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CRC for Rail Innovation
  Safety Research




    David George, CEO and
 Prof Andry Rakotonirainy,QUT
                 Established and Supported
                 under Australia’s Cooperative
                 Research Centres Programme
Collaborative Research to
 achieve more with less
$100m research program over 7 years

Collaboration between industry and
universities

Over 100 projects under 6 themes

Industry driven, adoption focused research
Six Research Themes

Research program focusing on
six themes:
  Safety & Security
  Climate Change and the
  Environment
  Performance
  Smart Technologies
  Urban Rail Access
  Workforce Development
Outline of selected
       safety projects
Affordable Railway crossing stage 2
(R3.122)
Baseline Level Crossing video (R2.119)
ITS for safer level crossing (R2.111)
Route Knowledge/Driving strategies
(R2,112/113)
Level crossing intervention (R2.118)
Rail Incident Investigator (P4.113)
Track worker protection technology (R3.120)
Next Generation Fatigue Risk Management
(R2.109/110)
R3.122 Affordable Level
Crossings Project – Stage 2
Project commenced in March 2011
Aims: evaluate and trial low-cost level crossing warning
devices in several jurisdictions;
 • Candidate devices will be trialled in shadow-mode (i.e.
   overlaid on a vital track circuit without installation of the
   candidate device’s road-user interface)
Why Affordable Level
          Crossings?
  Collectively, passive crossings represent a
  significant safety issue for Australia.
  They cost at least 25% of the cost of traditional
  crossing technologies.
  For a given investment, more crossings can be
  treated;
   • Greater safety benefit for same investment
     used to treat crossings using traditional
     technologies.
(ATSB, 2008a; RSRP, 2008)
Expected Outcomes
Set of requirements for LCLCWDs with safety and
availability targets;
 • Risk assessment model
 • Human reliability assessment model
Lifecycle assessment criteria;
 • Identification of where cost savings can be made
Trial results;
 • Comparative performance and operational data (reliability,
   availability, maintainability)
Results from human factors study;
 • Effectiveness of various measures to improve
   performance of road users at level crossings that are
   unavailable (effective communication of crossing state)
R2.119 Baseline Level Crossing
            Video
          Project commenced in July 2011
 Aims: capture the context of near-misses using video
 obtained from forward facing cameras installed in trains
  •   Digital image processing algorithms will be developed to identify
      events of interest from video footage
Problems Project is Addressing
  Subjectivity of near-miss reporting
   •   Near-misses are self reported – a near-miss to one driver is not
       the same as a near-miss to another
   •   Under-reporting is also an issue
  Near-miss data is the most important precursor data
  available
   •   Currently because of it's unreliability, it is not suitable for analysis
   •   Crash data is of limited use due to statistical uncertainty (because
       of low number of occurrences)
  Precise definitions and sub-categorizations of near-miss
  (technically derived from video image processing and
  other context data) will significantly improve the
  usefulness of near-miss data
   •   Supports causal analysis, better continuity for trend analysis,
   •   Improves risk models to support better prioritization of upgrade
       funding, etc.
Expected Outcomes
Establish precise definitions of near-miss
 •   Using objectively measurable information (from in-cab video
     capture and data logging system)
Establish technical data capture performance criteria to
underpin essential data capture needed
 •   Allows industry to approach suppliers for equipment that meets
     these needs
Improving understanding of the context of near-misses
and causal factors
 •   Expected to inform measures to improve safety at level crossings
     (i.e. Using a data-mining approach, correlations can be found
     between near-misses and contextual factors
Project can inform simulator training for drivers
 •   Can potentially provide the basis for competency assessment in
     relation to identification of near-misses
R2.111 ITS for safer
          level crossings
         Project commenced in July 2010
Aims to assess capability of Intelligent Transport
Systems technologies to reduce crashed at RLXs
 •   Trialing 3 types of ITS on an advanced driving simulator
Scope

Research question:
   Can ITS intervention reduce crashes at RLX by
   improving driver’s awarenessp;
        • Trial 3 emerging ITS interventions on the advanced driving
          simulator (HMI side).
        • In-vehicle and road-based interventions.
        • Drivers’ errors or violations the largest contributor to RLX
          crashes.

