	penalty	compared	to	commercial	
Lithium	Niobate	modulator
• Additional	2.7	dB	penalty	when	at	low	drive	(2.4	Vpp)
Optoelectronic	Systems	Integration	in	Silicon
Other	systems	at	a	glance
54
• 160	Gb/s	Mod-MUX	transmitter,	a	new	topology
– Zero	cross-talk
– Easy	to	integrated	with	single-wavelength	lasers
– Convenient	to	interface	with	control	circuitry
2.4Vpp	drive,	BER	~1e-12Yang	Liu*,	Ran	DIng*,	(*equal	contribution)	and	et	al.,	manuscript	under	
preparation,	preliminary	results	to	be	presented	at	OFC	2014
Optoelectronic	Systems	Integration	in	Silicon
Other	systems	at	a	glance
55
• On-chip	isolator	using	TWMZ,	theory
C.	Galland,	R.	Ding,	N.	Harris,	T.	Baehr-Jones,	and	M.	Hochberg,	"Broadband	on-chip	optical	
non-reciprocity	using	phase	modulators,"	Opt.	Express 21,	14500-14511	(2013).
Optoelectronic	Systems	Integration	in	Silicon
Other	systems	at	a	glance
56
• On-chip	isolator	using	TWMZ,	on-chip	
implementation,	in	fab
Phase	shifter	
pair	#1
Phase	shifter	
pair	#2
Balanced	delay	
line	with	tuners
Optoelectronic	Systems	Integration	in	Silicon
Other	systems	at	a	glance	– tunable	4:1	MUX/deMUX
57
• Mach-Zehnder	interleaver	(MZI)	provides	an	ideal	solution	for	wavelength	MUX	– a	
key	component	in	WDM,	we	demonstrate
– The	first	silicon	MZI	MUX	at	1310
– Also,	the	first	tunable	MUX	with	fully	integrated	monitor	photodetector,	thermal	tuner,	and	loss	tuner	for	
precise	tuning	and	fully	configuration	feedback	loop
– For	a	1-to-4	MUX,	14	tuning	and	monitoring	knobs	are	provided,	while	desired	operation	can	be	achieved	
with	a	minimum	of	3	control	knobs
1-to-4	MUX/deMUX	
device	cell
Spectra,	after	tuning
- 18	mW	tuning	power
- 200	GHz	channel	spacing
- <	1dB	variation
- <	1.5	dB	insertion	loss
IBM,	
2013
Intel,	
2008
Luxtera,	
2007
Our work
#	of	
channels,	
and	spacing
8-ch,
200	
GHz
8-ch,
200	GHz
4-ch,
200	GHz
4-ch	(16-ch	design	to	
be	tested),	200	GHz
Center	λ 1550 1550 1550 1310	& 1550
Tuning
elements
Not	
tunable
Thermal
tuner
Thermal	
tuner
Thermal	tuner,	loss	
tuner	and	monitor	PD
Insertion	
Loss
0.4	~	
1.6	dB
2.6	dB Not	
reported
1.5	dB
Worst-case	
Xtalk
-18	dB -13	dB -20 dB -17dB
Comparison	to	other	MZI	MUX	in	silicon
Optoelectronic	Systems	Integration	in	Silicon
Other	systems	at	a	glance	- – tunable	16:1	MUX/deMUX
58
• We	also	implemented	the	largest tunable	MZI	MUX	in	silicon:	16-
channel	MUX/deMUX
– Thermal	tuner,	loss	tuners	and	14	bi-directional	monitor	photodetector	are	integrated
– Minimum	number	of	tuning	knob	needed	is	15
• Chip	is	to	be	packaged	before	testing.
Electrical	layout	by	Yunchu Li
2.7	mm
5	mm
Optoelectronic	Systems	Integration	in	Silicon
Other	systems	at	a	glance	– 4x40G	WDM	Tx	and	Rx
59 On-chip	PBSR	is	designed	by	Hang	Guan	&	Yang	Liu
TWMZs
Laser input
fiber
couplers
4:1 MUX
Output fiber
coupler
5	mm
5	mm
λ1
λ1
PBSR
PD array ,
with dual
input for TE
and TM
branches
VOA$
VOA$
PR$
PBS$
TE
TM
TE
λ2
λ1
λ3
λ4
λ2
λ1
λ3
λ4
EC$
1:4 deMUX
2.5	mm
2.5	mm
Optoelectronic	Systems	Integration	in	Silicon
Outline
60
• Introduction
• Modulator	device	innovations
• Platform	development	and	system	designs
• High	speed	electronics and	E-P	co-design
– Co-designed	driver
• showing	the	possibility	of	100	Gb/s	NRZ	in	today’s	silicon-
base	technologies
– Receiver	circuitries:	
• 86	GHz	TIA,	broadband	&	high	efficiency	in	GBW/power
• 40	GHz	pTIA,	tunable	gain	peaking	20	to	32	dB
• 50	Gb/s	parasitic-insensitive	full	receiver
Optoelectronic	Systems	Integration	in	Silicon
Typical	optical	transceivers,	analog	front-end
61
Modulator
driver
CW laser
Modulator Photodetector
Transimpedance
amplifier
deMUX
...
MUX
...
Fiber channel
(pre-amp) (VGA / LA)
2.5
3
3.5
onTWMZ
ventional
m)
5
6
7
uirement
V/3)(V)
(a)
• Modulator	driver
– Generating	sufficient	voltage	swing	to	create	optical	modulation
– State-of-the-art	in	Si/SiGe:	3Vpp	on	each	output	at	40Gb/s
• Transimpedance	amplifier	(TIA)
– Low-noise	is	key	to	better	sensitivity	(usually	reported	in	average	optical	
power)
– State-of-the-art	with	non-avalanche	PD:	-15	dBm	at	25	Gb/s,	-10	dBm	at	40	
Gb/s
Optoelectronic	Systems	Integration	in	Silicon
Modulator	scaling	to	higher	channel	data	rate
62
• Adopting	higher	channel	data	rates
– greatly	reduce	the	complexity	in	optics	communication	systems
– further	improve	interconnect	capacity	and	density
• Follow	the	analysis	in	TWMZ	designs	we	project	the	scaling	of	Si	
TWMZ	towards	higher	data	rates
– Voltage	required	is	substantially	higher	than	the	state-of-the-art	today
Modulator
driver
CW laser
Modulator Photodetector
Transimpedance
amplifier
deMUX
...
MUX
...
Fiber channel
(pre-amp) (VGA / LA)
40 50 60 70 80 90 100
0
0.5
1
1.5
2
2.5
3
3.5
Data rate (Gb/s)
MaxlenghtofsiliconTWMZ
modulatorinconventional
driverscheme(mm)
40 50 60 70 80 90 100
0
1
2
3
4
5
6
7
Drivervoltagerequirement
(differential−driveV/3)(V)
(a)
(b)
Ldev =
0.74
2π 2
fEO,3dB
2
Zdev
1
RpnCpn
2
or
0.74
π fEO,3dB
2
Zdev
frc
Cpn
Optoelectronic	Systems	Integration	in	Silicon
Multi-section	TWMZ	driver,	in	130nm	BiCMOS
63
• Distributed	traveling-wave	modulator	driver
– Significantly	reduce	driver	voltage	requirement
– 100Gb/s	NRZ	made	possible	for	the	first	time	with	today’s	silicon	
modulator	performance
Ran	Ding,	et	al.	100-Gb/s	NRZ	Optical	Transceiver	Analog	 Front-End	in	130-nm	SiGe	BiCMOS,	
submitted	to	Optical	Interconnect	Conference	2014
DC bias
Input Out1+
Out1-
Out2+
Out2-
Out3+
Out3-
Out4+
Out4-
1mm
2.9mm
Diff. RF in
Optical
waveguide
Silicon pn junction
traveling-wave
optical phase-
shifter
In+
In-
Flip-chip bump
bonding interface
40 50 60 70 80 90 100
0
0.5
1
1.5
2
2.5
3
3.5
Data rate (Gb/s)
MaxlenghtofsiliconTWMZ