Strategy:
      Reduce main driver’s errors at crossings (failure to
      detect crossing/train and misjudgments of train
      approach speed/distance).
Expected Outcomes


A scientific assessment of the safety
impacts of RLX – emerging ITS based
interventions on driver behaviour.
Cost benefits assessments.
Recommendations to industry.
R2.112/113 Route Knowledge &
      Driving Strategies
        Project commenced in October 2010
 Aims: Devise simulator scenarios to optimize skills
 acquisition and knowledge transfer during learning
  • A simulator scenario suite will be developed and tested
    under heavy haul and passenger train driving conditions
Why Simulator Scenarios?
Increasing need in the Australian rail industry to train
drivers faster and more effectively.
Industry-based simulator usage is widespread but there
is little consistency in application methodologies.
A good understanding of route knowledge and
substantive driving strategies is required to cultivate
train driving competency
 • Very little is currently known about how route knowledge is
   mentally encoded.
 • Driving strategies are subject to considerable individual
   differences.
Expected Outcomes
A comprehensive picture and understanding of how the
railway is psychologically structured
 • Route knowledge review
 • Mental schematics
 • Alignment with effective driving strategy
Identification of a scenario suite
 • Captures train driving skill
 • Dimensionalises task demand
Results from simulator evaluation
 • Scientifically informed simulator scenario suite
 • Advise national simulator training practice
 • Introduce better consistency in simulator application and
   management
R2.118: RLX intervention
             framework
         Project commenced July 2011
Aim:
  Identify an optimal intervention framework for
  managing safety upgrades to railway level
  crossings.
Scope

Research questions:
1. Which framework (incremental or system-wide)
   effectively optimizes the goals of increased network
   safety and low equipment cost for management of
   railway level crossings?
2. Is it legally viable to upgrade level crossings to a
    standard that is not fail-to-safe?


Approach:
   Basic risk analysis and clarity on the legal position
   for implementing countermeasures that do not
   render railway level crossings fail-to-safe.
Expected Outcomes


Legal advice on argument
to deploy LCLCWDs within
Rail Safety Act.
Decision making framework.
Advocacy campaign (ARA).
Rail Incident Investigator
             (P4.113)
          Project commenced November 2010
Aims:
•   Develop a national training program & capability framework for
    rail incident investigators.
•   Establish the potential market demand.
•   Define the curricula for a multi-level national training program.
•   Explore training providers & delivery options.
Scope
  A previous scoping report (P4.107) recognised that
  the Australian Rail Industry did not have a national
  approach to developing rail incident investigations.
  By 1 January, 2013, a National Rail Safety
  Regulator will be appointed. This has led to strong
  support from the industry for a more collaborative
  approach.
  There was agreement amongst participants on the
  need for a competency framework and qualification
  pathway for investigators.
Approach:
  Structured interviews and weighted checklists were
  utilised to determine core competencies for investigators
  as well as forming the basis for the training needs
  analysis.
Project Benefits

Development of a rail-specific competency
framework and curricula for a multi-level
national training program will:
     Allow industry to share training
     resources.
     Increase the recruitment pool of qualified
     professional investigators.
     Provide a nationally recognised career
     pathway for rail investigators.
     Enhance the quality of both curricula and
     training providers.
R2.109 Second generation Fatigue
Risk management System (FRMS)

            Commenced: 2009
Aims:
  To develop a framework for a flexible risk-
  based national standard for fatigue
  management for the rail industry.
Benefits

A standardised approach to fatigue risk
management based on current scientific knowledge
and best practice.
A set of practical tools and strategies to be used in
the development of individual FRMS.
Standardised guidelines for the use of pre-existing
fatigue management tools such as FAID.
A set of standardised key performance indicators
against which rail operators and regulators can
assess the performance of a rail organisation’s
FRMS.
Outcomes

Framework for a national standard,
based on scientific evidence and
current best practice.
A compliance code to assist
organisations in meeting the standard.
Tools and guidelines for policy
development and fatigue risk
management.
R2.110 Next generation Fatigue Risk
   management System (FRMS)

    Project commenced Jul 2009
Aim:
  To improve the reliability and validity
  of the data used to inform fatigue
  models.
Benefits
Work-related fatigue modeling tools
representative of the different social/domestic
profiles of different workgroups within the
industry.
Capacity to inform the likelihood that a given
shift falls within a specified fatigue score
range.
Improving the match between observed and
predicted fatigue (i.e. by using individual
predictors); thereby limiting the unsafe work
hours and reducing unnecessary restrictions
of working hours.
Expected Outcomes

New parameters for defining levels
of fatigue risk associated with
working time for different work
groups and demographic profiles.