modulatorinconventional
driverscheme(mm)
40 50 60 70 80 90 100
0
1
2
3
4
5
6
7
Drivervoltagerequirement
(differential−driveVπ/3)(V)
10 ps
2Vpp
Post-layout simulation:
100G eye-diagrams
Driveroutput
Modulator
response
Chip	is	to	be	packaged	with	photonics	chip	
before	testing
Optoelectronic	Systems	Integration	in	Silicon
DC-86GHz,	low	power	TIA,	in	130nm	BiCMOS
64 Ran	Ding,	et	al.,	Power-efficient	low-noise	86	GHz	broadband	amplifier	in	130-nm	SiGe	BiCMOS,	under	review	at	Electronics	Letters
0 200 400 600 800 1000
0
0.2
0.4
0.6
0.8
1
[1][2]
[3]
[4]
[5]
[6][7]
This work
Power (mW)
Gain*bandwidth(THz)
• 86	GHz	bandwidth,	20	dB	gain	transimpedance	amplifier	
(TIA),	consuming	only	89	mW	DC	power
– Best	power	efficiency	compared	to	the	state-of-the	art
Q1
Q2
Q3
Q4
Q5
IN
OUT
Rfb
R1
R2
R3
R4
R6
R5L2
L3
L4
L1
L5
Vcc
Vcc
Vcas
Comparison	to	other	SiGe	broadband	amplifiers
Optoelectronic	Systems	Integration	in	Silicon
DC-86GHz,	low	power	TIA,	in	130nm	BiCMOS
65
• State-of-the-art	low-noise	performance:	20.4	pA/sqrt(Hz)	input	referred	
noise	current	density
• Projected	average	optical	power	sensitivity:	-14.6	dBm	at	100	Gb/s	NRZ
– Assuming	1A/W	photodetector	and	60	GHz	electrical	filter	bandwidth
Measured	50G Extracted	100G	performance	
from	measured	S-parameters
0 20 40 60 80 100
20
30
40
50
60
Transimpedance(dB)
Frequency (GHz)
0 20 40 60 80 100
10
20
30
40
50
Inputreferrednoise(pA/Hz)
0 0.2 0.4 0.6 0.8 1
0
0.2
0.4
0.6
0.8
1
0.4 0.6 0.8 1 0 0.2 0.4 0.6 0.8 1
0
0.2
0.4
0.6
0.8
1
0 0.2 0.4 0.6 0.8 1
0
0.2
0.4
0.6
0.8
1
ba
Optoelectronic	Systems	Integration	in	Silicon
40	GHz	BW	tunable	gain-peaking	TIA	(pTIA)
66
– TIA	designed	with	simple	tuning	knob	to	tune	the	
peaking	profile	for	compensation	of	slow	elements	in	
a	optical	receiver
IN
OUT
Vcc Vcc
Vcc2
Vcas
M1 M2
M3
M4
L1 L3
L2 L4
L7
L6
L5
R1
R2 R3
R4
Cpd
ron
1/gm
i
i
IN
OUT
Vcas
G
G
G
G
G
GG Vcc Vcc2
L1
L2
L3 L5
L4 L6
L7
Cpd
0.9 mm
0.6 mm
5 10 15 20 25 30 35 40 45 50
−60
−40
−20
0
20
40
Frequency (GHz)
S−parameters(dB)
S21, 12 dB peaking
S11, 12 dB peaking
S22, 12 dB peaking
S12, 12 dB peaking
S21, flat response
S11, flat response
S22, flat response
S12 , flat response
Optoelectronic	Systems	Integration	in	Silicon
40	GHz	BW	tunable	gain-peaking	TIA	(pTIA)
67
• Measurements	and	characterization	in	an	optical	
test	bed
Ran	Ding,	et	al.,	40-GHz	bandwidth	transimpedance amplifier	with	adjustable	gain-peaking	in	65-nm	CMOS,	manuscript	under	prep
(a) (d)
(f)
(e)
(c)
(b)
CW#Laser#
12.5G#PPG#
1:4#spli4er#and#delay#
4:1#MUX,#50Gb/s#output#(231-1 PRBS)
Tektronics#DSA#
PhotoI
detector#
(Eye diagrams)
Reference#
Clock#
Electrical
connections
Optical
connections
pTIA
Lithium Niobate
modulator
Modulator
driver
10 20 30 40 50
0
10
20
30
40
50
60
Transimpedance(dB)
Frequency (GHz)
10 20 30 40 50
0
5
10
15
20
25
30
Inputreferrednoise(pA/Hz)
50	Gb/s	eye	diagrams
Optoelectronic	Systems	Integration	in	Silicon
50Gb/s	input-parasitics-insensitive	receiver
68
• One	significant	challenge	for	electronics-photonics	
integration	is	the	RF	parasitics	at	the	interface.	