A more flexible approach to fatigue
modeling that reflects the current
state of the industry.
Thank you for your attention
David George and Professor
   Andry Rakotonirainy

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CRC for Rail Innovation Safety Research

  • 1. CRC for Rail Innovation Safety Research David George, CEO and Prof Andry Rakotonirainy,QUT Established and Supported under Australia’s Cooperative Research Centres Programme
  • 2. Collaborative Research to achieve more with less $100m research program over 7 years Collaboration between industry and universities Over 100 projects under 6 themes Industry driven, adoption focused research
  • 3. Six Research Themes Research program focusing on six themes: Safety & Security Climate Change and the Environment Performance Smart Technologies Urban Rail Access Workforce Development
  • 4. Outline of selected safety projects Affordable Railway crossing stage 2 (R3.122) Baseline Level Crossing video (R2.119) ITS for safer level crossing (R2.111) Route Knowledge/Driving strategies (R2,112/113) Level crossing intervention (R2.118) Rail Incident Investigator (P4.113) Track worker protection technology (R3.120) Next Generation Fatigue Risk Management (R2.109/110)
  • 5. R3.122 Affordable Level Crossings Project – Stage 2 Project commenced in March 2011 Aims: evaluate and trial low-cost level crossing warning devices in several jurisdictions; • Candidate devices will be trialled in shadow-mode (i.e. overlaid on a vital track circuit without installation of the candidate device’s road-user interface)
  • 6. Why Affordable Level Crossings? Collectively, passive crossings represent a significant safety issue for Australia. They cost at least 25% of the cost of traditional crossing technologies. For a given investment, more crossings can be treated; • Greater safety benefit for same investment used to treat crossings using traditional technologies. (ATSB, 2008a; RSRP, 2008)
  • 7. Expected Outcomes Set of requirements for LCLCWDs with safety and availability targets; • Risk assessment model • Human reliability assessment model Lifecycle assessment criteria; • Identification of where cost savings can be made Trial results; • Comparative performance and operational data (reliability, availability, maintainability) Results from human factors study; • Effectiveness of various measures to improve performance of road users at level crossings that are unavailable (effective communication of crossing state)
  • 8. R2.119 Baseline Level Crossing Video Project commenced in July 2011 Aims: capture the context of near-misses using video obtained from forward facing cameras installed in trains • Digital image processing algorithms will be developed to identify events of interest from video footage
  • 9. Problems Project is Addressing Subjectivity of near-miss reporting • Near-misses are self reported – a near-miss to one driver is not the same as a near-miss to another • Under-reporting is also an issue Near-miss data is the most important precursor data available • Currently because of it's unreliability, it is not suitable for analysis • Crash data is of limited use due to statistical uncertainty (because of low number of occurrences) Precise definitions and sub-categorizations of near-miss (technically derived from video image processing and other context data) will significantly improve the usefulness of near-miss data • Supports causal analysis, better continuity for trend analysis, • Improves risk models to support better prioritization of upgrade funding, etc.
  • 10. Expected Outcomes Establish precise definitions of near-miss • Using objectively measurable information (from in-cab video capture and data logging system) Establish technical data capture performance criteria to underpin essential data capture needed • Allows industry to approach suppliers for equipment that meets these needs Improving understanding of the context of near-misses and causal factors • Expected to inform measures to improve safety at level crossings (i.e. Using a data-mining approach, correlations can be found between near-misses and contextual factors Project can inform simulator training for drivers • Can potentially provide the basis for competency assessment in relation to identification of near-misses
  • 11. R2.111 ITS for safer level crossings Project commenced in July 2010 Aims to assess capability of Intelligent Transport Systems technologies to reduce crashed at RLXs • Trialing 3 types of ITS on an advanced driving simulator
  • 12. Scope Research question: Can ITS intervention reduce crashes at RLX by improving driver’s awarenessp; • Trial 3 emerging ITS interventions on the advanced driving simulator (HMI side). • In-vehicle and road-based interventions. • Drivers’ errors or violations the largest contributor to RLX crashes. Strategy: Reduce main driver’s errors at crossings (failure to detect crossing/train and misjudgments of train approach speed/distance).
  • 13. Expected Outcomes A scientific assessment of the safety impacts of RLX – emerging ITS based interventions on driver behaviour. Cost benefits assessments. Recommendations to industry.
  • 14. R2.112/113 Route Knowledge & Driving Strategies Project commenced in October 2010 Aims: Devise simulator scenarios to optimize skills acquisition and knowledge transfer during learning • A simulator scenario suite will be developed and tested under heavy haul and passenger train driving conditions
  • 15. Why Simulator Scenarios? Increasing need in the Australian rail industry to train drivers faster and more effectively. Industry-based simulator usage is widespread but there is little consistency in application methodologies. A good understanding of route knowledge and substantive driving strategies is required to cultivate train driving competency • Very little is currently known about how route knowledge is mentally encoded. • Driving strategies are subject to considerable individual differences.
  • 16. Expected Outcomes A comprehensive picture and understanding of how the railway is psychologically structured • Route knowledge review • Mental schematics • Alignment with effective driving strategy Identification of a scenario suite • Captures train driving skill • Dimensionalises task demand Results from simulator evaluation • Scientifically informed simulator scenario suite • Advise national simulator training practice • Introduce better consistency in simulator application and management
  • 17. R2.118: RLX intervention framework Project commenced July 2011 Aim: Identify an optimal intervention framework for managing safety upgrades to railway level crossings.
  • 18. Scope Research questions: 1. Which framework (incremental or system-wide) effectively optimizes the goals of increased network safety and low equipment cost for management of railway level crossings? 2. Is it legally viable to upgrade level crossings to a standard that is not fail-to-safe? Approach: Basic risk analysis and clarity on the legal position for implementing countermeasures that do not render railway level crossings fail-to-safe.
  • 19. Expected Outcomes Legal advice on argument to deploy LCLCWDs within Rail Safety Act. Decision making framework. Advocacy campaign (ARA).
  • 20. Rail Incident Investigator (P4.113) Project commenced November 2010 Aims: • Develop a national training program & capability framework for rail incident investigators. • Establish the potential market demand. • Define the curricula for a multi-level national training program. • Explore training providers & delivery options.
  • 21. Scope A previous scoping report (P4.107) recognised that the Australian Rail Industry did not have a national approach to developing rail incident investigations. By 1 January, 2013, a National Rail Safety Regulator will be appointed. This has led to strong support from the industry for a more collaborative approach. There was agreement amongst participants on the need for a competency framework and qualification pathway for investigators. Approach: Structured interviews and weighted checklists were utilised to determine core competencies for investigators as well as forming the basis for the training needs analysis.
  • 22. Project Benefits Development of a rail-specific competency framework and curricula for a multi-level national training program will: Allow industry to share training resources. Increase the recruitment pool of qualified professional investigators. Provide a nationally recognised career pathway for rail investigators. Enhance the quality of both curricula and training providers.
  • 23. R2.109 Second generation Fatigue Risk management System (FRMS) Commenced: 2009 Aims: To develop a framework for a flexible risk- based national standard for fatigue management for the rail industry.
  • 24. Benefits A standardised approach to fatigue risk management based on current scientific knowledge and best practice. A set of practical tools and strategies to be used in the development of individual FRMS. Standardised guidelines for the use of pre-existing fatigue management tools such as FAID. A set of standardised key performance indicators against which rail operators and regulators can assess the performance of a rail organisation’s FRMS.
  • 25. Outcomes Framework for a national standard, based on scientific evidence and current best practice. A compliance code to assist organisations in meeting the standard. Tools and guidelines for policy development and fatigue risk management.
  • 26. R2.110 Next generation Fatigue Risk management System (FRMS) Project commenced Jul 2009 Aim: To improve the reliability and validity of the data used to inform fatigue models.
  • 27. Benefits Work-related fatigue modeling tools representative of the different social/domestic profiles of different workgroups within the industry. Capacity to inform the likelihood that a given shift falls within a specified fatigue score range. Improving the match between observed and predicted fatigue (i.e. by using individual predictors); thereby limiting the unsafe work hours and reducing unnecessary restrictions of working hours.
  • 28. Expected Outcomes New parameters for defining levels of fatigue risk associated with working time for different work groups and demographic profiles. A more flexible approach to fatigue modeling that reflects the current state of the industry.
  • 29. Thank you for your attention David George and Professor Andry Rakotonirainy