• Typical	packaging	parasitics
– Bump	bonding:	~40	fF
– Wire-bonding:	300~500	pH
• Typical	device	capacitance
– Photodetector:	15	fF
– Ring	modulator:	25	fF
• A	receiver	that	is	tolerant	to	packaging	parasitics	is	highly	
desirable
Optoelectronic	Systems	Integration	in	Silicon
50Gb/s	input-parasitics-insensitive	receiver
69
• While	maintaining	state-of-the-art	performance:
– 60	mW	DC	power	consumption,	~10	mW	due	to	biasing
– 50	uApp sensitivity	for	BER	=	1e-12,	this	is	equivalent	to	-13dBm optical	modulation	
amplitude	sensitivity	with	0.5A/W	detector,	this	is	comparable	to	the	best	in	literature	at	25	
Gb/s
– Receiver	enters	limiting	mode	above	40	uApp,	overload	level	~800	uApp
– Output	swing	300mVpp	,	can	directly	interface	with	BERT
• Rx	designed	to	be	very	tolerant	to	parasitics	at	input	node
Output	eye-diagrams	at	50Gb/s
- red:	PD	only
- Blue:	800pH	additional	inductance
Output	eye-diagrams	at	50Gb/s
- red:	PD	only
- Blue:	100fF	additional	capacitance
Optoelectronic	Systems	Integration	in	Silicon
50Gb/s	input-parasitics-insensitive	receiver
70
• Receiver	topology	and	functionality
In	collaboration	with	Zhe Xuan
input
PD	bias
Input	low	
noise	TIA
Output	
buffer	stage
DC	level	
compensation
Limiting	amplifier	
chain
Differential	
output
Optoelectronic	Systems	Integration	in	Silicon
Closing	remarks,	future	work
71
• Silicon-polymer	modulators
– Substantial	device	performance	improvement	possible	with	
polymer	innovation	and	novel	optics	designs
– Larger	scale,	more	complexity
– New	applications
Korn,	Dietmar,	Robert	Palmer,	Hui Yu,	Philipp	C.	Schindler,	
Luca	Alloatti,	Moritz	Baier,	René	Schmogrow et	al.	
"Silicon-organic	hybrid	(SOH)	IQ	modulator	using	the	
linear	electro-optic	effect	for	transmitting	16QAM	at	112	
Gbit/s."	Optics	express	21,	no.	11	(2013):	13219-13227.
Weimann,	C.,	P.	C.	Schindler,	R.	Palmer,	S.	Wolf,	D.	Bekele,	
D.	Korn,	J.	Pfeifle et	al.	"Silicon-organic	hybrid	(SOH)	
frequency	comb	sources	for	terabit/s	data	transmission."	
Optics	Express	22,	no.	3	(2014):	3629-3637.
Optoelectronic	Systems	Integration	in	Silicon
Closing	remarks,	future	work
72
• Silicon	PN	junction	modulators
– Novel	PN	junction	design
– Large	scale	integrations
– Advanced	applications
Liu,	Yang,	Scott	Dunham,	Tom	Baehr-Jones,	Andy	Eu-Jin	Lim,	Guo-Qiang
Lo,	and	Michael	Hochberg.	"Ultra-responsive	Phase	Shifters	for	
depletion	mode	silicon	modulators."	Journal	of	Lightwave	Technology	
31,	no.	23	(2013):	3787-3793.
Conventional	junction	geometry
New	PN	junction	geometry
Credit:	Matt	Streshinsky,	Ari	Novack
Optoelectronic	Systems	Integration	in	Silicon
Closing	remarks,	future	work
73
• System	designs	and	electronics
– More	complete	EDA	tools	enabling	PCell,	LVS,	parasitic	
extraction
– Yield	and	corner	simulation	in	early	design	phase
– Closer	integration	and	co-design	with	electronics	for	
improved	overall	performance
Optoelectronic	Systems	Integration	in	Silicon
Questions	and	Comments
74
• Thank	you	very	much
Optoelectronic	Systems	Integration	in	Silicon
Related	Publications
75
Optoelectronic	Systems	Integration	in	Silicon
Related	Publications
76
Optoelectronic	Systems	Integration	in	Silicon
Related	Publications
77
Optoelectronic	Systems	Integration	in	Silicon
Gallery	of	other	CMOS/BiCMOS chips
78

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